Insider and congress filings

Capital One Financial Corporation (COF)

NYSE · Financial Services · 372 insider filings · 145 congress trades · last filed 9 days agoS&P 500

20
Open-market insider filings shown
1d
Median delay on the insider filings
within the two business day rule
0/20
Purchases and sales in the filings shown

About Capital One Financial Corporation

from the company's filings and listing
Exchange
NYSE
Sector
Financial Services
Industry
Financial - Credit Services
Chief executive
Richard D. Fairbank
Employees
78,400
Listed since
Nov 16, 1994
Market value
$129.4B
Price to earnings
13.0
Earnings per share
$16.95
Dividend yield
1.52%

www.capitalone.com

Earnings

6 reported quarters · next on Oct 20, 2026
QuarterEPSEPS expectedRevenueRevenue expectedResult
Q2 FY2026reported Jul 21, 2026$5.81$4.79$15.8B$15.8BEPS beatRevenue in line
Apr 21, 2026$4.42$4.50$15.2B$15.3BEPS missRevenue in line
Jan 22, 2026$3.86$4.14$15.6B$15.5BEPS missRevenue in line
Oct 21, 2025$5.95$4.49$15.4B$15.1BEPS beatRevenue beat
Q2 FY2025reported Jul 22, 2025$5.48$4.05$12.6B$12.4BEPS beatRevenue beat
Apr 22, 2025$4.06$3.64$10.0B$10.1BEPS beatRevenue in line

Actual against the consensus estimate at the time. A flag marks a beat or a miss of more than 1.5% either way; inside that band the quarter is in line. A flag marked GAAP compares a GAAP figure the company reported with an adjusted consensus, two different measures, so a one-time gain or charge can move it either way; basis unverified means we could not classify the reported figure. A flag reads n/a only when a number is missing. An estimate is a forecast made by analysts, not a company target.

Institutional holders

13F positions as of Jun 30, 2026
HolderValueSharesChangeOf company
Blackrock, Inc.$10.2B51,054,869+0.5%8.23%
Vanguard Capital Management LLC$8.2B40,646,052+0.3%6.55%
State Street Corp$5.6B27,797,298+0.9%4.48%
Jpmorgan Chase & Co$3.6B17,785,818+2.5%2.87%
Geode Capital Management, LLC$2.9B14,360,681+0.5%2.31%
Franklin Resources Inc$2.7B13,440,351-2.1%2.17%
Vanguard Portfolio Management LLC$2.6B12,800,697+7.8%2.06%
Harris Associates L P$2.3B11,492,010+11.0%1.85%
FMR LLC$2.2B11,130,538-11.4%1.79%
Norges Bank$2.0B9,978,148+100.0%1.61%
Dodge & Cox$1.8B9,117,926+3.9%1.47%
Morgan Stanley$1.8B8,768,807-1.8%1.41%

A 13F reports long US equity positions 45 days after the quarter ends, so these are positions as they stood on Jun 30, 2026. For a manager's whole book see the fund directory.

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Open-market insider trades

20 filings of 372 on record
InsiderActionSharesPriceValueTrade dateDelay
Matthew W. CooperGeneral Counsel & Corp SecySold3,500$214.10$749KSep 1, 20261d
Lia DeanPres, Banking & Prem. ProductsSold · 2 lines2,193$225.52$495KAug 17, 20261d
Celia KaramPres, Retail BankSold · 2 lines1,888$225.52$426KAug 17, 20261d
Mark Daniel MouadebPresident, CardSold1,199$225.00$270KAug 13, 20264d
Michael ZamskyChief Credit & Fin'l Risk Off.Sold5,473$218.02$1.2MAug 10, 20261d
Ravi RaghuPres, Software, Intl & Sm BusSold50$218.49$11KAug 7, 20263d
Matthew W. CooperGeneral Counsel & Corp SecySold3,500$219.33$768KAug 4, 20261d
Mark Daniel MouadebPresident, CardSold1,183$220.00$260KAug 4, 20261d
Mark Daniel MouadebPresident, CardSold690$215.00$148KAug 3, 20261d
Ravi RaghuPres, Software, Intl & Sm BusSold · 3 lines9,726$209.78$2.0MJul 31, 20263d
Timothy P. GoldenSVP, Chief Accounting OfficerSold3,487$211.00$736KJul 29, 20261d
Matthew W. CooperGeneral Counsel & Corp SecySold3,500$208.00$728KJul 7, 20261d
Kaitlin HaggertyChief Human Resources OfficerSold1,307$183.93$240KMay 12, 20262d
Matthew W. CooperGeneral Counsel & Corp SecySold3,500$183.93$644KMay 12, 20262d
Kaitlin HaggertyChief Human Resources OfficerSold119$182.59$22KMay 13, 20261d
Celia KaramPres, Retail BankSold1,749$192.58$337KMay 1, 20263d
Celia KaramPres, Retail BankSold1,099$185.61$204KApr 1, 20262d
Lia DeanPres, Banking & Prem. ProductsSold1,692$185.61$314KApr 1, 20262d
Celia KaramPres, Retail BankSold1,636$191.00$312KMar 2, 20261d
Mark Daniel MouadebPresident, CardSold1,593$210.00$335KFeb 26, 20264d

One row is one filing. A filing that reported its trade in several tranches is summed, priced at the weighted average, and marked with its line count.

