Insider and congress filings
Caterpillar Inc. (CAT)
About Caterpillar Inc.
from the company's filings and listing- Exchange
- NYSE
- Sector
- Industrials
- Industry
- Agricultural - Machinery
- Chief executive
- Joseph E. Creed
- Employees
- 118,000
- Listed since
- Dec 2, 1929
- Market value
- $375.7B
- Price to earnings
- 34.9
- Earnings per share
- $23.53
- Dividend yield
- 0.76%
Earnings
6 reported quarters · next on Nov 4, 2026| Quarter | EPS | EPS expected | Revenue | Revenue expected | Result |
|---|---|---|---|---|---|
| Q2 FY2026reported Aug 4, 2026 | $8.17 | $6.22 | $20.5B | $19.3B | EPS beatRevenue beat |
| Q1 FY2026reported Apr 30, 2026 | $5.54 | $4.65 | $17.4B | $16.5B | EPS beatRevenue beat |
| Jan 29, 2026 | $5.16 | $4.71 | $19.1B | $17.9B | EPS beatRevenue beat |
| Q3 FY2025reported Oct 29, 2025 | $4.95 | $4.53 | $17.6B | $16.8B | EPS beatRevenue beat |
| Q2 FY2025reported Aug 5, 2025 | $4.72 | $4.89 | $16.6B | $16.3B | EPS missRevenue beat |
| Q1 FY2025reported Apr 30, 2025 | $4.25 | $4.35 | $14.2B | $14.7B | EPS missRevenue miss |
Actual against the consensus estimate at the time. A flag marks a beat or a miss of more than 1.5% either way; inside that band the quarter is in line. A flag marked GAAP compares a GAAP figure the company reported with an adjusted consensus, two different measures, so a one-time gain or charge can move it either way; basis unverified means we could not classify the reported figure. A flag reads n/a only when a number is missing. An estimate is a forecast made by analysts, not a company target.
Executive pay
as filed for 2025 · proxy filed Apr 30, 2026| Executive | Salary | Stock awards | Other | Total |
|---|---|---|---|---|
| D. JAMES UMPLEBY IIIExecutive Chairman | $1.4M | $13.1M | $7.7M | $22.2M |
| JOSEPH E. CREEDCEO | $1.4M | $9.5M | $6.1M | $17.0M |
| CHRISTY M. PAMBIANCHICHRO | $567K | $7.9M | $2.2M | $10.7M |
| ANDREW R. J. BONFIELDCFO | $992K | $3.7M | $2.8M | $7.4M |
| DENISE C. JOHNSONGroup President | $986K | $2.8M | $2.4M | $6.2M |
| BOB DE LANGEGroup President | $926K | $2.8M | $2.3M | $6.0M |
The summary compensation table from the 2025 proxy statement, current executives only. Read the filing
Institutional holders
13F positions as of Jun 30, 2026| Holder | Value | Shares | Change | Of company |
|---|---|---|---|---|
| Blackrock, Inc. | $40.5B | 37,991,505 | +2.2% | 8.25% |
| State Street Corp | $36.6B | 34,392,316 | -1.4% | 7.47% |
| Vanguard Capital Management LLC | $32.0B | 30,077,764 | -0.5% | 6.53% |
| State Farm Mutual Automobile Insurance Co | $15.5B | 14,509,304 | -0.4% | 3.15% |
| Vanguard Portfolio Management LLC | $12.8B | 12,026,244 | +2.7% | 2.61% |
| Geode Capital Management, LLC | $11.9B | 11,175,493 | +0.4% | 2.43% |
| Fisher Asset Management, LLC | $10.6B | 9,942,521 | +1.7% | 2.16% |
| Morgan Stanley | $8.0B | 7,504,426 | +0.1% | 1.63% |
| Jpmorgan Chase & Co | $7.6B | 7,325,731 | +149.1% | 1.59% |
| BILL & Melinda Gates Foundation Trust | $6.8B | 6,353,614 | 0.0% | 1.38% |
| Price T Rowe Associates Inc | $6.6B | 6,171,628 | +10.6% | 1.34% |
| FMR LLC | $6.2B | 5,781,969 | +51.2% | 1.26% |
A 13F reports long US equity positions 45 days after the quarter ends, so these are positions as they stood on Jun 30, 2026. For a manager's whole book see the fund directory.
