Insider and congress filings
LPL Financial Holdings Inc. (LPLA)
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About LPL Financial Holdings Inc.
from the company's filings and listing, as of Oct 25, 2026- Exchange
- NASDAQ
- Sector
- Financial Services
- Industry
- Financial - Capital Markets
- Chief executive
- Richard Steinmeier
- Employees
- 10,081
- Listed since
- -
- Market value
- $24.9B
- Price to earnings (12 mo)
- 25.1
- Net income per share, as reported (12 mo)
- $12.59
- Dividend yield
- 0.38%
Company news
3 articles · newest first| Headline | Source | Date |
|---|---|---|
| LPL Financial adds Kinetic Wealth to its independent advisor networkAdvisor Kacy Walker joins from Cetera, reporting approximately $300 million in relationships. | Company release | Oct 22, 2026 |
| LPL Financial adds Prince Financial Services from Northwestern MutualThe Seattle-based firm reported approximately $1 billion in advisory, brokerage and retirement plan assets. | Company release | Oct 14, 2026 |
| LPL Financial adds Lakewood Wealth Management advisory teamThe team reported serving approximately $170 million in advisory, brokerage and retirement plan assets. | Company release | Sep 30, 2026 |
Written by GetSignal with AI from the company's own SEC filings and press releases; each article links to its source. Not investment advice. Company news from every company we cover
Earnings
6 reported quarters · next on Oct 27, 2026| Quarter | EPS | EPS expected | Revenue | Revenue expected | Result |
|---|---|---|---|---|---|
| Q2 FY2026reported Jul 30, 2026 | $5.84 | $5.39 | $5.2B | $5.0B | EPS beatRevenue beat |
| Q1 FY2026reported Apr 30, 2026 | $5.60 | $5.48 | $4.9B | $5.0B | EPS beatRevenue in line |
| Q4 FY2025reported Jan 29, 2026 | $5.23 | $4.92 | $4.9B | $4.9B | EPS beatRevenue in line |
| Q3 FY2025reported Oct 30, 2025 | $5.20 | $4.49 | $4.6B | $4.4B | EPS beatRevenue beat |
| Q2 FY2025reported Jul 31, 2025 | $4.51 | $4.23 | $3.8B | $3.8B | EPS beatRevenue beat |
| Q1 FY2025reported May 8, 2025 | $5.15 | $4.68 | $3.7B | $3.6B | EPS beatRevenue beat |
Actual against the consensus estimate at the time. A flag marks a beat or a miss of more than 1.5% either way; inside that band the quarter is in line. A flag reads n/a only when a number is missing. Quarterly EPS is the figure set against the consensus, usually adjusted, so the quarters need not add up to the 12-month net income per share above. An estimate is a forecast made by analysts, not a company target.
Executive pay
as filed for fiscal 2025 · proxy filed Apr 2, 2026| Executive | Salary | Stock awards | Other | Total |
|---|---|---|---|---|
| Richard SteinmeierChief Executive Officer | $900K | $10.0M | $3.6M | $14.6M |
| Matthew AudettePresident and Chief Financial Officer | $750K | $6.3M | $3.0M | $10.0M |
| Greg GatesGroup Managing Director, Chief Technology and Information Officer | $592K | $2.3M | $1.7M | $4.6M |
| Matthew EnyediGroup Managing Director, Chief Client Officer | $588K | $1.7M | $1.3M | $3.6M |
| Aneri JambusariaGroup Managing Director, Chief Wealth Officer | $488K | $1.2M | $903K | $2.6M |
The summary compensation table from the proxy statement for fiscal 2025, with titles as filed then. Executives who have since left are not shown. Read the filing
Institutional holders
13F positions as of Jun 30, 2026| Holder | Value | Shares | Shares vs prior qtr | % of shares out |
|---|---|---|---|---|
| BlackRock, Inc. | $1.3B | 4,732,991 | -4.9% | 5.92% |
| Dodge & Cox | $1.3B | 4,578,679 | +10.4% | 5.73% |
| Boston Partners | $1.2B | 4,250,828 | +2.9% | 5.32% |
| Jupiter Topco LLC | $1.2B | 4,198,356 | New | 5.25% |
| Vanguard Portfolio Management LLC | $1.1B | 3,832,005 | -0.5% | 4.79% |
| Vanguard Capital Management LLC | $1.0B | 3,613,624 | +0.5% | 4.52% |
| Principal Financial Group Inc | $756.3M | 2,684,964 | +1.8% | 3.36% |
| Samlyn Capital, LLC | $677.6M | 2,405,639 | +3.5% | 3.01% |
| Capital World Investors | $660.1M | 2,343,266 | +1.3% | 2.93% |
| State Street Corp | $544.8M | 1,934,239 | +3.8% | 2.41% |
| WCM Investment Management, LLC | $487.3M | 1,810,058 | +4.4% | 2.26% |
| Goldman Sachs Group Inc | $477.7M | 1,695,954 | +370.0% | 2.12% |
A 13F reports long US equity positions and is filed within 45 days of the quarter end, so these are positions as they stood on Jun 30, 2026. New: not in this holder's prior 13F as reported; a change of filer ID can also show as new. For a manager's whole book see the fund directory. What a 13F covers and leaves out is explained in our guide to Form 13F.
