Insider and congress filings

Caterpillar Inc. (CAT)

NYSE · Industrials · 371 insider transactions · 184 congress trades · last filed 13 days agoS&P 500

8
Open-market insider filings shown
1d
Median delay on the insider filings, in business days
within the two business day rule
0 buys·8 sells
Purchases and sales in the filings shown
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About Caterpillar Inc.

from the company's filings and listing, as of Oct 22, 2026
Exchange
NYSE
Sector
Industrials
Industry
Agricultural - Machinery
Chief executive
Joseph E. Creed
Employees
118,000
Listed since
Dec 2, 1929
Market value
$340.3B
Price to earnings (12 mo)
31.7
Net income per share, as reported (12 mo)
$23.53
Dividend yield
0.83%

www.caterpillar.com

Company news

3 articles · newest first
HeadlineSourceDate
Caterpillar allocates up to $10 million to North Carolina workforce trainingThe allocation is the latest under its five-year, $100 million Building the Future Workforce Initiative.Company releaseOct 15, 2026
Caterpillar names Derrick York group president of Resource IndustriesDenise Johnson steps down as group president effective November 1, 2026, and has elected to retire effective February 1, 2027.Form 8-K and releaseOct 15, 2026
Caterpillar agrees to acquire John Fabick Tractor Company, a Cat dealerCaterpillar said the deal is expected to close within 30 days, subject to regulatory approval and other customary closing conditions.Company releaseSep 29, 2026

Written by GetSignal with AI from the company's own SEC filings and press releases; each article links to its source. Not investment advice. Company news from every company we cover

Earnings

6 reported quarters · next on Oct 29, 2026
QuarterEPSEPS expectedRevenueRevenue expectedResult
Q2 FY2026reported Aug 4, 2026$8.17$6.22$20.5B$19.3BEPS beatRevenue beat
Q1 FY2026reported Apr 30, 2026$5.54$4.65$17.4B$16.5BEPS beatRevenue beat
Q4 FY2025reported Jan 29, 2026$5.16$4.71$19.1B$17.9BEPS beatRevenue beat
Q3 FY2025reported Oct 29, 2025$4.95$4.53$17.6B$16.8BEPS beatRevenue beat
Q2 FY2025reported Aug 5, 2025$4.72$4.89$16.6B$16.3BEPS missRevenue beat
Q1 FY2025reported Apr 30, 2025$4.25$4.35$14.2B$14.7BEPS missRevenue miss

Actual against the consensus estimate at the time. A flag marks a beat or a miss of more than 1.5% either way; inside that band the quarter is in line. A flag reads n/a only when a number is missing. Quarterly EPS is the figure set against the consensus, usually adjusted, so the quarters need not add up to the 12-month net income per share above. An estimate is a forecast made by analysts, not a company target.

Executive pay

as filed for fiscal 2025 · proxy filed Apr 30, 2026
ExecutiveSalaryStock awardsOtherTotal
D. James Umpleby IIIExecutive Chairman$1.4M$13.1M$7.7M$22.2M
Joseph E. CreedCEO$1.4M$9.5M$6.1M$17.0M
Christy M. PambianchiCHRO$567K$7.9M$2.2M$10.7M
Andrew R. J. BonfieldCFO$992K$3.7M$2.8M$7.4M
Denise C. JohnsonGroup President$986K$2.8M$2.4M$6.2M
Bob De LangeGroup President$926K$2.8M$2.3M$6.0M

The summary compensation table from the proxy statement for fiscal 2025, with titles as filed then. Executives who have since left are not shown. Read the filing

Institutional holders

13F positions as of Jun 30, 2026
HolderValueSharesShares vs prior qtr% of shares out
BlackRock, Inc.$40.5B37,991,505+2.2%8.25%
State Street Corp$36.6B34,392,316-1.4%7.42%
Vanguard Capital Management LLC$32.0B30,077,764-0.5%6.53%
State Farm Mutual Automobile Insurance Co$15.5B14,509,304-0.4%3.15%
Vanguard Portfolio Management LLC$12.8B12,026,244+2.7%2.61%
Geode Capital Management, LLC$11.9B11,175,493+0.4%2.43%
Fisher Asset Management, LLC$10.6B9,942,521+1.7%2.16%
Morgan Stanley$8.0B7,504,426+0.1%1.63%
JPMorgan Chase & Co.$7.6B7,325,731+149.1%1.59%
Bill & Melinda Gates Foundation Trust$6.8B6,353,6140.0%1.38%
T. Rowe Price Associates, Inc.$6.6B6,171,628+10.6%1.34%
FMR LLC$6.2B5,781,969+51.2%1.26%

A 13F reports long US equity positions and is filed within 45 days of the quarter end, so these are positions as they stood on Jun 30, 2026. For a manager's whole book see the fund directory. What a 13F covers and leaves out is explained in our guide to Form 13F.

