Insider and congress filings

SoFi Technologies, Inc. (SOFI)

NASDAQ · Financial Services · 30 insider filings · 1 congress trade · last filed 18 days ago

4
Open-market insider filings shown
4d
Median delay on the insider filings
Form 4 is due in two business days
0/4
Purchases and sales in the filings shown

About SoFi Technologies, Inc.

from the company's filings and listing
Exchange
NASDAQ
Sector
Financial Services
Industry
Financial - Credit Services
Chief executive
Anthony J. Noto
Employees
6,100
Listed since
Jan 4, 2021
Market value
$22.2B
Price to earnings
34.0
Earnings per share
$0.50
Dividend yield
-

www.sofi.com

Earnings

6 reported quarters · next on Oct 27, 2026
QuarterEPSEPS expectedRevenueRevenue expectedResult
Q2 FY2026reported Jul 29, 2026$0.12$0.11$1.2B$1.1BEPS beatRevenue beat
Q1 FY2026reported Apr 29, 2026$0.12$0.12$1.1B$1.0BEPS in lineRevenue beat
Jan 30, 2026$0.13$0.12$1.0B$977.4MEPS beatRevenue beat
Q3 FY2025reported Oct 28, 2025$0.11$0.08$961.6M$888.9MEPS beatRevenue beat
Q2 FY2025reported Jul 29, 2025$0.08$0.06$854.9M$804.2MEPS beatRevenue beat
Q1 FY2025reported Apr 29, 2025$0.06$0.03$771.8M$739.0MEPS beatRevenue beat

Actual against the consensus estimate at the time. A flag marks a beat or a miss of more than 1.5% either way; inside that band the quarter is in line. A flag marked GAAP compares a GAAP figure the company reported with an adjusted consensus, two different measures, so a one-time gain or charge can move it either way; basis unverified means we could not classify the reported figure. A flag reads n/a only when a number is missing. An estimate is a forecast made by analysts, not a company target.

Executive pay

as filed for 2025 · proxy filed Apr 30, 2026
ExecutiveSalaryStock awardsOtherTotal
Anthony NotoChief Executive Officer$1.0M$25.3M$4.0M$30.3M
Christopher LapointeChief Financial Officer$500K$5.8M$666K$7.0M
Jeremy RishelChief Technology Officer$500K$4.6M$618K$5.7M
Kelli KeoughExecutive Vice President and Group Business Unit Leade$500K$3.3M$600K$4.4M
Arun PintoChief Risk Officer$500K$2.9M$642K$4.0M

The summary compensation table from the 2025 proxy statement, current executives only. 1 executive who has since left the company is named in that filing and not shown here. Read the filing

Institutional holders

13F positions as of Jun 30, 2026
HolderValueSharesChangeOf company
Blackrock, Inc.$1.3B72,444,208+4.2%5.64%
Vanguard Capital Management LLC$1.0B57,928,852+1.4%4.51%
Vanguard Portfolio Management LLC$909.8M50,740,132-0.5%3.95%
Susquehanna International Group, LLP$878.2M48,979,400-10.3%3.81%
Jane Street Group, LLC$636.8M35,518,300-31.1%2.77%
Goldman Sachs Group Inc$631.3M35,207,678+180.9%2.74%
UBS Group AG$630.6M35,168,018-3.4%2.74%
State Street Corp$515.7M28,763,660+5.3%2.24%
Susquehanna International Group, LLP$463.4M25,846,200-6.1%2.01%
Geode Capital Management, LLC$417.6M23,356,377-10.1%1.82%
Citadel Advisors LLC$375.1M20,922,700+9.9%1.63%
Jane Street Group, LLC$358.1M19,970,000-36.9%1.55%

A 13F reports long US equity positions 45 days after the quarter ends, so these are positions as they stood on Jun 30, 2026. For a manager's whole book see the fund directory.

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Open-market insider trades

4 filings of 30 on record
InsiderActionSharesPriceValueTrade dateDelay
Kelli KeoughEVP, Gbul, SipsSold11,286$18.00$203KAug 20, 20264d
Kelli KeoughEVP, Gbul, SipsSold10,954$17.19$188KJul 20, 20261d
Kelli KeoughEVP, Gbul, SipsSold10,954$17.35$190KJun 22, 20261d
Robert S. LavetGeneral CounselSold1,188$17.55$21KJun 18, 20264d

One row is one filing. A filing that reported its trade in several tranches is summed, priced at the weighted average, and marked with its line count.

