
Insider and congress filings
Caterpillar Inc. (CAT)
NYSE · Industrials · 371 insider transactions · 184 congress trades · last filed 13 days agoS&P 500
About Caterpillar Inc.
from the company's filings and listing, as of Oct 22, 2026- Exchange
- NYSE
- Sector
- Industrials
- Industry
- Agricultural - Machinery
- Chief executive
- Joseph E. Creed
- Employees
- 118,000
- Listed since
- Dec 2, 1929
- Market value
- $340.3B
- Price to earnings (12 mo)
- 31.7
- Net income per share, as reported (12 mo)
- $23.53
- Dividend yield
- 0.83%
Company news
3 articles · newest first| Headline | Source | Date |
|---|---|---|
| Caterpillar allocates up to $10 million to North Carolina workforce trainingThe allocation is the latest under its five-year, $100 million Building the Future Workforce Initiative. | Company release | Oct 15, 2026 |
| Caterpillar names Derrick York group president of Resource IndustriesDenise Johnson steps down as group president effective November 1, 2026, and has elected to retire effective February 1, 2027. | Form 8-K and release | Oct 15, 2026 |
| Caterpillar agrees to acquire John Fabick Tractor Company, a Cat dealerCaterpillar said the deal is expected to close within 30 days, subject to regulatory approval and other customary closing conditions. | Company release | Sep 29, 2026 |
Written by GetSignal with AI from the company's own SEC filings and press releases; each article links to its source. Not investment advice. Company news from every company we cover
Earnings
6 reported quarters · next on Oct 29, 2026| Quarter | EPS | EPS expected | Revenue | Revenue expected | Result |
|---|---|---|---|---|---|
| Q2 FY2026reported Aug 4, 2026 | $8.17 | $6.22 | $20.5B | $19.3B | EPS beatRevenue beat |
| Q1 FY2026reported Apr 30, 2026 | $5.54 | $4.65 | $17.4B | $16.5B | EPS beatRevenue beat |
| Q4 FY2025reported Jan 29, 2026 | $5.16 | $4.71 | $19.1B | $17.9B | EPS beatRevenue beat |
| Q3 FY2025reported Oct 29, 2025 | $4.95 | $4.53 | $17.6B | $16.8B | EPS beatRevenue beat |
| Q2 FY2025reported Aug 5, 2025 | $4.72 | $4.89 | $16.6B | $16.3B | EPS missRevenue beat |
| Q1 FY2025reported Apr 30, 2025 | $4.25 | $4.35 | $14.2B | $14.7B | EPS missRevenue miss |
Actual against the consensus estimate at the time. A flag marks a beat or a miss of more than 1.5% either way; inside that band the quarter is in line. A flag reads n/a only when a number is missing. Quarterly EPS is the figure set against the consensus, usually adjusted, so the quarters need not add up to the 12-month net income per share above. An estimate is a forecast made by analysts, not a company target.
Executive pay
as filed for fiscal 2025 · proxy filed Apr 30, 2026| Executive | Salary | Stock awards | Other | Total |
|---|---|---|---|---|
| D. James Umpleby IIIExecutive Chairman | $1.4M | $13.1M | $7.7M | $22.2M |
| Joseph E. CreedCEO | $1.4M | $9.5M | $6.1M | $17.0M |
| Christy M. PambianchiCHRO | $567K | $7.9M | $2.2M | $10.7M |
| Andrew R. J. BonfieldCFO | $992K | $3.7M | $2.8M | $7.4M |
| Denise C. JohnsonGroup President | $986K | $2.8M | $2.4M | $6.2M |
| Bob De LangeGroup President | $926K | $2.8M | $2.3M | $6.0M |
The summary compensation table from the proxy statement for fiscal 2025, with titles as filed then. Executives who have since left are not shown. Read the filing
Institutional holders
13F positions as of Jun 30, 2026| Holder | Value | Shares | Shares vs prior qtr | % of shares out |
|---|---|---|---|---|
| BlackRock, Inc. | $40.5B | 37,991,505 | +2.2% | 8.25% |
| State Street Corp | $36.6B | 34,392,316 | -1.4% | 7.42% |
| Vanguard Capital Management LLC | $32.0B | 30,077,764 | -0.5% | 6.53% |
| State Farm Mutual Automobile Insurance Co | $15.5B | 14,509,304 | -0.4% | 3.15% |
| Vanguard Portfolio Management LLC | $12.8B | 12,026,244 | +2.7% | 2.61% |
| Geode Capital Management, LLC | $11.9B | 11,175,493 | +0.4% | 2.43% |
| Fisher Asset Management, LLC | $10.6B | 9,942,521 | +1.7% | 2.16% |
| Morgan Stanley | $8.0B | 7,504,426 | +0.1% | 1.63% |
| JPMorgan Chase & Co. | $7.6B | 7,325,731 | +149.1% | 1.59% |
| Bill & Melinda Gates Foundation Trust | $6.8B | 6,353,614 | 0.0% | 1.38% |
| T. Rowe Price Associates, Inc. | $6.6B | 6,171,628 | +10.6% | 1.34% |
| FMR LLC | $6.2B | 5,781,969 | +51.2% | 1.26% |
A 13F reports long US equity positions and is filed within 45 days of the quarter end, so these are positions as they stood on Jun 30, 2026. For a manager's whole book see the fund directory. What a 13F covers and leaves out is explained in our guide to Form 13F.
