
Insider and congress filings
Morgan Stanley (MS)
NYSE · Financial Services · 397 insider transactions · 209 congress trades · last filed 1 month agoS&P 500
About Morgan Stanley
from the company's filings and listing, as of Oct 21, 2026- Exchange
- NYSE
- Sector
- Financial Services
- Industry
- Financial - Capital Markets
- Chief executive
- Edward N. Pick
- Employees
- 83,000
- Listed since
- Feb 23, 1993
- Market value
- $284.5B
- Price to earnings (12 mo)
- 14.2
- Net income per share, as reported (12 mo)
- $13.26
- Dividend yield
- 2.30%
Earnings
6 reported quarters · next on Jan 14, 2027| Quarter | EPS | EPS expected | Revenue | Revenue expected | Result |
|---|---|---|---|---|---|
| Q3 FY2026reported Oct 14, 2026 | $3.03 | $2.93 | $20.3B | $19.9B | EPS beatRevenue beat |
| Q2 FY2026reported Jul 15, 2026 | $3.46 | $2.93 | $21.3B | $19.7B | EPS beat, GAAPRevenue beat |
| Q1 FY2026reported Apr 15, 2026 | $3.43 | $3.02 | $20.6B | $19.7B | EPS beat, GAAPRevenue beat |
| Q4 FY2025reported Jan 15, 2026 | $2.68 | $2.43 | $17.9B | $17.7B | EPS beatRevenue in line |
| Q3 FY2025reported Oct 15, 2025 | $2.80 | $2.10 | $17.1B | $16.7B | EPS beat, GAAPRevenue beat |
| Q2 FY2025reported Jul 16, 2025 | $2.13 | $1.98 | $15.6B | $16.1B | EPS beat, GAAPRevenue miss |
Actual against the consensus estimate at the time. A flag marks a beat or a miss of more than 1.5% either way; inside that band the quarter is in line. A flag marked GAAP compares a GAAP figure the company reported with an adjusted consensus, two different measures, so a one-time gain or charge can move it either way. A flag reads n/a only when a number is missing. Quarterly EPS is the figure set against the consensus, usually adjusted, so the quarters need not add up to the 12-month net income per share above. An estimate is a forecast made by analysts, not a company target.
Institutional holders
13F positions as of Jun 30, 2026| Holder | Value | Shares | Shares vs prior qtr | % of shares out |
|---|---|---|---|---|
| Mitsubishi Ufj Financial Group Inc | $78.8B | 377,085,167 | 0.0% | 24.00% |
| State Street Corp | $20.8B | 99,560,815 | -1.8% | 6.34% |
| BlackRock, Inc. | $19.8B | 94,899,620 | -1.6% | 6.04% |
| Vanguard Capital Management LLC | $16.2B | 77,700,641 | 0.0% | 4.95% |
| JPMorgan Chase & Co. | $9.4B | 44,363,477 | +1.8% | 2.82% |
| Vanguard Portfolio Management LLC | $6.3B | 30,203,228 | -0.1% | 1.92% |
| Geode Capital Management, LLC | $5.7B | 27,346,327 | -1.3% | 1.74% |
| Fisher Asset Management, LLC | $5.5B | 26,172,995 | +2.2% | 1.67% |
| FMR LLC | $5.2B | 24,903,987 | +9.6% | 1.59% |
| T. Rowe Price Associates, Inc. | $4.0B | 19,246,850 | +13.1% | 1.23% |
| Capital Research Global Investors | $3.8B | 18,070,606 | -10.9% | 1.15% |
| Norges Bank | $3.8B | 17,984,532 | New | 1.14% |
A 13F reports long US equity positions and is filed within 45 days of the quarter end, so these are positions as they stood on Jun 30, 2026. New: not in this holder's prior 13F as reported; a change of filer ID can also show as new. For a manager's whole book see the fund directory. What a 13F covers and leaves out is explained in our guide to Form 13F.
Tracked fund managers holding MS
4 managers| Manager | Value | Shares | Share of book |
|---|---|---|---|
| Two Sigma | $715.7M | 3,423,546 | 0.5% |
| Viking Global InvestorsAndreas Halvorsen | $339.2M | 1,622,593 | 1.0% |
| Holocene Advisors | $220.0M | 1,052,219 | 0.5% |
| Samlyn Capital | $151.2M | 723,118 | 2.5% |
4 of the 97 fund managers we track list MS shares among the largest positions in their latest 13F, filed for Q2 2026. A manager can hold it further down the book too, so this is a floor, not a count. Share of book is the position against the manager's whole disclosed 13F value.
