Insider and congress filings

Morgan Stanley (MS)

NYSE · Financial Services · 397 insider transactions · 209 congress trades · last filed 1 month agoS&P 500

7
Open-market insider filings shown
1d
Median delay on the insider filings, in business days
within the two business day rule
0 buys·7 sells
Purchases and sales in the filings shown
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About Morgan Stanley

from the company's filings and listing, as of Oct 21, 2026
Exchange
NYSE
Sector
Financial Services
Industry
Financial - Capital Markets
Chief executive
Edward N. Pick
Employees
83,000
Listed since
Feb 23, 1993
Market value
$284.5B
Price to earnings (12 mo)
14.2
Net income per share, as reported (12 mo)
$13.26
Dividend yield
2.30%

www.morganstanley.com

Earnings

6 reported quarters · next on Jan 14, 2027
QuarterEPSEPS expectedRevenueRevenue expectedResult
Q3 FY2026reported Oct 14, 2026$3.03$2.93$20.3B$19.9BEPS beatRevenue beat
Q2 FY2026reported Jul 15, 2026$3.46$2.93$21.3B$19.7BEPS beat, GAAPRevenue beat
Q1 FY2026reported Apr 15, 2026$3.43$3.02$20.6B$19.7BEPS beat, GAAPRevenue beat
Q4 FY2025reported Jan 15, 2026$2.68$2.43$17.9B$17.7BEPS beatRevenue in line
Q3 FY2025reported Oct 15, 2025$2.80$2.10$17.1B$16.7BEPS beat, GAAPRevenue beat
Q2 FY2025reported Jul 16, 2025$2.13$1.98$15.6B$16.1BEPS beat, GAAPRevenue miss

Actual against the consensus estimate at the time. A flag marks a beat or a miss of more than 1.5% either way; inside that band the quarter is in line. A flag marked GAAP compares a GAAP figure the company reported with an adjusted consensus, two different measures, so a one-time gain or charge can move it either way. A flag reads n/a only when a number is missing. Quarterly EPS is the figure set against the consensus, usually adjusted, so the quarters need not add up to the 12-month net income per share above. An estimate is a forecast made by analysts, not a company target.

Institutional holders

13F positions as of Jun 30, 2026
HolderValueSharesShares vs prior qtr% of shares out
Mitsubishi Ufj Financial Group Inc$78.8B377,085,1670.0%24.00%
State Street Corp$20.8B99,560,815-1.8%6.34%
BlackRock, Inc.$19.8B94,899,620-1.6%6.04%
Vanguard Capital Management LLC$16.2B77,700,6410.0%4.95%
JPMorgan Chase & Co.$9.4B44,363,477+1.8%2.82%
Vanguard Portfolio Management LLC$6.3B30,203,228-0.1%1.92%
Geode Capital Management, LLC$5.7B27,346,327-1.3%1.74%
Fisher Asset Management, LLC$5.5B26,172,995+2.2%1.67%
FMR LLC$5.2B24,903,987+9.6%1.59%
T. Rowe Price Associates, Inc.$4.0B19,246,850+13.1%1.23%
Capital Research Global Investors$3.8B18,070,606-10.9%1.15%
Norges Bank$3.8B17,984,532New1.14%

A 13F reports long US equity positions and is filed within 45 days of the quarter end, so these are positions as they stood on Jun 30, 2026. New: not in this holder's prior 13F as reported; a change of filer ID can also show as new. For a manager's whole book see the fund directory. What a 13F covers and leaves out is explained in our guide to Form 13F.

Tracked fund managers holding MS

4 managers
ManagerValueSharesShare of book
Two Sigma$715.7M3,423,5460.5%
Viking Global InvestorsAndreas Halvorsen$339.2M1,622,5931.0%
Holocene Advisors$220.0M1,052,2190.5%
Samlyn Capital$151.2M723,1182.5%

4 of the 97 fund managers we track list MS shares among the largest positions in their latest 13F, filed for Q2 2026. A manager can hold it further down the book too, so this is a floor, not a count. Share of book is the position against the manager's whole disclosed 13F value.

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Open-market insider trades

7 filings shown · newest filing first
InsiderActionSharesPriceValueTrade dateDelay
(business days)
Mary L. SchapiroDirectorSold1,000$212.06$212KJul 28, 2026filed Jul 29, 20261d
Michael A. PizziHead Technology & OperationsSold · 2 lines24,165$215.55$5.2MJul 17, 2026filed Jul 17, 20260d
Sharon YeshayaChief Financial OfficerSold · 2 lines15,554$222.51$3.5MJul 16, 2026filed Jul 17, 20261d
Eric F. GrossmanChief Legal/Admin OfficerSold5,559$190.00$1.1MApr 20, 2026filed Apr 20, 20260d
Mandell CrawleyChief Client OfficerSold · 3 lines16,129$188.22$3.0MApr 16, 2026filed Apr 17, 20261d
Andrew M. SapersteinCo-PresidentSold · 6 lines51,668$188.59$9.7MApr 16, 2026filed Apr 17, 20261d
Daniel A. SimkowitzCo-PresidentSold14,690$189.24$2.8MApr 17, 2026filed Apr 17, 20260d

One row is one filing, newest filing first. A filing that reported its trade in several tranches is summed, priced at the weighted average, and marked with its line count. The delay counts business days from the trade to the filing, the unit of Form 4's two business day deadline: weekends and federal holidays are skipped. How the filing itself works is explained in our guide to Form 4.