Tracked fund managers holding CAT
3 managers| Manager | Value | Shares | Share of book |
|---|---|---|---|
| Adage Capital Partners | $391.6M | 367,704 | 0.5% |
| Joel GreenblattGotham Asset Management | $111.9M | 105,101 | 0.3% |
| Walleye Capital | $91.4M | 85,858 | 0.3% |
3 of the 97 fund managers we track list CAT shares among the largest positions in their latest 13F, filed for Q2 2026. A manager can hold it further down the book too, so this is a floor, not a count. Share of book is the position against the manager's whole disclosed 13F value.
Open-market insider trades
8 filings shown · newest filing first| Insider | Action | Shares | Price | Value | Trade date | Delay (business days) |
|---|---|---|---|---|---|---|
| Joseph E. CreedChief Executive Officer | Sold · 14 lines | 32,401 | $808.98 | $26.2M | Aug 28, 2026filed Sep 1, 2026 | 2d |
| Denise C. JohnsonGroup President | Sold · 8 lines | 12,605 | $907.91 | $11.4M | May 14, 2026filed May 15, 2026 | 1d |
| William E. SchauppChief Accounting Officer | Sold | 360 | $906.00 | $326K | May 13, 2026filed May 14, 2026 | 1d |
| Denise C. JohnsonGroup President | Sold · 2 lines | 6,196 | $909.79 | $5.6M | May 13, 2026filed May 14, 2026 | 1d |
| Anthony D. FassinoGroup President | Sold · 2 lines | 16,283 | $916.80 | $14.9M | May 11, 2026filed May 12, 2026 | 1d |
| Andrew R. J. BonfieldCFO Emeritus | Sold | 15,674 | $918.71 | $14.4M | May 6, 2026filed May 7, 2026 | 1d |
| Anthony D. FassinoGroup President | Sold · 2 lines | 9,152 | $926.25 | $8.5M | May 6, 2026filed May 7, 2026 | 1d |
| Bob De LangeGroup President | Sold · 2 lines | 24,222 | $922.92 | $22.4M | May 6, 2026filed May 7, 2026 | 1d |
One row is one filing, newest filing first. A filing that reported its trade in several tranches is summed, priced at the weighted average, and marked with its line count. The delay counts business days from the trade to the filing, the unit of Form 4's two business day deadline: weekends and federal holidays are skipped. How the filing itself works is explained in our guide to Form 4.
Other Form 4 activity (20)
| Insider | Event | Shares | Date |
|---|---|---|---|
| David MacLennanDirector | Stock award | 28 | Sep 30, 2026 |
| Lynn J. GoodDirector | Stock award | 30 | Sep 30, 2026 |
| Kyle Joseph EpleyChief Financial Officer | Stock award | 18 | Sep 25, 2026 |
| Jason KaiserGroup President | Stock award | 11 | Sep 25, 2026 |
| Joseph E. CreedChief Executive Officer | Stock award | 19 | Sep 25, 2026 |
| Joseph E. CreedChief Executive Officer | Tax withholding | 12,002 | Aug 28, 2026 |
| Joseph E. CreedChief Executive Officer | Option exercise | 44,403 | Aug 28, 2026 |
| Joseph E. CreedChief Executive Officer | Stock award | 19 | Aug 26, 2026 |
| Jason KaiserGroup President | Stock award | 11 | Aug 26, 2026 |
| Kyle Joseph EpleyChief Financial Officer | Stock award | 18 | Aug 26, 2026 |
| Joseph E. CreedChief Executive Officer | Stock award | 18 | Jul 24, 2026 |
| Jason KaiserGroup President | Stock award | 10 | Jul 24, 2026 |
| Kyle Joseph EpleyChief Financial Officer | Stock award | 12 | Jul 24, 2026 |
| David MacLennanDirector | Stock award | 22 | Jun 30, 2026 |
| Kyle Joseph EpleyChief Financial Officer | Stock award | 6 | Jun 26, 2026 |
| Joseph E. CreedChief Executive Officer | Stock award | 16 | Jun 26, 2026 |
| Jason KaiserGroup President | Stock award | 5 | Jun 26, 2026 |
| James C. Fish Jr.Director | Stock award | 211 | Jun 10, 2026 |
| Gerald JohnsonDirector | Stock award | 211 | Jun 10, 2026 |
| Nazzic S. KeeneDirector | Stock award | 211 | Jun 10, 2026 |
Awards, option exercises, shares withheld to cover tax and gifts all file on the same form as a purchase or a sale. None of them is a decision to trade, so they sit here rather than beside the ones that are.