Open-market insider trades
7 filings shown · newest filing first| Insider | Action | Shares | Price | Value | Trade date | Delay (business days) |
|---|---|---|---|---|---|---|
| Mary L. SchapiroDirector | Sold | 1,000 | $212.06 | $212K | Jul 28, 2026filed Jul 29, 2026 | 1d |
| Michael A. PizziHead Technology & Operations | Sold · 2 lines | 24,165 | $215.55 | $5.2M | Jul 17, 2026filed Jul 17, 2026 | 0d |
| Sharon YeshayaChief Financial Officer | Sold · 2 lines | 15,554 | $222.51 | $3.5M | Jul 16, 2026filed Jul 17, 2026 | 1d |
| Eric F. GrossmanChief Legal/Admin Officer | Sold | 5,559 | $190.00 | $1.1M | Apr 20, 2026filed Apr 20, 2026 | 0d |
| Mandell CrawleyChief Client Officer | Sold · 3 lines | 16,129 | $188.22 | $3.0M | Apr 16, 2026filed Apr 17, 2026 | 1d |
| Andrew M. SapersteinCo-President | Sold · 6 lines | 51,668 | $188.59 | $9.7M | Apr 16, 2026filed Apr 17, 2026 | 1d |
| Daniel A. SimkowitzCo-President | Sold | 14,690 | $189.24 | $2.8M | Apr 17, 2026filed Apr 17, 2026 | 0d |
One row is one filing, newest filing first. A filing that reported its trade in several tranches is summed, priced at the weighted average, and marked with its line count. The delay counts business days from the trade to the filing, the unit of Form 4's two business day deadline: weekends and federal holidays are skipped. How the filing itself works is explained in our guide to Form 4.
Other Form 4 activity (20)
| Insider | Event | Shares | Date |
|---|---|---|---|
| Mitsubishi Ufj Financial Group Inc10% owner | Disposed to issuer | 1,340,519 | Sep 22, 2026 |
| Mitsubishi Ufj Financial Group Inc10% owner | Disposed to issuer | 414,396 | Jul 30, 2026 |
| Mary L. SchapiroDirector | Gift | 2,325 | Jul 28, 2026 |
| Mary L. SchapiroDirector | Stock award | 2,620 | Jun 1, 2026 |
| Thomas H. GlocerDirector | Stock award | 3,644 | Jun 1, 2026 |
| Shelley B. LeibowitzDirector | Stock award | 2,620 | Jun 1, 2026 |
| Robert H. HerzDirector | Stock award | 2,620 | Jun 1, 2026 |
| Judith A. MiscikDirector | Stock award | 2,620 | Jun 1, 2026 |
| Douglas L. PetersonDirector | Stock award | 3,167 | Jun 1, 2026 |
| Perry M. TraquinaDirector | Stock award | 3,358 | Jun 1, 2026 |
| Lynn J. GoodDirector | Stock award | 3,167 | Jun 1, 2026 |
| Erika H. JamesDirector | Stock award | 2,620 | Jun 1, 2026 |
| Megan ButlerDirector | Stock award | 2,620 | Jun 1, 2026 |
| Rayford Wilkins Jr.Director | Stock award | 2,620 | Jun 1, 2026 |
| Dennis M. NallyDirector | Stock award | 3,310 | Jun 1, 2026 |
| Megan ButlerDirector | Tax withholding | 190 | Jun 1, 2026 |
| Mandell CrawleyChief Client Officer | Gift | 1,053 | Apr 16, 2026 |
| Sharon YeshayaChief Financial Officer | Gift | 9,172 | Apr 16, 2026 |
| Daniel A. SimkowitzCo-President | Gift | 8,000 | Apr 17, 2026 |
| Edward PickChairman and CEO | Tax withholding | 33,677 | Mar 12, 2026 |
Awards, option exercises, shares withheld to cover tax and gifts all file on the same form as a purchase or a sale. None of them is a decision to trade, so they sit here rather than beside the ones that are.