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Open-market insider trades
10 filings of 365 on record| Insider | Action | Shares | Price | Value | Trade date | Delay |
|---|---|---|---|---|---|---|
| Joseph E. CreedChief Executive Officer | Sold · 14 lines | 32,401 | $808.98 | $26.2M | Aug 28, 2026 | 4d |
| Denise C. JohnsonGroup President | Sold · 8 lines | 12,605 | $907.91 | $11.4M | May 14, 2026 | 1d |
| Denise C. JohnsonGroup President | Sold · 2 lines | 6,196 | $909.79 | $5.6M | May 13, 2026 | 1d |
| William E. SchauppChief Accounting Officer | Sold | 360 | $906.00 | $326K | May 13, 2026 | 1d |
| Anthony D. FassinoGroup President | Sold · 2 lines | 16,283 | $916.80 | $14.9M | May 11, 2026 | 1d |
| Bob De LangeGroup President | Sold · 2 lines | 24,222 | $922.92 | $22.4M | May 6, 2026 | 1d |
| Andrew R. J. BonfieldCFO Emeritus | Sold | 15,674 | $918.71 | $14.4M | May 6, 2026 | 1d |
| Anthony D. FassinoGroup President | Sold · 2 lines | 9,152 | $926.25 | $8.5M | May 6, 2026 | 1d |
| Rodney Michael ShurmanGroup President | Sold · 2 lines | 5,639 | $903.18 | $5.1M | May 5, 2026 | 1d |
| David MacLennanDirector | Bought | 250 | $876.84 | $219K | May 4, 2026 | 1d |
One row is one filing. A filing that reported its trade in several tranches is summed, priced at the weighted average, and marked with its line count.
Congress trades in CAT
20 disclosures of 183 on record · median 18d of the 45 allowed| Member | Type | Action | Amount disclosed | Since the trade | Trade date | Disclosed | Delay |
|---|---|---|---|---|---|---|---|
| Ro Khanna | Stock | Sale | $1,001 - $15,000 | -6.6%S&P +3.2% · vs S&P 500 -9.8% | Jul 27, 2026 | Aug 7, 2026 | 11d |
| Tim WalbergJointFiled late | Stock | Purchase | $15,001 - $50,000 | +124.1%S&P +26.9% · vs S&P 500 +97.2% | Feb 7, 2025 | Jun 3, 2026 | 481d |
| Jared Moskowitz | Stock | Sale | $1,001 - $15,000 | +15.1%S&P +17.3% · vs S&P 500 -2.2% | Mar 31, 2026 | Apr 30, 2026 | 30d |
| Ro Khanna | Stock | Sale | $1,001 - $15,000 | +7.2%S&P +11.3% · vs S&P 500 -4.1% | Feb 19, 2026 | Mar 9, 2026 | 18d |
| John BoozmanJoint | Stock | Purchase | $1,001 - $15,000 | +22.6%S&P +9.8% · vs S&P 500 +12.8% | Jan 29, 2026 | Feb 15, 2026 | 17d |
| Ro Khanna | Stock | Purchase | $1,001 - $15,000 | +30.2%S&P +10.6% · vs S&P 500 +19.6% | Jan 23, 2026 | Feb 6, 2026 | 14d |
| Markwayne MullinJoint | Stock | Purchase | $15,001 - $50,000 | +41.0%S&P +11.0% · vs S&P 500 +30.0% | Dec 29, 2025 | Jan 16, 2026 | 18d |
| Gilbert Ray Cisneros, Jr. | Stock | Purchase | $1,001 - $15,000 | +49.1%S&P +15.5% · vs S&P 500 +33.7% | Nov 18, 2025 | Dec 15, 2025 | 27d |
| Ro Khanna | Stock | Sale | $1,001 - $15,000 | +43.9%S&P +12.9% · vs S&P 500 +31.0% | Nov 25, 2025 | Dec 8, 2025 | 13d |
| Gilbert Ray Cisneros, Jr. | Stock | Purchase | $1,001 - $15,000 | +54.7%S&P +14.8% · vs S&P 500 +40.0% | Oct 17, 2025 | Nov 18, 2025 | 32d |
| Ro Khanna | Stock | Sale | $1,001 - $15,000 | +56.7%S&P +13.5% · vs S&P 500 +43.2% | Oct 23, 2025 | Nov 6, 2025 | 14d |
| Ro Khanna | Stock | Sale | $1,001 - $15,000 | +54.7%S&P +11.3% · vs S&P 500 +43.5% | Oct 27, 2025 | Nov 6, 2025 | 10d |
