Insider and congress filings

SoFi Technologies, Inc. (SOFI)

NASDAQ · Financial Services · 57 insider transactions · 1 congress trade · last filed 4 days ago

7
Open-market insider filings shown
2d
Median delay on the insider filings, in business days
within the two business day rule
0 buys·7 sells
Purchases and sales in the filings shown
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About SoFi Technologies, Inc.

from the company's filings and listing, as of Oct 26, 2026
Exchange
NASDAQ
Sector
Financial Services
Industry
Financial - Credit Services
Chief executive
Anthony J. Noto
Employees
6,100
Listed since
Jan 4, 2021
Market value
$18.9B
Price to earnings (12 mo)
28.7
Net income per share, as reported (12 mo)
$0.50
Dividend yield
-

www.sofi.com

Company news

1 article · newest first
HeadlineSourceDate
SoFi Technologies launches SoFi Earn tokenized deposit for consumersSoFi members can earn interest on digital dollars while keeping them ready to use, the company's fifth new crypto offering in less than a year.Company releaseOct 22, 2026

Written by GetSignal with AI from the company's own SEC filings and press releases; each article links to its source. Not investment advice. Company news from every company we cover

Earnings

6 reported quarters · next on Oct 27, 2026
QuarterEPSEPS expectedRevenueRevenue expectedResult
Q2 FY2026reported Jul 29, 2026$0.12$0.11$1.2B$1.1BEPS beat, GAAPRevenue beat
Q1 FY2026reported Apr 29, 2026$0.12$0.12$1.1B$1.0BEPS in line, GAAPRevenue beat
Q4 FY2025reported Jan 30, 2026$0.13$0.12$1.0B$977.4MEPS beatRevenue beat
Q3 FY2025reported Oct 28, 2025$0.11$0.08$961.6M$888.9MEPS beat, GAAPRevenue beat
Q2 FY2025reported Jul 29, 2025$0.08$0.06$854.9M$804.2MEPS beat, GAAPRevenue beat
Q1 FY2025reported Apr 29, 2025$0.06$0.03$771.8M$739.0MEPS beat, GAAPRevenue beat

Actual against the consensus estimate at the time. A flag marks a beat or a miss of more than 1.5% either way; inside that band the quarter is in line. A flag marked GAAP compares a GAAP figure the company reported with an adjusted consensus, two different measures, so a one-time gain or charge can move it either way. A flag reads n/a only when a number is missing. Quarterly EPS is the figure set against the consensus, usually adjusted, so the quarters need not add up to the 12-month net income per share above. An estimate is a forecast made by analysts, not a company target.

Executive pay

as filed for fiscal 2025 · proxy filed Apr 30, 2026
ExecutiveSalaryStock awardsOtherTotal
Anthony NotoChief Executive Officer$1.0M$25.3M$4.0M$30.3M
Christopher LapointeChief Financial Officer$500K$5.8M$666K$7.0M
Jeremy RishelChief Technology Officer$500K$4.6M$618K$5.7M
Kelli KeoughExecutive Vice President and Group Business Unit Leader, Spend, Invest, Protect and Save.$500K$3.3M$600K$4.4M
Arun PintoChief Risk Officer$500K$2.9M$642K$4.0M

The summary compensation table from the proxy statement for fiscal 2025, with titles as filed then. 1 executive who has since left the company is named in that filing and not shown here. Read the filing

Institutional holders

13F positions as of Jun 30, 2026
HolderValueSharesShares vs prior qtr% of shares out
BlackRock, Inc.$1.3B72,444,208+4.2%5.64%
Vanguard Capital Management LLC$1.0B57,928,852+1.4%4.51%
Vanguard Portfolio Management LLC$909.8M50,740,132-0.5%3.95%
Goldman Sachs Group Inc$631.3M35,207,678+180.9%2.74%
UBS Group AG$630.6M35,168,018-3.4%2.74%
State Street Corp$515.7M28,763,660+5.3%2.25%
Geode Capital Management, LLC$417.6M23,356,377-10.1%1.82%
Morgan Stanley$350.0M19,521,442-8.2%1.52%
D. E. Shaw & Co., Inc.$263.4M14,691,786-65.6%1.14%
Norges Bank$244.4M13,630,462New1.06%
Marshall Wace, LLP$209.7M11,697,405+79.4%0.91%
Millennium Management LLC$188.1M10,493,471+27.1%0.82%

A 13F reports long US equity positions and is filed within 45 days of the quarter end, so these are positions as they stood on Jun 30, 2026. New: not in this holder's prior 13F as reported; a change of filer ID can also show as new. For a manager's whole book see the fund directory. What a 13F covers and leaves out is explained in our guide to Form 13F.

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Open-market insider trades

7 filings shown · newest filing first
InsiderActionSharesPriceValueTrade dateDelay
(business days)
Kelli KeoughEVP, GBUL, SIPSSold · scheduled10,203$14.72$150KOct 20, 2026filed Oct 22, 20262d
Kelli KeoughEVP, GBUL, SIPSSold · scheduled10,203$16.99$173KSep 21, 2026filed Sep 23, 20262d
Jeremy RishelChief Technology OfficerSold · scheduled18,624$17.50$326KSep 21, 2026filed Sep 23, 20262d
Kelli KeoughEVP, GBUL, SIPSSold · scheduled11,286$18.00$203KAug 20, 2026filed Aug 24, 20262d
Kelli KeoughEVP, GBUL, SIPSSold · scheduled10,954$17.19$188KJul 20, 2026filed Jul 21, 20261d
Kelli KeoughEVP, GBUL, SIPSSold · scheduled10,954$17.35$190KJun 22, 2026filed Jun 23, 20261d
Robert S. LavetGeneral CounselSold1,188$17.55$21KJun 18, 2026filed Jun 22, 20261d

One row is one filing, newest filing first. A filing that reported its trade in several tranches is summed, priced at the weighted average, and marked with its line count. Scheduled: set up in advance under a Rule 10b5-1 trading plan. The delay counts business days from the trade to the filing, the unit of Form 4's two business day deadline: weekends and federal holidays are skipped. How the filing itself works is explained in our guide to Form 4.

