
Insider and congress filings
SoFi Technologies, Inc. (SOFI)
NASDAQ · Financial Services · 57 insider transactions · 1 congress trade · last filed 4 days ago
About SoFi Technologies, Inc.
from the company's filings and listing, as of Oct 26, 2026- Exchange
- NASDAQ
- Sector
- Financial Services
- Industry
- Financial - Credit Services
- Chief executive
- Anthony J. Noto
- Employees
- 6,100
- Listed since
- Jan 4, 2021
- Market value
- $18.9B
- Price to earnings (12 mo)
- 28.7
- Net income per share, as reported (12 mo)
- $0.50
- Dividend yield
- -
Company news
1 article · newest first| Headline | Source | Date |
|---|---|---|
| SoFi Technologies launches SoFi Earn tokenized deposit for consumersSoFi members can earn interest on digital dollars while keeping them ready to use, the company's fifth new crypto offering in less than a year. | Company release | Oct 22, 2026 |
Written by GetSignal with AI from the company's own SEC filings and press releases; each article links to its source. Not investment advice. Company news from every company we cover
Earnings
6 reported quarters · next on Oct 27, 2026| Quarter | EPS | EPS expected | Revenue | Revenue expected | Result |
|---|---|---|---|---|---|
| Q2 FY2026reported Jul 29, 2026 | $0.12 | $0.11 | $1.2B | $1.1B | EPS beat, GAAPRevenue beat |
| Q1 FY2026reported Apr 29, 2026 | $0.12 | $0.12 | $1.1B | $1.0B | EPS in line, GAAPRevenue beat |
| Q4 FY2025reported Jan 30, 2026 | $0.13 | $0.12 | $1.0B | $977.4M | EPS beatRevenue beat |
| Q3 FY2025reported Oct 28, 2025 | $0.11 | $0.08 | $961.6M | $888.9M | EPS beat, GAAPRevenue beat |
| Q2 FY2025reported Jul 29, 2025 | $0.08 | $0.06 | $854.9M | $804.2M | EPS beat, GAAPRevenue beat |
| Q1 FY2025reported Apr 29, 2025 | $0.06 | $0.03 | $771.8M | $739.0M | EPS beat, GAAPRevenue beat |
Actual against the consensus estimate at the time. A flag marks a beat or a miss of more than 1.5% either way; inside that band the quarter is in line. A flag marked GAAP compares a GAAP figure the company reported with an adjusted consensus, two different measures, so a one-time gain or charge can move it either way. A flag reads n/a only when a number is missing. Quarterly EPS is the figure set against the consensus, usually adjusted, so the quarters need not add up to the 12-month net income per share above. An estimate is a forecast made by analysts, not a company target.
Executive pay
as filed for fiscal 2025 · proxy filed Apr 30, 2026| Executive | Salary | Stock awards | Other | Total |
|---|---|---|---|---|
| Anthony NotoChief Executive Officer | $1.0M | $25.3M | $4.0M | $30.3M |
| Christopher LapointeChief Financial Officer | $500K | $5.8M | $666K | $7.0M |
| Jeremy RishelChief Technology Officer | $500K | $4.6M | $618K | $5.7M |
| Kelli KeoughExecutive Vice President and Group Business Unit Leader, Spend, Invest, Protect and Save. | $500K | $3.3M | $600K | $4.4M |
| Arun PintoChief Risk Officer | $500K | $2.9M | $642K | $4.0M |
The summary compensation table from the proxy statement for fiscal 2025, with titles as filed then. 1 executive who has since left the company is named in that filing and not shown here. Read the filing
Institutional holders
13F positions as of Jun 30, 2026| Holder | Value | Shares | Shares vs prior qtr | % of shares out |
|---|---|---|---|---|
| BlackRock, Inc. | $1.3B | 72,444,208 | +4.2% | 5.64% |
| Vanguard Capital Management LLC | $1.0B | 57,928,852 | +1.4% | 4.51% |
| Vanguard Portfolio Management LLC | $909.8M | 50,740,132 | -0.5% | 3.95% |
| Goldman Sachs Group Inc | $631.3M | 35,207,678 | +180.9% | 2.74% |
| UBS Group AG | $630.6M | 35,168,018 | -3.4% | 2.74% |
| State Street Corp | $515.7M | 28,763,660 | +5.3% | 2.25% |
| Geode Capital Management, LLC | $417.6M | 23,356,377 | -10.1% | 1.82% |
| Morgan Stanley | $350.0M | 19,521,442 | -8.2% | 1.52% |
| D. E. Shaw & Co., Inc. | $263.4M | 14,691,786 | -65.6% | 1.14% |
| Norges Bank | $244.4M | 13,630,462 | New | 1.06% |
| Marshall Wace, LLP | $209.7M | 11,697,405 | +79.4% | 0.91% |
| Millennium Management LLC | $188.1M | 10,493,471 | +27.1% | 0.82% |
A 13F reports long US equity positions and is filed within 45 days of the quarter end, so these are positions as they stood on Jun 30, 2026. New: not in this holder's prior 13F as reported; a change of filer ID can also show as new. For a manager's whole book see the fund directory. What a 13F covers and leaves out is explained in our guide to Form 13F.