Tracked fund managers holding CAT

3 managers
ManagerValueSharesShare of book
Adage Capital Partners$391.6M367,7040.5%
Joel GreenblattGotham Asset Management$111.9M105,1010.3%
Walleye Capital$91.4M85,8580.3%

3 of the 97 fund managers we track list CAT shares among the largest positions in their latest 13F, filed for Q2 2026. A manager can hold it further down the book too, so this is a floor, not a count. Share of book is the position against the manager's whole disclosed 13F value.

Know when the next CAT filing is reported.

GetSignal watches Form 4 and STOCK Act filings and pushes each one to your phone as it is published, with the history behind it. Free on iOS and Android.

Open-market insider trades

8 filings shown · newest filing first
InsiderActionSharesPriceValueTrade dateDelay
(business days)
Joseph E. CreedChief Executive OfficerSold · 14 lines32,401$808.98$26.2MAug 28, 2026filed Sep 1, 20262d
Denise C. JohnsonGroup PresidentSold · 8 lines12,605$907.91$11.4MMay 14, 2026filed May 15, 20261d
William E. SchauppChief Accounting OfficerSold360$906.00$326KMay 13, 2026filed May 14, 20261d
Denise C. JohnsonGroup PresidentSold · 2 lines6,196$909.79$5.6MMay 13, 2026filed May 14, 20261d
Anthony D. FassinoGroup PresidentSold · 2 lines16,283$916.80$14.9MMay 11, 2026filed May 12, 20261d
Andrew R. J. BonfieldCFO EmeritusSold15,674$918.71$14.4MMay 6, 2026filed May 7, 20261d
Anthony D. FassinoGroup PresidentSold · 2 lines9,152$926.25$8.5MMay 6, 2026filed May 7, 20261d
Bob De LangeGroup PresidentSold · 2 lines24,222$922.92$22.4MMay 6, 2026filed May 7, 20261d

One row is one filing, newest filing first. A filing that reported its trade in several tranches is summed, priced at the weighted average, and marked with its line count. The delay counts business days from the trade to the filing, the unit of Form 4's two business day deadline: weekends and federal holidays are skipped. How the filing itself works is explained in our guide to Form 4.

Other Form 4 activity (20)
InsiderEventSharesDate
David MacLennanDirectorStock award28Sep 30, 2026
Lynn J. GoodDirectorStock award30Sep 30, 2026
Kyle Joseph EpleyChief Financial OfficerStock award18Sep 25, 2026
Jason KaiserGroup PresidentStock award11Sep 25, 2026
Joseph E. CreedChief Executive OfficerStock award19Sep 25, 2026
Joseph E. CreedChief Executive OfficerTax withholding12,002Aug 28, 2026
Joseph E. CreedChief Executive OfficerOption exercise44,403Aug 28, 2026
Joseph E. CreedChief Executive OfficerStock award19Aug 26, 2026
Jason KaiserGroup PresidentStock award11Aug 26, 2026
Kyle Joseph EpleyChief Financial OfficerStock award18Aug 26, 2026
Joseph E. CreedChief Executive OfficerStock award18Jul 24, 2026
Jason KaiserGroup PresidentStock award10Jul 24, 2026
Kyle Joseph EpleyChief Financial OfficerStock award12Jul 24, 2026
David MacLennanDirectorStock award22Jun 30, 2026
Kyle Joseph EpleyChief Financial OfficerStock award6Jun 26, 2026
Joseph E. CreedChief Executive OfficerStock award16Jun 26, 2026
Jason KaiserGroup PresidentStock award5Jun 26, 2026
James C. Fish Jr.DirectorStock award211Jun 10, 2026
Gerald JohnsonDirectorStock award211Jun 10, 2026
Nazzic S. KeeneDirectorStock award211Jun 10, 2026

Awards, option exercises, shares withheld to cover tax and gifts all file on the same form as a purchase or a sale. None of them is a decision to trade, so they sit here rather than beside the ones that are.