Congress trades in MS
20 disclosures of 209 on record · median 21d of the 45 allowedSince the trade: the stock's move from the trade date to the latest close we hold (figures as of Oct 25, 2026), not the member's result. Not investment advice.
| Member | Type | Action | Amount disclosed | Stock since the trade | Trade date | Disclosed | Delay |
|---|---|---|---|---|---|---|---|
| Alan ArmstrongSelf | Stock | Purchase | $1,001 - $15,000 | +13.3%S&P 500 +19.8% · -6.5 pts vs S&P 500 | Mar 27, 2026 | Jul 21, 2026 | 116d |
| Dan NewhouseSpouse | Stock | Purchase | $1,001 - $15,000 | -19.2%S&P 500 +0.7% · -19.9 pts vs S&P 500 | Jul 10, 2026 | Jul 17, 2026 | 7d |
| Ro Khanna | Stock | Purchase | $1,001 - $15,000 | -11.0%S&P 500 +1.3% · -12.2 pts vs S&P 500 | May 27, 2026 | Jun 9, 2026 | 13d |
| Ro Khanna | Stock | Sale | $15,001 - $50,000 | -0.9%After the saleS&P 500 +10.8% · -11.7 pts vs S&P 500 | Apr 13, 2026 | May 11, 2026 | 28d |
| Ro Khanna | Stock | Purchase | $1,001 - $15,000 | -4.6%S&P 500 +6.4% · -11.0 pts vs S&P 500 | Apr 24, 2026 | May 11, 2026 | 17d |
| Ro KhannaNot shares: MORGAN STANLEY FINANCE LLC LINKED TO S&P 500 INDEX | Bond | Purchase | $100,001 - $250,000 | n/a | Mar 12, 2026 | Apr 7, 2026 | 26d |
| Ro Khanna | Stock | Purchase | $1,001 - $15,000 | +6.3%S&P 500 +10.5% · -4.2 pts vs S&P 500 | Feb 24, 2026 | Mar 9, 2026 | 13d |
| Ro KhannaNot shares: MORGAN STANLEY FINANCE LLC LINKED TO S&P 500 INDEX | Bond | Purchase | $15,001 - $50,000 | n/a | Jan 16, 2026 | Feb 6, 2026 | 21d |
| Ro Khanna | Stock | Purchase | $50,001 - $100,000 | -5.1%S&P 500 +9.8% · -14.9 pts vs S&P 500 | Jan 16, 2026 | Feb 6, 2026 | 21d |
| Ro KhannaNot shares: MORGAN STANLEY HYBRID MTN 01/24/2029 USD | Bond | Sale | $1,001 - $15,000 | n/a | Jan 23, 2026 | Feb 6, 2026 | 14d |
| Ro Khanna | Stock | Purchase | $15,001 - $50,000 | -1.6%S&P 500 +9.5% · -11.0 pts vs S&P 500 | Jan 29, 2026 | Feb 6, 2026 | 8d |
| Julie JohnsonJoint | Stock | Sale | $1,001 - $15,000 | +3.8%After the saleS&P 500 +12.3% · -8.5 pts vs S&P 500 | Dec 18, 2025 | Jan 15, 2026 | 28d |
| Steve Cohen | Stock | Sale | $50,001 - $100,000 | +2.7%After the saleS&P 500 +13.2% · -10.5 pts vs S&P 500 | Dec 17, 2025 | Jan 14, 2026 | 28d |
| Gilbert Ray Cisneros, Jr. | Stock | Purchase | $1,001 - $15,000 | +12.3%S&P 500 +15.1% · -2.8 pts vs S&P 500 | Nov 18, 2025 | Dec 15, 2025 | 27d |
| Julie JohnsonJoint | Stock | Sale | $1,001 - $15,000 | +8.4%After the saleS&P 500 +13.0% · -4.7 pts vs S&P 500 | Nov 13, 2025 | Dec 11, 2025 | 28d |
| Gilbert Ray Cisneros, Jr. | Stock | Purchase | $1,001 - $15,000 | +13.1%S&P 500 +14.4% · -1.3 pts vs S&P 500 | Oct 17, 2025 | Nov 18, 2025 | 32d |
| Ro Khanna | Stock | Purchase | $1,001 - $15,000 | +15.1%S&P 500 +13.6% · +1.5 pts vs S&P 500 | Oct 7, 2025 | Nov 6, 2025 | 30d |
| Val T. HoyleSpouse | Stock | Sale | $1,001 - $15,000 | +11.7%After the saleS&P 500 +14.2% · -2.6 pts vs S&P 500 | Sep 23, 2025 | Oct 10, 2025 | 17d |
| Ro KhannaNot shares: MORGAN STANLEY FINANCE LLC LINKED TO BASKET OF INDICES | Bond | Purchase | $15,001 - $50,000 | n/a | Sep 30, 2025 | Oct 3, 2025 | 3d |
| Ro KhannaNot shares: MORGAN STANLEY FINANCE LLC LINKED TO BASKET OF INDICES | Bond | Purchase | $50,001 - $100,000 | n/a | Sep 30, 2025 | Oct 3, 2025 | 3d |
Since the trade is an estimate, set beside the S&P 500 over the same window, with the gap between the two in percentage points. The filing carries a band, not a fill, and a sale keeps the stock's sign, so a positive figure after a sale means the stock kept rising after it. An option row carries the underlying stock's move. A row marked n/a is one we hold no figure for.
