Insider and congress filings
LPL Financial Holdings Inc. (LPLA)
About LPL Financial Holdings Inc.
from the company's filings and listing- Exchange
- NASDAQ
- Sector
- Financial Services
- Industry
- Financial - Capital Markets
- Chief executive
- Richard Steinmeier
- Employees
- 10,081
- Listed since
- -
- Market value
- $28.0B
- Price to earnings
- 27.8
- Earnings per share
- $12.59
- Dividend yield
- 0.34%
Earnings
6 reported quarters · next on Oct 29, 2026| Quarter | EPS | EPS expected | Revenue | Revenue expected | Result |
|---|---|---|---|---|---|
| Q2 FY2026reported Jul 30, 2026 | $5.84 | $5.39 | $5.2B | $5.0B | EPS beatRevenue beat |
| Q1 FY2026reported Apr 30, 2026 | $5.60 | $5.48 | $4.9B | $5.0B | EPS beatRevenue in line |
| Jan 29, 2026 | $5.23 | $4.92 | $4.9B | $4.9B | EPS beatRevenue in line |
| Q3 FY2025reported Oct 30, 2025 | $5.20 | $4.49 | $4.6B | $4.4B | EPS beatRevenue beat |
| Q2 FY2025reported Jul 31, 2025 | $4.51 | $4.23 | $3.8B | $3.8B | EPS beatRevenue beat |
| Q1 FY2025reported May 8, 2025 | $5.15 | $4.68 | $3.7B | $3.6B | EPS beatRevenue beat |
Actual against the consensus estimate at the time. A flag marks a beat or a miss of more than 1.5% either way; inside that band the quarter is in line. A flag marked GAAP compares a GAAP figure the company reported with an adjusted consensus, two different measures, so a one-time gain or charge can move it either way; basis unverified means we could not classify the reported figure. A flag reads n/a only when a number is missing. An estimate is a forecast made by analysts, not a company target.
Executive pay
as filed for 2025 · proxy filed Apr 2, 2026| Executive | Salary | Stock awards | Other | Total |
|---|---|---|---|---|
| Richard SteinmeierChief Executive Officer | $900K | $10.0M | $3.6M | $14.6M |
| Matthew AudettePresident and Chief Financial Officer | $750K | $6.3M | $3.0M | $10.0M |
| Greg GatesGroup Managing Director, Chief Technology and Informat | $592K | $2.3M | $1.7M | $4.6M |
| Matthew EnyediGroup Managing Director, Chief Client Officer | $588K | $1.7M | $1.3M | $3.6M |
| Aneri JambusariaGroup Managing Director, Chief Wealth Officer | $488K | $1.2M | $903K | $2.6M |
The summary compensation table from the 2025 proxy statement, current executives only. Read the filing
Institutional holders
13F positions as of Jun 30, 2026| Holder | Value | Shares | Change | Of company |
|---|---|---|---|---|
| Blackrock, Inc. | $1.3B | 4,732,991 | -4.9% | 5.92% |
| Dodge & Cox | $1.3B | 4,578,679 | +10.4% | 5.73% |
| Boston Partners | $1.2B | 4,250,828 | +2.9% | 5.32% |
| Jupiter Topco LLC | $1.2B | 4,198,356 | +100.0% | 5.25% |
| Vanguard Portfolio Management LLC | $1.1B | 3,832,005 | -0.5% | 4.79% |
| Vanguard Capital Management LLC | $1.0B | 3,613,624 | +0.5% | 4.52% |
| Principal Financial Group Inc | $756.3M | 2,684,964 | +1.8% | 3.36% |
| Samlyn Capital, LLC | $677.6M | 2,405,639 | +3.5% | 3.01% |
| Capital World Investors | $660.1M | 2,343,266 | +1.3% | 2.93% |
| State Street Corp | $544.8M | 1,934,239 | +3.8% | 2.42% |
| WCM Investment Management, LLC | $487.3M | 1,810,058 | +4.4% | 2.26% |
| Goldman Sachs Group Inc | $477.7M | 1,695,954 | +370.0% | 2.12% |
A 13F reports long US equity positions 45 days after the quarter ends, so these are positions as they stood on Jun 30, 2026. For a manager's whole book see the fund directory.
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Open-market insider trades
11 filings of 363 on record| Insider | Action | Shares | Price | Value | Trade date | Delay |
|---|---|---|---|---|---|---|
| Aneri JambusariaGroup Managing Director | Sold · scheduled | 308 | $357.36 | $110K | Aug 27, 2026 | 4d |
| Greg GatesGroup Managing Director | Sold | 4,119 | $355.38 | $1.5M | Aug 20, 2026 | 1d |
| Matthew EnyediGroup Managing Director | Sold · 5 lines | 1,000 | $352.72 | $353K | Jul 31, 2026 | 4d |
| Aneri JambusariaGroup Managing Director | Sold | 308 | $306.00 | $94K | Jun 17, 2026 | 5d |
| Matthew J. AudettePresident and CFO | Sold · 4 lines | 1,110 | $330.01 | $366K | Apr 15, 2026 | 1d |
| Matthew J. AudettePresident and CFO | Sold · 2 lines | 469 | $325.34 | $153K | Apr 14, 2026 | 2d |
| Marc Eliot CohenGroup Managing Director | Sold | 2,212 | $308.75 | $683K | Mar 9, 2026 | 2d |
| Marc Eliot CohenGroup Managing Director | Sold | 1,088 | $309.72 | $337K | Mar 10, 2026 | 1d |
| Aneri JambusariaGroup Managing Director | Sold | 308 | $306.00 | $94K | Mar 2, 2026 | 2d |
| Matthew J. AudettePresident and CFO | Sold | 274 | $319.32 | $87K | Feb 26, 2026 | 1d |
| Matthew EnyediGroup Managing Director | Sold · 4 lines | 1,646 | $320.65 | $528K | Feb 26, 2026 | 1d |
One row is one filing. A filing that reported its trade in several tranches is summed, priced at the weighted average, and marked with its line count.