Other Form 4 activity (20)
InsiderEventSharesDate
Mitsubishi Ufj Financial Group Inc10% ownerDisposed to issuer1,340,519Sep 22, 2026
Mitsubishi Ufj Financial Group Inc10% ownerDisposed to issuer414,396Jul 30, 2026
Mary L. SchapiroDirectorGift2,325Jul 28, 2026
Mary L. SchapiroDirectorStock award2,620Jun 1, 2026
Thomas H. GlocerDirectorStock award3,644Jun 1, 2026
Shelley B. LeibowitzDirectorStock award2,620Jun 1, 2026
Robert H. HerzDirectorStock award2,620Jun 1, 2026
Judith A. MiscikDirectorStock award2,620Jun 1, 2026
Douglas L. PetersonDirectorStock award3,167Jun 1, 2026
Perry M. TraquinaDirectorStock award3,358Jun 1, 2026
Lynn J. GoodDirectorStock award3,167Jun 1, 2026
Erika H. JamesDirectorStock award2,620Jun 1, 2026
Megan ButlerDirectorStock award2,620Jun 1, 2026
Rayford Wilkins Jr.DirectorStock award2,620Jun 1, 2026
Dennis M. NallyDirectorStock award3,310Jun 1, 2026
Megan ButlerDirectorTax withholding190Jun 1, 2026
Mandell CrawleyChief Client OfficerGift1,053Apr 16, 2026
Sharon YeshayaChief Financial OfficerGift9,172Apr 16, 2026
Daniel A. SimkowitzCo-PresidentGift8,000Apr 17, 2026
Edward PickChairman and CEOTax withholding33,677Mar 12, 2026

Awards, option exercises, shares withheld to cover tax and gifts all file on the same form as a purchase or a sale. None of them is a decision to trade, so they sit here rather than beside the ones that are.

Congress trades in MS

20 disclosures of 209 on record · median 21d of the 45 allowed

Since the trade: the stock's move from the trade date to the latest close we hold (figures as of Oct 25, 2026), not the member's result. Not investment advice.

MemberTypeActionAmount disclosedStock since the tradeTrade dateDisclosedDelay
Alan ArmstrongSelfStockPurchase$1,001 - $15,000+13.3%S&P 500 +19.8% · -6.5 pts vs S&P 500Mar 27, 2026Jul 21, 2026116d
Dan NewhouseSpouseStockPurchase$1,001 - $15,000-19.2%S&P 500 +0.7% · -19.9 pts vs S&P 500Jul 10, 2026Jul 17, 20267d
Ro KhannaStockPurchase$1,001 - $15,000-11.0%S&P 500 +1.3% · -12.2 pts vs S&P 500May 27, 2026Jun 9, 202613d
Ro KhannaStockSale$15,001 - $50,000-0.9%After the saleS&P 500 +10.8% · -11.7 pts vs S&P 500Apr 13, 2026May 11, 202628d
Ro KhannaStockPurchase$1,001 - $15,000-4.6%S&P 500 +6.4% · -11.0 pts vs S&P 500Apr 24, 2026May 11, 202617d
Ro KhannaNot shares: MORGAN STANLEY FINANCE LLC LINKED TO S&P 500 INDEXBondPurchase$100,001 - $250,000n/aMar 12, 2026Apr 7, 202626d
Ro KhannaStockPurchase$1,001 - $15,000+6.3%S&P 500 +10.5% · -4.2 pts vs S&P 500Feb 24, 2026Mar 9, 202613d
Ro KhannaNot shares: MORGAN STANLEY FINANCE LLC LINKED TO S&P 500 INDEXBondPurchase$15,001 - $50,000n/aJan 16, 2026Feb 6, 202621d
Ro KhannaStockPurchase$50,001 - $100,000-5.1%S&P 500 +9.8% · -14.9 pts vs S&P 500Jan 16, 2026Feb 6, 202621d
Ro KhannaNot shares: MORGAN STANLEY HYBRID MTN 01/24/2029 USDBondSale$1,001 - $15,000n/aJan 23, 2026Feb 6, 202614d
Ro KhannaStockPurchase$15,001 - $50,000-1.6%S&P 500 +9.5% · -11.0 pts vs S&P 500Jan 29, 2026Feb 6, 20268d
Julie JohnsonJointStockSale$1,001 - $15,000+3.8%After the saleS&P 500 +12.3% · -8.5 pts vs S&P 500Dec 18, 2025Jan 15, 202628d
Steve CohenStockSale$50,001 - $100,000+2.7%After the saleS&P 500 +13.2% · -10.5 pts vs S&P 500Dec 17, 2025Jan 14, 202628d
Gilbert Ray Cisneros, Jr.StockPurchase$1,001 - $15,000+12.3%S&P 500 +15.1% · -2.8 pts vs S&P 500Nov 18, 2025Dec 15, 202527d
Julie JohnsonJointStockSale$1,001 - $15,000+8.4%After the saleS&P 500 +13.0% · -4.7 pts vs S&P 500Nov 13, 2025Dec 11, 202528d
Gilbert Ray Cisneros, Jr.StockPurchase$1,001 - $15,000+13.1%S&P 500 +14.4% · -1.3 pts vs S&P 500Oct 17, 2025Nov 18, 202532d
Ro KhannaStockPurchase$1,001 - $15,000+15.1%S&P 500 +13.6% · +1.5 pts vs S&P 500Oct 7, 2025Nov 6, 202530d
Val T. HoyleSpouseStockSale$1,001 - $15,000+11.7%After the saleS&P 500 +14.2% · -2.6 pts vs S&P 500Sep 23, 2025Oct 10, 202517d
Ro KhannaNot shares: MORGAN STANLEY FINANCE LLC LINKED TO BASKET OF INDICESBondPurchase$15,001 - $50,000n/aSep 30, 2025Oct 3, 20253d
Ro KhannaNot shares: MORGAN STANLEY FINANCE LLC LINKED TO BASKET OF INDICESBondPurchase$50,001 - $100,000n/aSep 30, 2025Oct 3, 20253d