A delay above 45 days is the gap between the dates on the report; we mark a filing late only after checking it.
"Not captured" means the band or the transaction type on the original report is missing from our data.
"Dates conflict" marks a row whose disclosure is dated before its trade on the record we hold. Both dates are printed as filed, and no since-the-trade figure is computed from them.
Every Congress trade in MS, filterable by party, chamber, type and account.
Members of Congress reporting a position
8 members · estimate, as of Oct 20, 20268 members report a position (estimated). The largest estimated position is in the $100,001 - $250,000 band.
| Member | Party, chamber | Estimated position | Share of their portfolio |
|---|---|---|---|
| Gilbert Ray Cisneros, Jr. | Democrat · House | $100,001 - $250,000 | 0.5% |
| Debbie Dingell | Democrat · House | $50,001 - $100,000 | 0.9% |
| Robert Bresnahan | Republican · House | $15,001 - $50,000 | 0.2% |
| Harriet M. Hageman | Republican · House | $15,001 - $50,000 | 0.5% |
| Lucy McBath | Democrat · House | $15,001 - $50,000 | 0.3% |
| Michael A. Rulli | Republican · House | $1,001 - $15,000 | 0.8% |
| Daniel S. Goldman | Democrat · House | $1,001 - $15,000 | 0.2% |
| Dan Newhouse | Republican · House | $1,001 - $15,000 | 1.0% |
Estimate, as of Oct 20, 2026. Each position is modelled from the member's disclosed transactions and annual filings: the midpoint of each disclosed band, moved with the stock's price since the trade. It is a rough estimate of a reported position, not a figure from a filing, which is why it is shown as a band. Share of portfolio sets that estimate against the member's whole estimated public-stock portfolio.
Questions
Are insiders buying or selling MS?
Across the 7 most recent open-market filings shown here, 0 were purchases and 7 were sales.
Which members of Congress have traded MS?
Alan Armstrong, Dan Newhouse, Ro Khanna, Julie Johnson, Steve Cohen, Gilbert Ray Cisneros, Jr. and others disclosed MS transactions in the filings shown here.
Which members of Congress hold MS?
8 members of Congress report a position in MS in the estimate we hold as of Oct 20, 2026. The two largest estimated positions belong to Gilbert Ray Cisneros, Jr. and Debbie Dingell; Robert Bresnahan holds one of the next largest, in the $15,001 - $50,000 band. The estimate is built from disclosed transactions and annual filings, so it is shown as a band rather than a figure from a filing.
Is MS in the S&P 500 or the Nasdaq 100?
Morgan Stanley is a current member of the S&P 500, per the membership list we hold as of Oct 26, 2026. Current members of either index get a page here whatever their filing history.
How quickly are MS trades disclosed?
Insider filings on this page reached the public a median of 1 business day after the transaction (weekends and federal holidays skipped), against the two business days Form 4 allows. Congressional disclosures took a median of 21 days, against the 45 the STOCK Act allows.
How to read a Form 4
A DECISION THE INSIDER MADE
COMPENSATION PLUMBING
Congress rows disclose a value range rather than an exact amount, and the STOCK Act allows up to 45 days to report. Full sourcing and the limits of this data are on the methodology page. A filing is a record of a transaction, not a signal, and nothing here is investment advice.
Data as of Oct 26, 2026.