Open-market insider trades
7 filings shown · newest filing first| Insider | Action | Shares | Price | Value | Trade date | Delay (business days) |
|---|---|---|---|---|---|---|
| Kelli KeoughEVP, GBUL, SIPS | Sold · scheduled | 10,203 | $14.72 | $150K | Oct 20, 2026filed Oct 22, 2026 | 2d |
| Kelli KeoughEVP, GBUL, SIPS | Sold · scheduled | 10,203 | $16.99 | $173K | Sep 21, 2026filed Sep 23, 2026 | 2d |
| Jeremy RishelChief Technology Officer | Sold · scheduled | 18,624 | $17.50 | $326K | Sep 21, 2026filed Sep 23, 2026 | 2d |
| Kelli KeoughEVP, GBUL, SIPS | Sold · scheduled | 11,286 | $18.00 | $203K | Aug 20, 2026filed Aug 24, 2026 | 2d |
| Kelli KeoughEVP, GBUL, SIPS | Sold · scheduled | 10,954 | $17.19 | $188K | Jul 20, 2026filed Jul 21, 2026 | 1d |
| Kelli KeoughEVP, GBUL, SIPS | Sold · scheduled | 10,954 | $17.35 | $190K | Jun 22, 2026filed Jun 23, 2026 | 1d |
| Robert S. LavetGeneral Counsel | Sold | 1,188 | $17.55 | $21K | Jun 18, 2026filed Jun 22, 2026 | 1d |
One row is one filing, newest filing first. A filing that reported its trade in several tranches is summed, priced at the weighted average, and marked with its line count. Scheduled: set up in advance under a Rule 10b5-1 trading plan. The delay counts business days from the trade to the filing, the unit of Form 4's two business day deadline: weekends and federal holidays are skipped. How the filing itself works is explained in our guide to Form 4.
Other Form 4 activity (20)
| Insider | Event | Shares | Date |
|---|---|---|---|
| Robert S. LavetGeneral Counsel | Tax withholding | 14,414 | Sep 15, 2026 |
| Robert S. LavetGeneral Counsel | Option exercise | 36,057 | Sep 14, 2026 |
| Christopher LapointeCFO and PAO | Tax withholding | 59,341 | Sep 14, 2026 |
| Christopher LapointeCFO and PAO | Option exercise | 104,152 | Sep 14, 2026 |
| Kelli KeoughEVP, GBUL, SIPS | Tax withholding | 66,033 | Sep 15, 2026 |
| Kelli KeoughEVP, GBUL, SIPS | Option exercise | 127,867 | Sep 14, 2026 |
| Eric SchuppenhauerEVP GBUL Borrow | Tax withholding | 2,757 | Sep 15, 2026 |
| Eric SchuppenhauerEVP GBUL Borrow | Option exercise | 6,493 | Sep 14, 2026 |
| Jeremy RishelChief Technology Officer | Tax withholding | 41,750 | Sep 15, 2026 |
| Jeremy RishelChief Technology Officer | Option exercise | 77,935 | Sep 14, 2026 |
| Arun PintoChief Risk Officer | Tax withholding | 11,838 | Sep 15, 2026 |
| Arun PintoChief Risk Officer | Option exercise | 21,174 | Sep 14, 2026 |
| Anthony NotoChief Executive Officer | Tax withholding | 188,259 | Sep 14, 2026 |
| Anthony NotoChief Executive Officer | Option exercise | 345,554 | Sep 14, 2026 |
| Arun PintoChief Risk Officer | Tax withholding | 25,118 | Aug 18, 2026 |
| Arun PintoChief Risk Officer | Option exercise | 45,389 | Aug 17, 2026 |
| Eric SchuppenhauerEVP GBUL Borrow | Tax withholding | 23,720 | Aug 18, 2026 |
| Eric SchuppenhauerEVP GBUL Borrow | Option exercise | 55,731 | Aug 17, 2026 |
| Gary MeltzerDirector | Stock award | 13,993 | Jul 17, 2026 |
| John C.R. HeleDirector | Stock award | 13,993 | Jul 14, 2026 |
Awards, option exercises, shares withheld to cover tax and gifts all file on the same form as a purchase or a sale. None of them is a decision to trade, so they sit here rather than beside the ones that are.