Tracked fund managers holding LPLA
3 managers| Manager | Value | Shares | Share of book |
|---|---|---|---|
| Samlyn Capital | $677.6M | 2,405,639 | 11.0% |
| Lone Pine CapitalStephen Mandel | $343.4M | 1,219,099 | 2.1% |
| Castle Hook Partners | $114.6M | 406,916 | 0.5% |
3 of the 97 fund managers we track list LPLA shares among the largest positions in their latest 13F, filed for Q2 2026. A manager can hold it further down the book too, so this is a floor, not a count. Share of book is the position against the manager's whole disclosed 13F value.
GetSignal watches Form 4 and STOCK Act filings and pushes each one to your phone as it is published, with the history behind it. Free on iOS and Android.
Open-market insider trades
12 filings shown · newest filing first| Insider | Action | Shares | Price | Value | Trade date | Delay (business days) |
|---|---|---|---|---|---|---|
| Katharine ReepingPrincipal Accounting Officer | Sold | 440 | $347.88 | $153K | Sep 11, 2026filed Sep 14, 2026 | 1d |
| Aneri JambusariaGroup Managing Director | Sold · scheduled | 308 | $357.36 | $110K | Aug 27, 2026filed Aug 31, 2026 | 2d |
| Greg GatesGroup Managing Director | Sold | 4,119 | $355.38 | $1.5M | Aug 20, 2026filed Aug 21, 2026 | 1d |
| Matthew EnyediGroup Managing Director | Sold · scheduled · 5 lines | 1,000 | $352.72 | $353K | Jul 31, 2026filed Aug 4, 2026 | 2d |
| Aneri JambusariaGroup Managing Director | Sold · scheduled | 308 | $306.00 | $94K | Jun 17, 2026filed Jun 22, 2026 | 2d |
| Matthew J. AudettePresident and CFO | Sold · scheduled · 4 lines | 1,110 | $330.01 | $366K | Apr 15, 2026filed Apr 16, 2026 | 1d |
| Matthew J. AudettePresident and CFO | Sold · scheduled · 2 lines | 469 | $325.34 | $153K | Apr 14, 2026filed Apr 16, 2026 | 2d |
| Marc Eliot CohenGroup Managing Director | Sold | 1,088 | $309.72 | $337K | Mar 10, 2026filed Mar 11, 2026 | 1d |
| Marc Eliot CohenGroup Managing Director | Sold | 2,212 | $308.75 | $683K | Mar 9, 2026filed Mar 11, 2026 | 2d |
| Aneri JambusariaGroup Managing Director | Sold · scheduled | 308 | $306.00 | $94K | Mar 2, 2026filed Mar 4, 2026 | 2d |
| Matthew J. AudettePresident and CFO | Sold · scheduled · 4 lines | 1,581 | $320.50 | $507K | Feb 26, 2026filed Feb 27, 2026 | 1d |
| Matthew EnyediGroup Managing Director | Sold · scheduled · 5 lines | 2,109 | $320.15 | $675K | Feb 26, 2026filed Feb 27, 2026 | 1d |
One row is one filing, newest filing first. A filing that reported its trade in several tranches is summed, priced at the weighted average, and marked with its line count. Scheduled: set up in advance under a Rule 10b5-1 trading plan. The delay counts business days from the trade to the filing, the unit of Form 4's two business day deadline: weekends and federal holidays are skipped. How the filing itself works is explained in our guide to Form 4.