Congress trades in SOFI

1 disclosure of 1 on record · median 8d of the 45 allowed
MemberTypeActionAmount disclosedSince the tradeTrade dateDisclosedDelay
James ComerStockPurchase$1,001 - $15,000+22.7%S&P +30.4% · vs S&P 500 -7.8%Jan 2, 2025Jan 10, 20258d

Since the trade: the stock's move from the trade date to the latest close we hold, as of Sep 10, 2026, an estimate, with the S&P 500 over the same window and the difference against it. The figures describe the stock after the trade, not the member's result: the filing carries a band, not a fill, and a sale keeps the same sign, so a positive figure after a sale means the stock kept rising. An option row carries the underlying stock's move. A row marked n/a has no market price. Not investment advice.

Members of Congress reporting a position

1 member · estimate, as of Sep 10, 2026

1 member reports a position (estimated). The largest estimated position is in the $1,001 - $15,000 band.

MemberParty, chamberEstimated positionShare of their portfolio
James ComerRepublican · House$1,001 - $15,0001.1%

Estimate, as of Sep 10, 2026. Each position is modelled from the member's disclosed transactions and annual filings: the midpoint of each disclosed band, moved with the stock's price since the trade. It is a rough estimate of a reported position, not a figure from a filing, which is why it is shown as a band. Share of portfolio sets that estimate against the member's whole estimated public-stock portfolio.

Awards, option exercises and gifts (20)
InsiderEventSharesDate
Arun PintoChief Risk OfficerOption exercise45,389Aug 17, 2026
Arun PintoChief Risk OfficerTax withholding25,118Aug 18, 2026
Eric SchuppenhauerEVP Gbul BorrowOption exercise55,731Aug 17, 2026
Eric SchuppenhauerEVP Gbul BorrowTax withholding23,720Aug 18, 2026
Gary MeltzerDirectorStock award13,993Jul 17, 2026
John C.R. HeleDirectorStock award13,993Jul 14, 2026
William A. BordenDirectorStock award13,993Jul 14, 2026
Bashir RuzwanaDirectorStock award13,993Jul 14, 2026
George Thompson HuttonDirectorStock award13,993Jul 14, 2026
Magdalena YesilDirectorStock award13,993Jul 14, 2026
Steven J. FreibergDirectorStock award13,993Jul 17, 2026
Dana R. GreenDirectorStock award13,993Jul 14, 2026
Clara LiangDirectorStock award13,993Jul 14, 2026
William A. BordenDirectorStock award1,016Jun 26, 2026
Gary MeltzerDirectorOption exercise2,823Jun 17, 2026
Robert S. LavetGeneral CounselOption exercise2,823Jun 17, 2026
Anthony NotoChief Executive OfficerTax withholding187,018Jun 15, 2026
Anthony NotoChief Executive OfficerOption exercise345,553Jun 15, 2026
Christopher LapointeCFO and PAOOption exercise104,152Jun 15, 2026
Kelli KeoughEVP, Gbul, SipsOption exercise5,681Jun 15, 2026

Awards, option exercises, shares withheld to cover tax and gifts all file on the same form as a purchase or a sale. None of them is a decision to trade, so they sit here rather than beside the ones that are.

Questions

Are insiders buying or selling SOFI?

Across the 4 most recent open-market filings shown here, 0 were purchases and 4 were sales.

Which members of Congress have traded SOFI?

James Comer disclosed SOFI transactions in the filings shown here.

Which members of Congress hold SOFI?

1 member of Congress reports a position in SOFI in the estimate we hold as of Sep 10, 2026. The largest estimated position belongs to James Comer. The estimate is built from disclosed transactions and annual filings, so it is shown as a band rather than a figure from a filing.

How quickly are SOFI trades disclosed?

Insider filings on this page reached the public a median of 4 days after the transaction, against the two business days Form 4 allows. Congressional disclosures took a median of 8 days, against the 45 the STOCK Act allows.

How to read a Form 4

A DECISION THE INSIDER MADE

POpen-market purchase. Bought with their own money at the market price.
SOpen-market sale. Sold on the market. A sale marked scheduled was set up in advance under a Rule 10b5-1 plan, often months before.

COMPENSATION PLUMBING

AStock award. Granted as pay, not bought.
MOption exercise. Converting options already held into shares.
FTax withholding. Shares handed back to the company to pay the tax on a grant.
GGift. Given away, with no money changing hands.

Congress rows disclose a value range rather than an exact amount, and the STOCK Act allows up to 45 days to report. Full sourcing and the limits of this data are on the methodology page. A filing is a record of a transaction, not a signal, and nothing here is investment advice.

Data as of Sep 10, 2026.

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