Insider and congress filings

Lumentum Holdings Inc. (LITE)

NASDAQ · Technology · 398 insider transactions · 15 congress trades · last filed 24 days agoS&P 500Nasdaq 100

20
Open-market insider filings shown
1d
Median delay on the insider filings, in business days
within the two business day rule
0 buys·20 sells
Purchases and sales in the filings shown
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About Lumentum Holdings Inc.

from the company's filings and listing, as of Oct 20, 2026
Exchange
NASDAQ
Sector
Technology
Industry
Communication Equipment
Chief executive
Michael E. Hurlston
Employees
13,757
Listed since
Jul 23, 2015
Market value
$75.6B
Price to earnings (12 mo)
-
Net income per share, as reported (12 mo)
-$92.96
Dividend yield
-

www.lumentum.com

Earnings

6 reported quarters · next on Nov 5, 2026
QuarterEPSEPS expectedRevenueRevenue expectedResult
Q4 FY2026reported Aug 11, 2026$3.23$2.97$1.0B$987.7MEPS beatRevenue beat
Q3 FY2026reported May 5, 2026$2.37$2.27$808.4M$810.2MEPS beatRevenue in line
Q2 FY2026reported Feb 3, 2026$1.67$1.41$665.5M$652.1MEPS beatRevenue beat
Q1 FY2026reported Nov 4, 2025$1.10$1.03$533.8M$526.5MEPS beatRevenue in line
Q4 FY2025reported Aug 12, 2025$0.88$0.81$480.7M$470.5MEPS beatRevenue beat
Q3 FY2025reported May 6, 2025$0.57$0.50$425.2M$418.1MEPS beatRevenue beat

Actual against the consensus estimate at the time. A flag marks a beat or a miss of more than 1.5% either way; inside that band the quarter is in line. A flag reads n/a only when a number is missing. Quarterly EPS is the figure set against the consensus, usually adjusted, so the quarters need not add up to the 12-month net income per share above. An estimate is a forecast made by analysts, not a company target.

Executive pay

as filed for fiscal 2026 · proxy filed Oct 6, 2026
ExecutiveSalaryStock awardsOtherTotal
Michael HurlstonPresident and Chief Executive Officer$900K$12.3M$2.2M$15.4M
Wajid AliExecutive Vice President and Chief Financial Officer$556K$7.3M$1.0M$8.9M
Wupen YuenPresident, Global Business Units$504K$7.5M$949K$8.9M
Vincent RetortExecutive Vice President, Global Reliability & Quality$556K$5.9M$1.1M$7.5M
Jae KimSenior Vice President, General Counsel and Secretary$450K$3.8M$639K$4.9M

The summary compensation table from the proxy statement for fiscal 2026, with titles as filed then. Executives who have since left are not shown. Read the filing

Institutional holders

13F positions as of Jun 30, 2026
HolderValueSharesShares vs prior qtr% of shares out
BlackRock, Inc.$7.9B9,179,958+17.1%12.31%
Vanguard Capital Management LLC$4.4B5,078,410+9.5%6.81%
Vanguard Portfolio Management LLC$3.5B4,092,283+10.6%5.49%
JPMorgan Chase & Co.$3.5B4,059,807+38.0%5.44%
FMR LLC$3.0B3,519,154-51.0%4.72%
State Street Corp$3.0B3,453,717+13.7%4.63%
Invesco Ltd.$2.7B3,176,260+170.0%4.26%
Geode Capital Management, LLC$1.9B2,245,102+5.5%3.01%
Jupiter Topco LLC$1.6B1,889,608New2.53%
Arrowstreet Capital, Limited Partnership$1.2B1,370,571+238.5%1.84%
Morgan Stanley$1.1B1,309,986+27.5%1.76%
Norges Bank$1.0B1,168,079New1.57%

A 13F reports long US equity positions and is filed within 45 days of the quarter end, so these are positions as they stood on Jun 30, 2026. New: not in this holder's prior 13F as reported; a change of filer ID can also show as new. For a manager's whole book see the fund directory. What a 13F covers and leaves out is explained in our guide to Form 13F.

Tracked fund managers holding LITE

4 managers
ManagerValueSharesShare of book
Jericho Capital$405.2M472,2353.3%
Alyeska Investment Group$193.1M225,0320.5%
Woodline Partners$189.3M220,6150.6%
Steadfast Capital Management$19.2M22,4340.6%

4 of the 97 fund managers we track list LITE shares among the largest positions in their latest 13F, filed for Q2 2026. A manager can hold it further down the book too, so this is a floor, not a count. Share of book is the position against the manager's whole disclosed 13F value.