Congress trades in CAT

20 disclosures of 184 on record · median 17d of the 45 allowed

Since the trade: the stock's move from the trade date to the latest close we hold (figures as of Oct 24, 2026), not the member's result. Not investment advice.

MemberTypeActionAmount disclosedStock since the tradeTrade dateDisclosedDelay
Lisa C. McClainSpouseStockPurchase$1,001 - $15,000-16.2%S&P 500 -0.7% · -15.5 pts vs S&P 500Sep 28, 2026Oct 12, 202614d
Ro KhannaStockSale$1,001 - $15,000-21.3%After the saleS&P 500 +2.8% · -24.2 pts vs S&P 500Jul 27, 2026Aug 7, 202611d
Tim WalbergJointFiled lateStockPurchase$15,001 - $50,000+88.8%S&P 500 +26.5% · +62.3 pts vs S&P 500Feb 7, 2025Jun 3, 2026481d
Jared MoskowitzStockSale$1,001 - $15,000-3.0%After the saleS&P 500 +16.9% · -19.9 pts vs S&P 500Mar 31, 2026Apr 30, 202630d
Ro KhannaStockSale$1,001 - $15,000-9.7%After the saleS&P 500 +11.0% · -20.6 pts vs S&P 500Feb 19, 2026Mar 9, 202618d
John BoozmanJointStockPurchase$1,001 - $15,000+3.3%S&P 500 +9.5% · -6.2 pts vs S&P 500Jan 29, 2026Feb 15, 202617d
Ro KhannaStockPurchase$1,001 - $15,000+9.6%S&P 500 +10.2% · -0.6 pts vs S&P 500Jan 23, 2026Feb 6, 202614d
Markwayne MullinJointStockPurchase$15,001 - $50,000+18.7%S&P 500 +10.4% · +8.3 pts vs S&P 500Dec 29, 2025Jan 16, 202618d
Gilbert Ray Cisneros, Jr.StockPurchase$1,001 - $15,000+25.6%S&P 500 +15.1% · +10.5 pts vs S&P 500Nov 18, 2025Dec 15, 202527d
Ro KhannaStockSale$1,001 - $15,000+21.3%After the saleS&P 500 +12.6% · +8.7 pts vs S&P 500Nov 25, 2025Dec 8, 202513d
Gilbert Ray Cisneros, Jr.StockPurchase$1,001 - $15,000+30.3%S&P 500 +14.4% · +16.0 pts vs S&P 500Oct 17, 2025Nov 18, 202532d
Ro KhannaStockSale$1,001 - $15,000+32.0%After the saleS&P 500 +13.1% · +18.9 pts vs S&P 500Oct 23, 2025Nov 6, 202514d
Ro KhannaStockSale$1,001 - $15,000+30.3%After the saleS&P 500 +10.9% · +19.5 pts vs S&P 500Oct 27, 2025Nov 6, 202510d
Ro KhannaStockSale$1,001 - $15,000+58.4%After the saleS&P 500 +20.4% · +38.0 pts vs S&P 500Aug 4, 2025Sep 9, 202536d
Ro KhannaStockExchangeNot capturedn/aSep 4, 2025Sep 9, 20255d
Ro KhannaStockSale$1,001 - $15,000+74.2%After the saleS&P 500 +22.5% · +51.7 pts vs S&P 500Jul 8, 2025Aug 7, 202530d
Ro KhannaStockSale$1,001 - $15,000+60.0%After the saleS&P 500 +19.8% · +40.2 pts vs S&P 500Jul 24, 2025Aug 7, 202514d
Ro KhannaStockPurchase$1,001 - $15,000+87.6%S&P 500 +26.2% · +61.3 pts vs S&P 500Jun 23, 2025Jul 9, 202516d
Ro KhannaStockPurchase$15,001 - $50,000+78.6%S&P 500 +23.2% · +55.4 pts vs S&P 500Jun 27, 2025Jul 9, 202512d
Jefferson ShreveStockSale$15,001 - $50,000+100.6%After the saleS&P 500 +30.4% · +70.2 pts vs S&P 500May 12, 2025Jun 22, 202541d

Since the trade is an estimate, set beside the S&P 500 over the same window, with the gap between the two in percentage points. The filing carries a band, not a fill, and a sale keeps the stock's sign, so a positive figure after a sale means the stock kept rising after it. An option row carries the underlying stock's move. A row marked n/a is one we hold no figure for.