Congress trades in SOFI
1 disclosure of 1 on record · median 8d of the 45 allowedSince the trade: the stock's move from the trade date to the latest close we hold (figures as of Oct 24, 2026), not the member's result. Not investment advice.
| Member | Type | Action | Amount disclosed | Stock since the trade | Trade date | Disclosed | Delay |
|---|---|---|---|---|---|---|---|
| James Comer | Stock | Purchase | $1,001 - $15,000 | +3.4%S&P 500 +30.0% · -26.5 pts vs S&P 500 | Jan 2, 2025 | Jan 10, 2025 | 8d |
Since the trade is an estimate, set beside the S&P 500 over the same window, with the gap between the two in percentage points. The filing carries a band, not a fill, and a sale keeps the stock's sign, so a positive figure after a sale means the stock kept rising after it. An option row carries the underlying stock's move. A row marked n/a is one we hold no figure for.
A delay above 45 days is the gap between the dates on the report; we mark a filing late only after checking it.
"Not captured" means the band or the transaction type on the original report is missing from our data.
"Dates conflict" marks a row whose disclosure is dated before its trade on the record we hold. Both dates are printed as filed, and no since-the-trade figure is computed from them.
Every Congress trade in SOFI, filterable by party, chamber, type and account.
Members of Congress reporting a position
1 member · estimate, as of Oct 25, 20261 member reports a position (estimated). The largest estimated position is in the $1,001 - $15,000 band.
| Member | Party, chamber | Estimated position | Share of their portfolio |
|---|---|---|---|
| James Comer | Republican · House | $1,001 - $15,000 | 0.8% |
Estimate, as of Oct 25, 2026. Each position is modelled from the member's disclosed transactions and annual filings: the midpoint of each disclosed band, moved with the stock's price since the trade. It is a rough estimate of a reported position, not a figure from a filing, which is why it is shown as a band. Share of portfolio sets that estimate against the member's whole estimated public-stock portfolio.
Questions
Are insiders buying or selling SOFI?
Across the 7 most recent open-market filings shown here, 0 were purchases and 7 were sales. 6 were scheduled in advance under a Rule 10b5-1 plan.
Which members of Congress have traded SOFI?
James Comer disclosed SOFI transactions in the filings shown here.
Which members of Congress hold SOFI?
1 member of Congress reports a position in SOFI in the estimate we hold as of Oct 25, 2026. The estimated position belongs to James Comer. The estimate is built from disclosed transactions and annual filings, so it is shown as a band rather than a figure from a filing.
How quickly are SOFI trades disclosed?
Insider filings on this page reached the public a median of 2 business days after the transaction (weekends and federal holidays skipped), against the two business days Form 4 allows. Congressional disclosures took a median of 8 days, against the 45 the STOCK Act allows.
How to read a Form 4
A DECISION THE INSIDER MADE
COMPENSATION PLUMBING
Congress rows disclose a value range rather than an exact amount, and the STOCK Act allows up to 45 days to report. Full sourcing and the limits of this data are on the methodology page. A filing is a record of a transaction, not a signal, and nothing here is investment advice.
Data as of Oct 26, 2026.