Congress trades in LPLA
20 disclosures of 39 on record · median 26d of the 45 allowed| Member | Type | Action | Amount disclosed | Since the trade | Trade date | Disclosed | Delay |
|---|---|---|---|---|---|---|---|
| Gilbert Ray Cisneros, Jr. | Stock | Purchase | $1,001 - $15,000 | +22.5%S&P +3.3% · vs S&P 500 +19.1% | Jun 11, 2026 | Jul 2, 2026 | 21d |
| Gilbert Ray Cisneros, Jr. | Stock | Purchase | $1,001 - $15,000 | +21.2%S&P +3.4% · vs S&P 500 +17.8% | Jun 5, 2026 | Jul 2, 2026 | 27d |
| Gilbert Ray Cisneros, Jr. | Stock | Purchase | $1,001 - $15,000 | +18.7%S&P +3.3% · vs S&P 500 +15.5% | May 12, 2026 | Jun 8, 2026 | 27d |
| Gilbert Ray Cisneros, Jr. | Stock | Purchase | $1,001 - $15,000 | +12.9%S&P +4.2% · vs S&P 500 +8.7% | May 7, 2026 | Jun 8, 2026 | 32d |
| Gilbert Ray Cisneros, Jr. | Stock | Purchase | $1,001 - $15,000 | +21.7%S&P +3.9% · vs S&P 500 +17.8% | May 19, 2026 | Jun 8, 2026 | 20d |
| Gilbert Ray Cisneros, Jr. | Stock | Purchase | $1,001 - $15,000 | +17.2%S&P +1.9% · vs S&P 500 +15.3% | May 14, 2026 | Jun 8, 2026 | 25d |
| Val T. HoyleSpouseFiled late | Stock | Sale | $1,001 - $15,000 | +3.3%S&P +35.1% · vs S&P 500 -31.8% | Apr 2, 2025 | May 15, 2026 | 408d |
| Gilbert Ray Cisneros, Jr. | Stock | Purchase | $1,001 - $15,000 | +18.7%S&P +15.7% · vs S&P 500 +3.0% | Apr 6, 2026 | May 8, 2026 | 32d |
| Gilbert Ray Cisneros, Jr. | Stock | Purchase | $1,001 - $15,000 | +9.7%S&P +5.8% · vs S&P 500 +3.9% | May 1, 2026 | May 8, 2026 | 7d |
| Gilbert Ray Cisneros, Jr. | Stock | Purchase | $1,001 - $15,000 | +17.8%S&P +20.2% · vs S&P 500 -2.5% | Mar 27, 2026 | Apr 7, 2026 | 11d |
| Gilbert Ray Cisneros, Jr. | Stock | Purchase | $1,001 - $15,000 | -9.7%S&P +10.9% · vs S&P 500 -20.5% | Dec 10, 2025 | Jan 12, 2026 | 33d |
| Michael T. McCaul | Stock | Sale | $15,001 - $50,000 | +1.7%S&P +11.4% · vs S&P 500 -9.7% | Oct 27, 2025 | Nov 10, 2025 | 14d |
| Val T. HoyleSpouseFiled late | Stock | Purchase | $1,001 - $15,000 | -2.6%S&P +30.5% · vs S&P 500 -33.1% | Mar 3, 2025 | Sep 12, 2025 | 193d |
| Michael T. McCaul | Stock | Sale | $15,001 - $50,000 | -3.6%S&P +18.3% · vs S&P 500 -22.0% | Aug 22, 2025 | Sep 11, 2025 | 20d |
| Michael T. McCaul | Stock | Sale | $15,001 - $50,000 | -4.3%S&P +23.8% · vs S&P 500 -28.1% | Jun 27, 2025 | Jul 7, 2025 | 10d |
| Markwayne MullinJoint | Stock | Purchase | $15,001 - $50,000 | -8.8%S&P +30.1% · vs S&P 500 -38.9% | May 13, 2025 | Jun 11, 2025 | 29d |
| Markwayne MullinJoint | Stock | Purchase | $50,001 - $100,000 | -6.2%S&P +25.2% · vs S&P 500 -31.4% | Feb 13, 2025 | Feb 27, 2025 | 14d |
| Michael T. McCaul | Stock | Sale | $15,001 - $50,000 | +10.2%S&P +29.3% · vs S&P 500 -19.1% | Nov 20, 2024 | Dec 16, 2024 | 26d |
| Michael T. McCaul | Stock | Sale | $1,001 - $15,000 | +10.2%S&P +29.3% · vs S&P 500 -19.1% | Nov 20, 2024 | Dec 16, 2024 | 26d |
| Michael T. McCaul | Stock | Purchase | $100,001 - $250,000 | +58.4%S&P +37.8% · vs S&P 500 +20.6% | Aug 16, 2024 | Sep 16, 2024 | 31d |
Since the trade: the stock's move from the trade date to the latest close we hold, as of Sep 10, 2026, an estimate, with the S&P 500 over the same window and the difference against it. The figures describe the stock after the trade, not the member's result: the filing carries a band, not a fill, and a sale keeps the same sign, so a positive figure after a sale means the stock kept rising. An option row carries the underlying stock's move. A row marked n/a has no market price. Not investment advice.