A delay above 45 days is the gap between the dates on the report; we mark a filing late only after checking it.

"Not captured" means the band or the transaction type on the original report is missing from our data.

Every Congress trade in CAT, filterable by party, chamber, type and account.

Members of Congress reporting a position

15 members · estimate, as of Oct 20, 2026

15 members report a position (estimated). The largest estimated position is in the $250,001 - $500,000 band.

MemberParty, chamberEstimated positionShare of their portfolio
James C. JusticeRepublican · Senate$250,001 - $500,00059.0%
Bryan SteilRepublican · House$50,001 - $100,00052.9%
Aaron BeanRepublican · House$50,001 - $100,00030.8%
Jared MoskowitzDemocrat · House$15,001 - $50,0001.1%
Glenn IveyDemocrat · House$15,001 - $50,0007.6%
Gilbert Ray Cisneros, Jr.Democrat · House$15,001 - $50,0000.1%
Robert BresnahanRepublican · House$15,001 - $50,0000.3%
Tim WalbergRepublican · House$15,001 - $50,0008.9%
Nicole MalliotakisRepublican · House$15,001 - $50,0007.6%
Robert B. AderholtRepublican · House$1,001 - $15,0001.2%
Julie JohnsonDemocrat · House$1,001 - $15,0000.1%
Laurel M. LeeRepublican · House$1,001 - $15,0000.2%
Lucy McBathDemocrat · House$1,001 - $15,0000.2%
John BoozmanRepublican · Senate$1,001 - $15,0000.3%
Lisa C. McClainRepublican · House$1,001 - $15,0000.4%

Estimate, as of Oct 20, 2026. Each position is modelled from the member's disclosed transactions and annual filings: the midpoint of each disclosed band, moved with the stock's price since the trade. It is a rough estimate of a reported position, not a figure from a filing, which is why it is shown as a band. Share of portfolio sets that estimate against the member's whole estimated public-stock portfolio.

Questions

Are insiders buying or selling CAT?

Across the 8 most recent open-market filings shown here, 0 were purchases and 8 were sales.

Which members of Congress have traded CAT?

Lisa C. McClain, Ro Khanna, Tim Walberg, Jared Moskowitz, John Boozman, Markwayne Mullin and others disclosed CAT transactions in the filings shown here.

Which members of Congress hold CAT?

15 members of Congress report a position in CAT in the estimate we hold as of Oct 20, 2026. The three largest estimated positions belong to James C. Justice, Bryan Steil and Aaron Bean. The estimate is built from disclosed transactions and annual filings, so it is shown as a band rather than a figure from a filing.

Is CAT in the S&P 500 or the Nasdaq 100?

Caterpillar Inc. is a current member of the S&P 500, per the membership list we hold as of Oct 26, 2026. Current members of either index get a page here whatever their filing history.

How quickly are CAT trades disclosed?

Insider filings on this page reached the public a median of 1 business day after the transaction (weekends and federal holidays skipped), against the two business days Form 4 allows. Congressional disclosures took a median of 17 days, against the 45 the STOCK Act allows.

How to read a Form 4

A DECISION THE INSIDER MADE

POpen-market purchase. Bought with their own money at the market price.
SOpen-market sale. Sold on the market. A sale marked scheduled was set up in advance under a Rule 10b5-1 plan, often months before.

COMPENSATION PLUMBING

AStock award. Granted as pay, not bought.
MOption exercise. Converting options already held into shares.
FTax withholding. Shares handed back to the company to pay the tax on a grant.
GGift. Given away, with no money changing hands.

Congress rows disclose a value range rather than an exact amount, and the STOCK Act allows up to 45 days to report. Full sourcing and the limits of this data are on the methodology page. A filing is a record of a transaction, not a signal, and nothing here is investment advice.

Data as of Oct 26, 2026.

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