Congress trades in COF

20 disclosures of 145 on record · median 23d of the 45 allowed
MemberTypeActionAmount disclosedSince the tradeTrade dateDisclosedDelay
Alan ArmstrongSelfFiled lateStockPurchase$1,001 - $15,000+19.7%S&P +20.2% · vs S&P 500 -0.5%Mar 27, 2026Jul 21, 2026116d
Ro KhannaStockPurchase$1,001 - $15,000+5.1%S&P +2.1% · vs S&P 500 +3.1%Jun 30, 2026Jul 6, 20266d
Ro KhannaStockPurchase$1,001 - $15,000+5.1%S&P +1.6% · vs S&P 500 +3.5%Jun 16, 2026Jul 6, 202620d
Ro KhannaStockSale$1,001 - $15,000+9.9%S&P +5.8% · vs S&P 500 +4.1%May 1, 2026Jun 9, 202639d
Ro KhannaStockSale$15,001 - $50,000+11.7%S&P +1.6% · vs S&P 500 +10.1%May 27, 2026Jun 9, 202613d
Ro KhannaStockPurchase$1,001 - $15,000+9.9%S&P +5.8% · vs S&P 500 +4.1%May 1, 2026Jun 9, 202639d
Ro KhannaStockSale$15,001 - $50,000+12.7%S&P +3.2% · vs S&P 500 +9.5%May 15, 2026Jun 9, 202625d
Ro KhannaStockPurchase$15,001 - $50,000+6.7%S&P +11.1% · vs S&P 500 -4.4%Apr 13, 2026May 11, 202628d
Ro KhannaStockPurchase$15,001 - $50,000+18.4%S&P +20.7% · vs S&P 500 -2.3%Mar 30, 2026Apr 7, 20268d
Ro KhannaStockPurchase$1,001 - $15,000+16.3%S&P +16.5% · vs S&P 500 -0.2%Mar 23, 2026Apr 7, 202615d
Ro KhannaStockSale$15,001 - $50,000-1.4%S&P +13.0% · vs S&P 500 -14.4%Feb 5, 2026Mar 9, 202632d
Gilbert Ray Cisneros, Jr.StockSale$1,001 - $15,000-4.1%S&P +10.1% · vs S&P 500 -14.2%Feb 10, 2026Mar 9, 202627d
Ro KhannaStockSale$1,001 - $15,000+7.3%S&P +10.9% · vs S&P 500 -3.6%Feb 24, 2026Mar 9, 202613d
Ro KhannaStockPurchase$15,001 - $50,000-5.7%S&P +9.6% · vs S&P 500 -15.3%Feb 2, 2026Mar 9, 202635d
Gilbert Ray Cisneros, Jr.StockPurchase$1,001 - $15,000-15.4%S&P +9.8% · vs S&P 500 -25.2%Jan 9, 2026Feb 13, 202635d
Ro KhannaStockPurchase$15,001 - $50,000-3.8%S&P +9.8% · vs S&P 500 -13.7%Jan 29, 2026Feb 6, 20268d
Ro KhannaStockSale$15,001 - $50,000-10.3%S&P +10.6% · vs S&P 500 -20.9%Jan 22, 2026Feb 6, 202615d
Ro KhannaStockSale$1,001 - $15,000-10.3%S&P +10.6% · vs S&P 500 -20.9%Jan 22, 2026Feb 6, 202615d
Ro KhannaStockSale$1,001 - $15,000-10.0%S&P +10.4% · vs S&P 500 -20.4%Jan 14, 2026Feb 6, 202623d
Ro KhannaStockPurchase$1,001 - $15,000-3.0%S&P +10.6% · vs S&P 500 -13.5%Jan 23, 2026Feb 6, 202614d

Since the trade: the stock's move from the trade date to the latest close we hold, as of Sep 10, 2026, an estimate, with the S&P 500 over the same window and the difference against it. The figures describe the stock after the trade, not the member's result: the filing carries a band, not a fill, and a sale keeps the same sign, so a positive figure after a sale means the stock kept rising. An option row carries the underlying stock's move. A row marked n/a has no market price. Not investment advice.