Congress trades in CAT
20 disclosures of 184 on record · median 17d of the 45 allowedSince the trade: the stock's move from the trade date to the latest close we hold (figures as of Oct 24, 2026), not the member's result. Not investment advice.
| Member | Type | Action | Amount disclosed | Stock since the trade | Trade date | Disclosed | Delay |
|---|---|---|---|---|---|---|---|
| Lisa C. McClainSpouse | Stock | Purchase | $1,001 - $15,000 | -16.2%S&P 500 -0.7% · -15.5 pts vs S&P 500 | Sep 28, 2026 | Oct 12, 2026 | 14d |
| Ro Khanna | Stock | Sale | $1,001 - $15,000 | -21.3%After the saleS&P 500 +2.8% · -24.2 pts vs S&P 500 | Jul 27, 2026 | Aug 7, 2026 | 11d |
| Tim WalbergJointFiled late | Stock | Purchase | $15,001 - $50,000 | +88.8%S&P 500 +26.5% · +62.3 pts vs S&P 500 | Feb 7, 2025 | Jun 3, 2026 | 481d |
| Jared Moskowitz | Stock | Sale | $1,001 - $15,000 | -3.0%After the saleS&P 500 +16.9% · -19.9 pts vs S&P 500 | Mar 31, 2026 | Apr 30, 2026 | 30d |
| Ro Khanna | Stock | Sale | $1,001 - $15,000 | -9.7%After the saleS&P 500 +11.0% · -20.6 pts vs S&P 500 | Feb 19, 2026 | Mar 9, 2026 | 18d |
| John BoozmanJoint | Stock | Purchase | $1,001 - $15,000 | +3.3%S&P 500 +9.5% · -6.2 pts vs S&P 500 | Jan 29, 2026 | Feb 15, 2026 | 17d |
| Ro Khanna | Stock | Purchase | $1,001 - $15,000 | +9.6%S&P 500 +10.2% · -0.6 pts vs S&P 500 | Jan 23, 2026 | Feb 6, 2026 | 14d |
| Markwayne MullinJoint | Stock | Purchase | $15,001 - $50,000 | +18.7%S&P 500 +10.4% · +8.3 pts vs S&P 500 | Dec 29, 2025 | Jan 16, 2026 | 18d |
| Gilbert Ray Cisneros, Jr. | Stock | Purchase | $1,001 - $15,000 | +25.6%S&P 500 +15.1% · +10.5 pts vs S&P 500 | Nov 18, 2025 | Dec 15, 2025 | 27d |
| Ro Khanna | Stock | Sale | $1,001 - $15,000 | +21.3%After the saleS&P 500 +12.6% · +8.7 pts vs S&P 500 | Nov 25, 2025 | Dec 8, 2025 | 13d |
| Gilbert Ray Cisneros, Jr. | Stock | Purchase | $1,001 - $15,000 | +30.3%S&P 500 +14.4% · +16.0 pts vs S&P 500 | Oct 17, 2025 | Nov 18, 2025 | 32d |
| Ro Khanna | Stock | Sale | $1,001 - $15,000 | +32.0%After the saleS&P 500 +13.1% · +18.9 pts vs S&P 500 | Oct 23, 2025 | Nov 6, 2025 | 14d |
| Ro Khanna | Stock | Sale | $1,001 - $15,000 | +30.3%After the saleS&P 500 +10.9% · +19.5 pts vs S&P 500 | Oct 27, 2025 | Nov 6, 2025 | 10d |
| Ro Khanna | Stock | Sale | $1,001 - $15,000 | +58.4%After the saleS&P 500 +20.4% · +38.0 pts vs S&P 500 | Aug 4, 2025 | Sep 9, 2025 | 36d |
| Ro Khanna | Stock | Exchange | Not captured | n/a | Sep 4, 2025 | Sep 9, 2025 | 5d |
| Ro Khanna | Stock | Sale | $1,001 - $15,000 | +74.2%After the saleS&P 500 +22.5% · +51.7 pts vs S&P 500 | Jul 8, 2025 | Aug 7, 2025 | 30d |
| Ro Khanna | Stock | Sale | $1,001 - $15,000 | +60.0%After the saleS&P 500 +19.8% · +40.2 pts vs S&P 500 | Jul 24, 2025 | Aug 7, 2025 | 14d |
| Ro Khanna | Stock | Purchase | $1,001 - $15,000 | +87.6%S&P 500 +26.2% · +61.3 pts vs S&P 500 | Jun 23, 2025 | Jul 9, 2025 | 16d |
| Ro Khanna | Stock | Purchase | $15,001 - $50,000 | +78.6%S&P 500 +23.2% · +55.4 pts vs S&P 500 | Jun 27, 2025 | Jul 9, 2025 | 12d |
| Jefferson Shreve | Stock | Sale | $15,001 - $50,000 | +100.6%After the saleS&P 500 +30.4% · +70.2 pts vs S&P 500 | May 12, 2025 | Jun 22, 2025 | 41d |
Since the trade is an estimate, set beside the S&P 500 over the same window, with the gap between the two in percentage points. The filing carries a band, not a fill, and a sale keeps the stock's sign, so a positive figure after a sale means the stock kept rising after it. An option row carries the underlying stock's move. A row marked n/a is one we hold no figure for.