Since the trade is an estimate, set beside the S&P 500 over the same window, with the gap between the two in percentage points. The filing carries a band, not a fill, and a sale keeps the stock's sign, so a positive figure after a sale means the stock kept rising after it. An option row carries the underlying stock's move. A row marked n/a is one we hold no figure for.

A delay above 45 days is the gap between the dates on the report; we mark a filing late only after checking it.

Every Congress trade in MS, filterable by party, chamber, type and account.

Members of Congress reporting a position

8 members · estimate, as of Oct 20, 2026

8 members report a position (estimated). The largest estimated position is in the $100,001 - $250,000 band.

MemberParty, chamberEstimated positionShare of their portfolio
Gilbert Ray Cisneros, Jr.Democrat · House$100,001 - $250,0000.5%
Debbie DingellDemocrat · House$50,001 - $100,0000.9%
Robert BresnahanRepublican · House$15,001 - $50,0000.2%
Harriet M. HagemanRepublican · House$15,001 - $50,0000.5%
Lucy McBathDemocrat · House$15,001 - $50,0000.3%
Michael A. RulliRepublican · House$1,001 - $15,0000.8%
Daniel S. GoldmanDemocrat · House$1,001 - $15,0000.2%
Dan NewhouseRepublican · House$1,001 - $15,0001.0%

Estimate, as of Oct 20, 2026. Each position is modelled from the member's disclosed transactions and annual filings: the midpoint of each disclosed band, moved with the stock's price since the trade. It is a rough estimate of a reported position, not a figure from a filing, which is why it is shown as a band. Share of portfolio sets that estimate against the member's whole estimated public-stock portfolio.

Questions

Are insiders buying or selling MS?

Across the 7 most recent open-market filings shown here, 0 were purchases and 7 were sales.

Which members of Congress have traded MS?

Alan Armstrong, Dan Newhouse, Ro Khanna, Julie Johnson, Steve Cohen, Gilbert Ray Cisneros, Jr. and others disclosed MS transactions in the filings shown here.

Which members of Congress hold MS?

8 members of Congress report a position in MS in the estimate we hold as of Oct 20, 2026. The two largest estimated positions belong to Gilbert Ray Cisneros, Jr. and Debbie Dingell; Robert Bresnahan holds one of the next largest, in the $15,001 - $50,000 band. The estimate is built from disclosed transactions and annual filings, so it is shown as a band rather than a figure from a filing.

Is MS in the S&P 500 or the Nasdaq 100?

Morgan Stanley is a current member of the S&P 500, per the membership list we hold as of Oct 26, 2026. Current members of either index get a page here whatever their filing history.

How quickly are MS trades disclosed?

Insider filings on this page reached the public a median of 1 business day after the transaction (weekends and federal holidays skipped), against the two business days Form 4 allows. Congressional disclosures took a median of 21 days, against the 45 the STOCK Act allows.

How to read a Form 4

A DECISION THE INSIDER MADE

POpen-market purchase. Bought with their own money at the market price.
SOpen-market sale. Sold on the market. A sale marked scheduled was set up in advance under a Rule 10b5-1 plan, often months before.

COMPENSATION PLUMBING

AStock award. Granted as pay, not bought.
MOption exercise. Converting options already held into shares.
FTax withholding. Shares handed back to the company to pay the tax on a grant.
GGift. Given away, with no money changing hands.

Congress rows disclose a value range rather than an exact amount, and the STOCK Act allows up to 45 days to report. Full sourcing and the limits of this data are on the methodology page. A filing is a record of a transaction, not a signal, and nothing here is investment advice.

Data as of Oct 26, 2026.

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