Members of Congress reporting a position

4 members · estimate, as of Sep 10, 2026

4 members report a position (estimated). The largest estimated position is in the $100,001 - $250,000 band.

MemberParty, chamberEstimated positionShare of their portfolio
Markwayne MullinRepublican · Senate$100,001 - $250,0000.7%
Julie JohnsonDemocrat · House$15,001 - $50,0000.2%
John BoozmanRepublican · Senate$1,001 - $15,0000.4%
Michael A. RulliRepublican · House$1,001 - $15,0000.7%

Estimate, as of Sep 10, 2026. Each position is modelled from the member's disclosed transactions and annual filings: the midpoint of each disclosed band, moved with the stock's price since the trade. It is a rough estimate of a reported position, not a figure from a filing, which is why it is shown as a band. Share of portfolio sets that estimate against the member's whole estimated public-stock portfolio.

Awards, option exercises and gifts (20)
InsiderEventSharesDate
Jason P. HansonPres.- Global Payment NetworkOption exercise2,014Aug 1, 2026
Jason P. HansonPres.- Global Payment NetworkTax withholding893Aug 1, 2026
Francois Locoh-DonouDirectorStock award1,294May 8, 2026
Eileen SerraDirectorStock award1,294May 8, 2026
Michael ShepherdDirectorStock award1,294May 8, 2026
craig a. williamsDirectorStock award1,294May 8, 2026
Jennifer L. WongDirectorStock award1,294May 8, 2026
Mayo A. Shattuck IIIDirectorStock award1,294May 8, 2026
Peter Thomas KillaleaDirectorStock award1,294May 8, 2026
Ime ArchibongDirectorStock award1,294May 8, 2026
Peter E. RaskindDirectorStock award1,294May 8, 2026
Cornelis PAJ LeenaarsDirectorStock award1,294May 8, 2026
Suni P. HarfordDirectorStock award1,294May 8, 2026
Christine Rose DetrickDirectorStock award1,294May 8, 2026
LaPrade,III Frank G.Chief Enterprise Srvcs OfficerStock award11,041Apr 7, 2026
Michael ZamskyChief Credit & Fin'l Risk Off.Stock award6,047Mar 9, 2026
Robert M. AlexanderChief Information OfficerStock award9,957Mar 9, 2026
Michael ZamskyChief Credit & Fin'l Risk Off.Tax withholding2,728Mar 9, 2026
Robert M. AlexanderChief Information OfficerTax withholding4,491Mar 9, 2026
Richard D. FairbankChairman and CEOStock award122,539Mar 9, 2026

Awards, option exercises, shares withheld to cover tax and gifts all file on the same form as a purchase or a sale. None of them is a decision to trade, so they sit here rather than beside the ones that are.

Questions

Are insiders buying or selling COF?

Across the 20 most recent open-market filings shown here, 0 were purchases and 20 were sales.

Which members of Congress have traded COF?

Alan Armstrong, Ro Khanna, Gilbert Ray Cisneros, Jr. disclosed COF transactions in the filings shown here.

Which members of Congress hold COF?

4 members of Congress report a position in COF in the estimate we hold as of Sep 10, 2026. The three largest estimated positions belong to Markwayne Mullin, Julie Johnson and John Boozman. The estimate is built from disclosed transactions and annual filings, so it is shown as a band rather than a figure from a filing.

Is COF in the S&P 500 or the Nasdaq 100?

Capital One Financial Corporation is a current member of the S&P 500, per the membership list we hold as of Sep 10, 2026. Current members of either index get a page here whatever their filing history.

How quickly are COF trades disclosed?

Insider filings on this page reached the public a median of 1 days after the transaction, against the two business days Form 4 allows. Congressional disclosures took a median of 23 days, against the 45 the STOCK Act allows.

How to read a Form 4

A DECISION THE INSIDER MADE

POpen-market purchase. Bought with their own money at the market price.
SOpen-market sale. Sold on the market. A sale marked scheduled was set up in advance under a Rule 10b5-1 plan, often months before.

COMPENSATION PLUMBING

AStock award. Granted as pay, not bought.
MOption exercise. Converting options already held into shares.
FTax withholding. Shares handed back to the company to pay the tax on a grant.
GGift. Given away, with no money changing hands.

Congress rows disclose a value range rather than an exact amount, and the STOCK Act allows up to 45 days to report. Full sourcing and the limits of this data are on the methodology page. A filing is a record of a transaction, not a signal, and nothing here is investment advice.

Data as of Sep 10, 2026.

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