| Ro Khanna | Stock | Sale | $1,001 - $15,000 | +88.1%S&P +20.8% · vs S&P 500 +67.2% | Aug 4, 2025 | Sep 9, 2025 | 36d |
| Ro Khanna | Stock | Exchange | n/a | n/a | Sep 4, 2025 | Sep 9, 2025 | 5d |
| Ro Khanna | Stock | Sale | $1,001 - $15,000 | +89.9%S&P +20.2% · vs S&P 500 +69.7% | Jul 24, 2025 | Aug 7, 2025 | 14d |
| Ro Khanna | Stock | Sale | $1,001 - $15,000 | +106.8%S&P +22.9% · vs S&P 500 +83.9% | Jul 8, 2025 | Aug 7, 2025 | 30d |
| Ro Khanna | Stock | Purchase | $15,001 - $50,000 | +112.0%S&P +23.6% · vs S&P 500 +88.4% | Jun 27, 2025 | Jul 9, 2025 | 12d |
| Ro Khanna | Stock | Purchase | $1,001 - $15,000 | +122.7%S&P +26.7% · vs S&P 500 +96.0% | Jun 23, 2025 | Jul 9, 2025 | 16d |
| Jefferson Shreve | Stock | Sale | $15,001 - $50,000 | +138.1%S&P +30.8% · vs S&P 500 +107.3% | May 12, 2025 | Jun 22, 2025 | 41d |
| Ro Khanna | Stock | Purchase | $1,001 - $15,000 | +131.3%S&P +28.2% · vs S&P 500 +103.2% | May 19, 2025 | Jun 10, 2025 | 22d |
Since the trade: the stock's move from the trade date to the latest close we hold, as of Sep 10, 2026, an estimate, with the S&P 500 over the same window and the difference against it. The figures describe the stock after the trade, not the member's result: the filing carries a band, not a fill, and a sale keeps the same sign, so a positive figure after a sale means the stock kept rising. An option row carries the underlying stock's move. A row marked n/a has no market price. Not investment advice.
Members of Congress reporting a position
15 members · estimate, as of Sep 10, 202615 members report a position (estimated). The largest estimated position is in the $250,001 - $500,000 band.
| Member | Party, chamber | Estimated position | Share of their portfolio |
|---|---|---|---|
| James C. Justice | Republican · Senate | $250,001 - $500,000 | 60.8% |
| Markwayne Mullin | Republican · Senate | $100,001 - $250,000 | 0.8% |
| Marjorie Taylor Greene | Republican · House | $100,001 - $250,000 | 3.0% |
| Aaron Bean | Republican · House | $100,001 - $250,000 | 28.7% |
| Bryan Steil | Republican · House | $100,001 - $250,000 | 54.1% |
| Jared Moskowitz | Democrat · House | $50,001 - $100,000 | 1.2% |
| Glenn Ivey | Democrat · House | $50,001 - $100,000 | 8.8% |
| Gilbert Ray Cisneros, Jr. | Democrat · House | $15,001 - $50,000 | 0.1% |
| Nicole Malliotakis | Republican · House | $15,001 - $50,000 | 8.7% |
| Robert Bresnahan | Republican · House | $15,001 - $50,000 | 0.3% |
| Tim Walberg | Republican · House | $15,001 - $50,000 | 9.8% |
| Julie Johnson | Democrat · House | $1,001 - $15,000 | 0.1% |
| Laurel M. Lee | Republican · House | $1,001 - $15,000 | 0.2% |
| Robert B. Aderholt | Republican · House | $1,001 - $15,000 | 1.4% |
| John Boozman | Republican · Senate | $1,001 - $15,000 | 0.4% |
Estimate, as of Sep 10, 2026. Each position is modelled from the member's disclosed transactions and annual filings: the midpoint of each disclosed band, moved with the stock's price since the trade. It is a rough estimate of a reported position, not a figure from a filing, which is why it is shown as a band. Share of portfolio sets that estimate against the member's whole estimated public-stock portfolio.