Other Form 4 activity (20)
InsiderEventSharesDate
Robert S. LavetGeneral CounselTax withholding14,414Sep 15, 2026
Robert S. LavetGeneral CounselOption exercise36,057Sep 14, 2026
Christopher LapointeCFO and PAOTax withholding59,341Sep 14, 2026
Christopher LapointeCFO and PAOOption exercise104,152Sep 14, 2026
Kelli KeoughEVP, GBUL, SIPSTax withholding66,033Sep 15, 2026
Kelli KeoughEVP, GBUL, SIPSOption exercise127,867Sep 14, 2026
Eric SchuppenhauerEVP GBUL BorrowTax withholding2,757Sep 15, 2026
Eric SchuppenhauerEVP GBUL BorrowOption exercise6,493Sep 14, 2026
Jeremy RishelChief Technology OfficerTax withholding41,750Sep 15, 2026
Jeremy RishelChief Technology OfficerOption exercise77,935Sep 14, 2026
Arun PintoChief Risk OfficerTax withholding11,838Sep 15, 2026
Arun PintoChief Risk OfficerOption exercise21,174Sep 14, 2026
Anthony NotoChief Executive OfficerTax withholding188,259Sep 14, 2026
Anthony NotoChief Executive OfficerOption exercise345,554Sep 14, 2026
Arun PintoChief Risk OfficerTax withholding25,118Aug 18, 2026
Arun PintoChief Risk OfficerOption exercise45,389Aug 17, 2026
Eric SchuppenhauerEVP GBUL BorrowTax withholding23,720Aug 18, 2026
Eric SchuppenhauerEVP GBUL BorrowOption exercise55,731Aug 17, 2026
Gary MeltzerDirectorStock award13,993Jul 17, 2026
John C.R. HeleDirectorStock award13,993Jul 14, 2026

Awards, option exercises, shares withheld to cover tax and gifts all file on the same form as a purchase or a sale. None of them is a decision to trade, so they sit here rather than beside the ones that are.

Congress trades in SOFI

1 disclosure of 1 on record · median 8d of the 45 allowed

Since the trade: the stock's move from the trade date to the latest close we hold (figures as of Oct 24, 2026), not the member's result. Not investment advice.

MemberTypeActionAmount disclosedStock since the tradeTrade dateDisclosedDelay
James ComerStockPurchase$1,001 - $15,000+3.4%S&P 500 +30.0% · -26.5 pts vs S&P 500Jan 2, 2025Jan 10, 20258d

Since the trade is an estimate, set beside the S&P 500 over the same window, with the gap between the two in percentage points. The filing carries a band, not a fill, and a sale keeps the stock's sign, so a positive figure after a sale means the stock kept rising after it. An option row carries the underlying stock's move. A row marked n/a is one we hold no figure for.

Every Congress trade in SOFI, filterable by party, chamber, type and account.

Members of Congress reporting a position

1 member · estimate, as of Oct 25, 2026

1 member reports a position (estimated). The largest estimated position is in the $1,001 - $15,000 band.

MemberParty, chamberEstimated positionShare of their portfolio
James ComerRepublican · House$1,001 - $15,0000.8%

Estimate, as of Oct 25, 2026. Each position is modelled from the member's disclosed transactions and annual filings: the midpoint of each disclosed band, moved with the stock's price since the trade. It is a rough estimate of a reported position, not a figure from a filing, which is why it is shown as a band. Share of portfolio sets that estimate against the member's whole estimated public-stock portfolio.

Questions

Are insiders buying or selling SOFI?

Across the 7 most recent open-market filings shown here, 0 were purchases and 7 were sales. 6 were scheduled in advance under a Rule 10b5-1 plan.

Which members of Congress have traded SOFI?

James Comer disclosed SOFI transactions in the filings shown here.

Which members of Congress hold SOFI?

1 member of Congress reports a position in SOFI in the estimate we hold as of Oct 25, 2026. The estimated position belongs to James Comer. The estimate is built from disclosed transactions and annual filings, so it is shown as a band rather than a figure from a filing.

How quickly are SOFI trades disclosed?

Insider filings on this page reached the public a median of 2 business days after the transaction (weekends and federal holidays skipped), against the two business days Form 4 allows. Congressional disclosures took a median of 8 days, against the 45 the STOCK Act allows.

How to read a Form 4

A DECISION THE INSIDER MADE

POpen-market purchase. Bought with their own money at the market price.
SOpen-market sale. Sold on the market. A sale marked scheduled was set up in advance under a Rule 10b5-1 plan, often months before.

COMPENSATION PLUMBING

AStock award. Granted as pay, not bought.
MOption exercise. Converting options already held into shares.
FTax withholding. Shares handed back to the company to pay the tax on a grant.
GGift. Given away, with no money changing hands.

Congress rows disclose a value range rather than an exact amount, and the STOCK Act allows up to 45 days to report. Full sourcing and the limits of this data are on the methodology page. A filing is a record of a transaction, not a signal, and nothing here is investment advice.

Data as of Oct 26, 2026.

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