Other Form 4 activity (20)
| Insider | Event | Shares | Date |
|---|---|---|---|
| Emily FieldGroup Managing Director | Tax withholding | 106 | Sep 5, 2026 |
| Richard P. SchifterDirector | Stock award | 14 | Aug 28, 2026 |
| Corey E. ThomasDirector | Stock award | 4 | Aug 28, 2026 |
| Paulett EberhartDirector | Stock award | 4 | Aug 28, 2026 |
| William Francis Glavin Jr.Director | Stock award | 10 | Aug 28, 2026 |
| Allison MnookinDirector | Stock award | 2 | Aug 28, 2026 |
| James S. PutnamDirector | Stock award | 7 | Aug 28, 2026 |
| Edward C. BernardDirector | Stock award | 3 | Aug 28, 2026 |
| Greg GatesGroup Managing Director | Option exercise | 7,189 | Aug 20, 2026 |
| James S. PutnamDirector | Gift | 2,000 | Aug 3, 2026 |
| Marc Eliot CohenGroup Managing Director | Tax withholding | 44 | Jun 12, 2026 |
| Greg GatesGroup Managing Director | Tax withholding | 232 | Jun 12, 2026 |
| Edward C. BernardDirector | Stock award | 4 | Jun 4, 2026 |
| Paulett EberhartDirector | Stock award | 5 | Jun 4, 2026 |
| William Francis Glavin Jr.Director | Stock award | 15 | Jun 4, 2026 |
| Allison MnookinDirector | Stock award | 3 | Jun 4, 2026 |
| James S. PutnamDirector | Stock award | 10 | Jun 4, 2026 |
| Richard P. SchifterDirector | Stock award | 19 | Jun 4, 2026 |
| Corey E. ThomasDirector | Stock award | 7 | Jun 4, 2026 |
| Edward C. BernardDirector | Stock award | 1,060 | May 15, 2026 |
Awards, option exercises, shares withheld to cover tax and gifts all file on the same form as a purchase or a sale. None of them is a decision to trade, so they sit here rather than beside the ones that are.
Congress trades in LPLA
20 disclosures of 39 on record · median 26d of the 45 allowedSince the trade: the stock's move from the trade date to the latest close we hold (figures as of Oct 25, 2026), not the member's result. Not investment advice.
| Member | Type | Action | Amount disclosed | Stock since the trade | Trade date | Disclosed | Delay |
|---|---|---|---|---|---|---|---|
| Gilbert Ray Cisneros, Jr. | Stock | Purchase | $1,001 - $15,000 | +9.4%S&P 500 +3.0% · +6.4 pts vs S&P 500 | Jun 5, 2026 | Jul 2, 2026 | 27d |
| Gilbert Ray Cisneros, Jr. | Stock | Purchase | $1,001 - $15,000 | +10.6%S&P 500 +3.0% · +7.6 pts vs S&P 500 | Jun 11, 2026 | Jul 2, 2026 | 21d |
| Gilbert Ray Cisneros, Jr. | Stock | Purchase | $1,001 - $15,000 | +1.9%S&P 500 +3.9% · -1.9 pts vs S&P 500 | May 7, 2026 | Jun 8, 2026 | 32d |
| Gilbert Ray Cisneros, Jr. | Stock | Purchase | $1,001 - $15,000 | +7.2%S&P 500 +2.9% · +4.2 pts vs S&P 500 | May 12, 2026 | Jun 8, 2026 | 27d |
| Gilbert Ray Cisneros, Jr. | Stock | Purchase | $1,001 - $15,000 | +5.8%S&P 500 +1.6% · +4.3 pts vs S&P 500 | May 14, 2026 | Jun 8, 2026 | 25d |
| Gilbert Ray Cisneros, Jr. | Stock | Purchase | $1,001 - $15,000 | +9.8%S&P 500 +3.6% · +6.3 pts vs S&P 500 | May 19, 2026 | Jun 8, 2026 | 20d |
| Val T. HoyleSpouse | Stock | Sale | $1,001 - $15,000 | -6.7%After the saleS&P 500 +34.6% · -41.4 pts vs S&P 500 | Apr 2, 2025 | May 15, 2026 | 408d |
| Gilbert Ray Cisneros, Jr. | Stock | Purchase | $1,001 - $15,000 | +7.2%S&P 500 +15.3% · -8.2 pts vs S&P 500 | Apr 6, 2026 | May 8, 2026 | 32d |
| Gilbert Ray Cisneros, Jr. | Stock | Purchase | $1,001 - $15,000 | -0.9%S&P 500 +5.4% · -6.4 pts vs S&P 500 | May 1, 2026 | May 8, 2026 | 7d |
| Gilbert Ray Cisneros, Jr. | Stock | Purchase | $1,001 - $15,000 | +6.3%S&P 500 +19.8% · -13.5 pts vs S&P 500 | Mar 27, 2026 | Apr 7, 2026 | 11d |
| Gilbert Ray Cisneros, Jr. | Stock | Purchase | $1,001 - $15,000 | -18.4%S&P 500 +10.5% · -28.9 pts vs S&P 500 | Dec 10, 2025 | Jan 12, 2026 | 33d |
| Michael T. McCaul | Stock | Sale | $15,001 - $50,000 | -8.1%After the saleS&P 500 +10.9% · -19.0 pts vs S&P 500 | Oct 27, 2025 | Nov 10, 2025 | 14d |
| Val T. HoyleSpouse | Stock | Purchase | $1,001 - $15,000 | -12.0%S&P 500 +30.1% · -42.2 pts vs S&P 500 | Mar 3, 2025 | Sep 12, 2025 | 193d |