Members of Congress reporting a position
2 members · estimate, as of Sep 10, 20262 members report a position (estimated). The largest estimated position is in the $250,001 - $500,000 band.
| Member | Party, chamber | Estimated position | Share of their portfolio |
|---|---|---|---|
| Gilbert Ray Cisneros, Jr. | Democrat · House | $250,001 - $500,000 | 0.7% |
| Markwayne Mullin | Republican · Senate | $100,001 - $250,000 | 0.4% |
Estimate, as of Sep 10, 2026. Each position is modelled from the member's disclosed transactions and annual filings: the midpoint of each disclosed band, moved with the stock's price since the trade. It is a rough estimate of a reported position, not a figure from a filing, which is why it is shown as a band. Share of portfolio sets that estimate against the member's whole estimated public-stock portfolio.
Awards, option exercises and gifts (20)
| Insider | Event | Shares | Date |
|---|---|---|---|
| Emily FieldGroup Managing Director | Tax withholding | 106 | Sep 5, 2026 |
| Corey E. ThomasDirector | Stock award | 4 | Aug 28, 2026 |
| Richard P. SchifterDirector | Stock award | 14 | Aug 28, 2026 |
| Allison MnookinDirector | Stock award | 2 | Aug 28, 2026 |
| James S. PutnamDirector | Stock award | 7 | Aug 28, 2026 |
| William Francis Glavin Jr.Director | Stock award | 10 | Aug 28, 2026 |
| Paulett EberhartDirector | Stock award | 4 | Aug 28, 2026 |
| Edward C. BernardDirector | Stock award | 3 | Aug 28, 2026 |
| Greg GatesGroup Managing Director | Option exercise | 7,189 | Aug 20, 2026 |
| James S. PutnamDirector | Gift | 2,000 | Aug 3, 2026 |
| Marc Eliot CohenGroup Managing Director | Tax withholding | 44 | Jun 12, 2026 |
| Greg GatesGroup Managing Director | Tax withholding | 232 | Jun 12, 2026 |
| Paulett EberhartDirector | Stock award | 5 | Jun 4, 2026 |
| Edward C. BernardDirector | Stock award | 4 | Jun 4, 2026 |
| William Francis Glavin Jr.Director | Stock award | 15 | Jun 4, 2026 |
| Allison MnookinDirector | Stock award | 3 | Jun 4, 2026 |
| James S. PutnamDirector | Stock award | 10 | Jun 4, 2026 |
| Richard P. SchifterDirector | Stock award | 19 | Jun 4, 2026 |
| Corey E. ThomasDirector | Stock award | 7 | Jun 4, 2026 |
| Anne M. MulcahyDirector | Stock award | 1,060 | May 15, 2026 |
Awards, option exercises, shares withheld to cover tax and gifts all file on the same form as a purchase or a sale. None of them is a decision to trade, so they sit here rather than beside the ones that are.
Questions
Are insiders buying or selling LPLA?
Across the 11 most recent open-market filings shown here, 0 were purchases and 11 were sales. One was scheduled in advance under a Rule 10b5-1 plan.
Which members of Congress have traded LPLA?
Gilbert Ray Cisneros, Jr., Val T. Hoyle, Michael T. McCaul, Markwayne Mullin disclosed LPLA transactions in the filings shown here.
Which members of Congress hold LPLA?
2 members of Congress report a position in LPLA in the estimate we hold as of Sep 10, 2026. The two largest estimated positions belong to Gilbert Ray Cisneros, Jr. and Markwayne Mullin. The estimate is built from disclosed transactions and annual filings, so it is shown as a band rather than a figure from a filing.
How quickly are LPLA trades disclosed?
Insider filings on this page reached the public a median of 2 days after the transaction, against the two business days Form 4 allows. Congressional disclosures took a median of 26 days, against the 45 the STOCK Act allows.
How to read a Form 4
A DECISION THE INSIDER MADE
COMPENSATION PLUMBING
Congress rows disclose a value range rather than an exact amount, and the STOCK Act allows up to 45 days to report. Full sourcing and the limits of this data are on the methodology page. A filing is a record of a transaction, not a signal, and nothing here is investment advice.
Data as of Sep 10, 2026.