Awards, option exercises and gifts (20)
| Insider | Event | Shares | Date |
|---|---|---|---|
| Joseph E. CreedChief Executive Officer | Option exercise | 44,403 | Aug 28, 2026 |
| Joseph E. CreedChief Executive Officer | Tax withholding | 12,002 | Aug 28, 2026 |
| Kyle Joseph EpleyChief Financial Officer | Stock award | 18 | Aug 26, 2026 |
| Joseph E. CreedChief Executive Officer | Stock award | 19 | Aug 26, 2026 |
| Jason KaiserGroup President | Stock award | 11 | Aug 26, 2026 |
| Jason KaiserGroup President | Stock award | 10 | Jul 24, 2026 |
| Kyle Joseph EpleyChief Financial Officer | Stock award | 12 | Jul 24, 2026 |
| Joseph E. CreedChief Executive Officer | Stock award | 18 | Jul 24, 2026 |
| David MacLennanDirector | Stock award | 22 | Jun 30, 2026 |
| Joseph E. CreedChief Executive Officer | Stock award | 16 | Jun 26, 2026 |
| Jason KaiserGroup President | Stock award | 5 | Jun 26, 2026 |
| Kyle Joseph EpleyChief Financial Officer | Stock award | 6 | Jun 26, 2026 |
| Nazzic S. KeeneDirector | Stock award | 211 | Jun 10, 2026 |
| Susan C. SchwabDirector | Stock award | 211 | Jun 10, 2026 |
| James C. Fish Jr.Director | Stock award | 211 | Jun 10, 2026 |
| David MacLennanDirector | Stock award | 211 | Jun 10, 2026 |
| Debra L. ReedDirector | Stock award | 211 | Jun 10, 2026 |
| Judith Fran MarksDirector | Stock award | 211 | Jun 10, 2026 |
| Gerald JohnsonDirector | Stock award | 211 | Jun 10, 2026 |
| Rayford Wilkins Jr.Director | Stock award | 211 | Jun 10, 2026 |
Awards, option exercises, shares withheld to cover tax and gifts all file on the same form as a purchase or a sale. None of them is a decision to trade, so they sit here rather than beside the ones that are.
Questions
Are insiders buying or selling CAT?
Across the 10 most recent open-market filings shown here, 1 was a purchase and 9 were sales.
Which members of Congress have traded CAT?
Ro Khanna, Tim Walberg, Jared Moskowitz, John Boozman, Markwayne Mullin, Gilbert Ray Cisneros, Jr. and others disclosed CAT transactions in the filings shown here.
Which members of Congress hold CAT?
15 members of Congress report a position in CAT in the estimate we hold as of Sep 10, 2026. The three largest estimated positions belong to James C. Justice, Markwayne Mullin and Marjorie Taylor Greene. The estimate is built from disclosed transactions and annual filings, so it is shown as a band rather than a figure from a filing.
Is CAT in the S&P 500 or the Nasdaq 100?
Caterpillar Inc. is a current member of the S&P 500, per the membership list we hold as of Sep 10, 2026. Current members of either index get a page here whatever their filing history.
How quickly are CAT trades disclosed?
Insider filings on this page reached the public a median of 1 days after the transaction, against the two business days Form 4 allows. Congressional disclosures took a median of 18 days, against the 45 the STOCK Act allows.
How to read a Form 4
A DECISION THE INSIDER MADE
COMPENSATION PLUMBING
Congress rows disclose a value range rather than an exact amount, and the STOCK Act allows up to 45 days to report. Full sourcing and the limits of this data are on the methodology page. A filing is a record of a transaction, not a signal, and nothing here is investment advice.
Data as of Sep 10, 2026.