A delay above 45 days is the gap between the dates on the report; we mark a filing late only after checking it.
"Not captured" means the band or the transaction type on the original report is missing from our data.
"Dates conflict" marks a row whose disclosure is dated before its trade on the record we hold. Both dates are printed as filed, and no since-the-trade figure is computed from them.
Every Congress trade in CAT, filterable by party, chamber, type and account.
Members of Congress reporting a position
15 members · estimate, as of Oct 20, 202615 members report a position (estimated). The largest estimated position is in the $250,001 - $500,000 band.
| Member | Party, chamber | Estimated position | Share of their portfolio |
|---|---|---|---|
| James C. Justice | Republican · Senate | $250,001 - $500,000 | 59.0% |
| Bryan Steil | Republican · House | $50,001 - $100,000 | 52.9% |
| Aaron Bean | Republican · House | $50,001 - $100,000 | 30.8% |
| Jared Moskowitz | Democrat · House | $15,001 - $50,000 | 1.1% |
| Glenn Ivey | Democrat · House | $15,001 - $50,000 | 7.6% |
| Gilbert Ray Cisneros, Jr. | Democrat · House | $15,001 - $50,000 | 0.1% |
| Robert Bresnahan | Republican · House | $15,001 - $50,000 | 0.3% |
| Tim Walberg | Republican · House | $15,001 - $50,000 | 8.9% |
| Nicole Malliotakis | Republican · House | $15,001 - $50,000 | 7.6% |
| Robert B. Aderholt | Republican · House | $1,001 - $15,000 | 1.2% |
| Julie Johnson | Democrat · House | $1,001 - $15,000 | 0.1% |
| Laurel M. Lee | Republican · House | $1,001 - $15,000 | 0.2% |
| Lucy McBath | Democrat · House | $1,001 - $15,000 | 0.2% |
| John Boozman | Republican · Senate | $1,001 - $15,000 | 0.3% |
| Lisa C. McClain | Republican · House | $1,001 - $15,000 | 0.4% |
Estimate, as of Oct 20, 2026. Each position is modelled from the member's disclosed transactions and annual filings: the midpoint of each disclosed band, moved with the stock's price since the trade. It is a rough estimate of a reported position, not a figure from a filing, which is why it is shown as a band. Share of portfolio sets that estimate against the member's whole estimated public-stock portfolio.
Questions
Are insiders buying or selling CAT?
Across the 8 most recent open-market filings shown here, 0 were purchases and 8 were sales.
Which members of Congress have traded CAT?
Lisa C. McClain, Ro Khanna, Tim Walberg, Jared Moskowitz, John Boozman, Markwayne Mullin and others disclosed CAT transactions in the filings shown here.
Which members of Congress hold CAT?
15 members of Congress report a position in CAT in the estimate we hold as of Oct 20, 2026. The three largest estimated positions belong to James C. Justice, Bryan Steil and Aaron Bean. The estimate is built from disclosed transactions and annual filings, so it is shown as a band rather than a figure from a filing.
Is CAT in the S&P 500 or the Nasdaq 100?
Caterpillar Inc. is a current member of the S&P 500, per the membership list we hold as of Oct 26, 2026. Current members of either index get a page here whatever their filing history.
How quickly are CAT trades disclosed?
Insider filings on this page reached the public a median of 1 business day after the transaction (weekends and federal holidays skipped), against the two business days Form 4 allows. Congressional disclosures took a median of 17 days, against the 45 the STOCK Act allows.
How to read a Form 4
A DECISION THE INSIDER MADE
COMPENSATION PLUMBING
Congress rows disclose a value range rather than an exact amount, and the STOCK Act allows up to 45 days to report. Full sourcing and the limits of this data are on the methodology page. A filing is a record of a transaction, not a signal, and nothing here is investment advice.
Data as of Oct 26, 2026.