| Michael T. McCaul | Stock | Sale | $15,001 - $50,000 | -12.9%After the saleS&P 500 +17.8% · -30.7 pts vs S&P 500 | Aug 22, 2025 | Sep 11, 2025 | 20d |
| Michael T. McCaul | Stock | Sale | $15,001 - $50,000 | -13.5%After the saleS&P 500 +23.2% · -36.7 pts vs S&P 500 | Jun 27, 2025 | Jul 7, 2025 | 10d |
| Markwayne MullinJoint | Stock | Purchase | $15,001 - $50,000 | -17.6%S&P 500 +29.5% · -47.1 pts vs S&P 500 | May 13, 2025 | Jun 11, 2025 | 29d |
| Markwayne MullinJoint | Stock | Purchase | $50,001 - $100,000 | -15.2%S&P 500 +24.6% · -39.8 pts vs S&P 500 | Feb 13, 2025 | Feb 27, 2025 | 14d |
| Michael T. McCaul | Stock | Sale | $15,001 - $50,000 | -0.4%After the saleS&P 500 +28.7% · -29.1 pts vs S&P 500 | Nov 20, 2024 | Dec 16, 2024 | 26d |
| Michael T. McCaul | Stock | Sale | $1,001 - $15,000 | -0.4%After the saleS&P 500 +28.7% · -29.1 pts vs S&P 500 | Nov 20, 2024 | Dec 16, 2024 | 26d |
| Michael T. McCaul | Stock | Purchase | $15,001 - $50,000 | +43.1%S&P 500 +37.1% · +6.0 pts vs S&P 500 | Aug 16, 2024 | Sep 16, 2024 | 31d |
Since the trade is an estimate, set beside the S&P 500 over the same window, with the gap between the two in percentage points. The filing carries a band, not a fill, and a sale keeps the stock's sign, so a positive figure after a sale means the stock kept rising after it. An option row carries the underlying stock's move. A row marked n/a is one we hold no figure for.
A delay above 45 days is the gap between the dates on the report; we mark a filing late only after checking it.
"Not captured" means the band or the transaction type on the original report is missing from our data.
"Dates conflict" marks a row whose disclosure is dated before its trade on the record we hold. Both dates are printed as filed, and no since-the-trade figure is computed from them.
Every Congress trade in LPLA, filterable by party, chamber, type and account.
Members of Congress reporting a position
1 member · estimate, as of Oct 24, 20261 member reports a position (estimated). The largest estimated position is in the $100,001 - $250,000 band.
| Member | Party, chamber | Estimated position | Share of their portfolio |
|---|---|---|---|
| Gilbert Ray Cisneros, Jr. | Democrat · House | $100,001 - $250,000 | 0.6% |
Estimate, as of Oct 24, 2026. Each position is modelled from the member's disclosed transactions and annual filings: the midpoint of each disclosed band, moved with the stock's price since the trade. It is a rough estimate of a reported position, not a figure from a filing, which is why it is shown as a band. Share of portfolio sets that estimate against the member's whole estimated public-stock portfolio.
Questions
Are insiders buying or selling LPLA?
Across the 12 most recent open-market filings shown here, 0 were purchases and 12 were sales. 8 were scheduled in advance under a Rule 10b5-1 plan.
Which members of Congress have traded LPLA?
Gilbert Ray Cisneros, Jr., Val T. Hoyle, Michael T. McCaul and Markwayne Mullin disclosed LPLA transactions in the filings shown here.
Which members of Congress hold LPLA?
1 member of Congress reports a position in LPLA in the estimate we hold as of Oct 24, 2026. The estimated position belongs to Gilbert Ray Cisneros, Jr. The estimate is built from disclosed transactions and annual filings, so it is shown as a band rather than a figure from a filing.
How quickly are LPLA trades disclosed?
Insider filings on this page reached the public a median of 2 business days after the transaction (weekends and federal holidays skipped), against the two business days Form 4 allows. Congressional disclosures took a median of 26 days, against the 45 the STOCK Act allows.
How to read a Form 4
A DECISION THE INSIDER MADE
COMPENSATION PLUMBING
Congress rows disclose a value range rather than an exact amount, and the STOCK Act allows up to 45 days to report. Full sourcing and the limits of this data are on the methodology page. A filing is a record of a transaction, not a signal, and nothing here is investment advice.
Data as of Oct 26, 2026.