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Open-market insider trades

20 filings shown · newest filing first
InsiderActionSharesPriceValueTrade dateDelay
(business days)
Wajid AliEVP & Chief Financial OfficerSold · scheduled24,542$1048.50$25.7MOct 1, 2026filed Oct 2, 20261d
Wupen YuenPresident, Global BUS. UnitsSold · scheduled307$945.00$290KSep 29, 2026filed Sep 30, 20261d
Wupen YuenPresident, Global BUS. UnitsSold · scheduled500$948.50$474KSep 28, 2026filed Sep 30, 20262d
Wupen YuenPresident, Global BUS. UnitsSold · scheduled500$935.75$468KSep 25, 2026filed Sep 25, 20260d
Wupen YuenPresident, Global BUS. UnitsSold · scheduled500$921.07$461KSep 24, 2026filed Sep 25, 20261d
Wupen YuenPresident, Global BUS. UnitsSold · scheduled500$946.56$473KSep 23, 2026filed Sep 23, 20260d
Wupen YuenPresident, Global BUS. UnitsSold · scheduled500$935.55$468KSep 22, 2026filed Sep 23, 20261d
Wupen YuenPresident, Global BUS. UnitsSold · scheduled500$959.27$480KSep 21, 2026filed Sep 23, 20262d
Wupen YuenPresident, Global BUS. UnitsSold · scheduled500$920.00$460KSep 18, 2026filed Sep 18, 20260d
Wupen YuenPresident, Global BUS. UnitsSold · scheduled500$933.45$467KSep 17, 2026filed Sep 18, 20261d
Wupen YuenPresident, Global BUS. UnitsSold · scheduled500$856.83$428KSep 16, 2026filed Sep 18, 20262d
Wupen YuenPresident, Global BUS. UnitsSold · scheduled500$841.51$421KSep 15, 2026filed Sep 15, 20260d
Wupen YuenPresident, Global BUS. UnitsSold · scheduled500$862.14$431KSep 14, 2026filed Sep 15, 20261d
Wupen YuenPresident, Global BUS. UnitsSold · scheduled500$944.41$472KSep 11, 2026filed Sep 15, 20262d
Wupen YuenPresident, Global BUS. UnitsSold · scheduled500$961.44$481KSep 10, 2026filed Sep 10, 20260d
Wupen YuenPresident, Global BUS. UnitsSold · scheduled500$978.54$489KSep 9, 2026filed Sep 10, 20261d
Wupen YuenPresident, Global BUS. UnitsSold · scheduled500$895.99$448KSep 8, 2026filed Sep 10, 20262d
Wupen YuenPresident, Global BUS. UnitsSold · scheduled500$860.00$430KSep 4, 2026filed Sep 4, 20260d
Wupen YuenPresident, Global BUS. UnitsSold · scheduled500$870.01$435KSep 3, 2026filed Sep 4, 20261d
Wupen YuenPresident, Global BUS. UnitsSold · scheduled500$864.49$432KSep 2, 2026filed Sep 4, 20262d

One row is one filing, newest filing first. A filing that reported its trade in several tranches is summed, priced at the weighted average, and marked with its line count. Scheduled: set up in advance under a Rule 10b5-1 trading plan. The delay counts business days from the trade to the filing, the unit of Form 4's two business day deadline: weekends and federal holidays are skipped. How the filing itself works is explained in our guide to Form 4.

Other Form 4 activity (15)
InsiderEventSharesDate
Jae KimSVP, General CounselStock award1,635Aug 25, 2026
Wupen YuenPresident, Global BUS. UnitsStock award5,138Aug 25, 2026
Michael E. HurlstonPresident and CEOStock award66,764Aug 17, 2026
Michael E. HurlstonPresident and CEOStock award7,941Aug 25, 2026
Wupen YuenPresident, Global BUS. UnitsStock award22,760Aug 17, 2026
Wajid AliEVP & Chief Financial OfficerStock award5,005Aug 25, 2026
Eric ChangStock award900Aug 25, 2026
Wajid AliEVP & Chief Financial OfficerStock award22,760Aug 17, 2026
Jae KimSVP, General CounselStock award11,634Aug 17, 2026
Vincent RetortStock award15,174Aug 17, 2026
Michael E. HurlstonPresident and CEOTax withholding6,185Aug 19, 2026
Jae KimSVP, General CounselTax withholding3,926Aug 21, 2026
Jae KimSVP, General CounselTax withholding1,973Aug 19, 2026
Vincent RetortTax withholding7,509Aug 21, 2026
Vincent RetortTax withholding2,574Aug 19, 2026

Awards, option exercises, shares withheld to cover tax and gifts all file on the same form as a purchase or a sale. None of them is a decision to trade, so they sit here rather than beside the ones that are.

Congress trades in LITE

15 disclosures of 15 on record · median 24d of the 45 allowed

Since the trade: the stock's move from the trade date to the latest close we hold (figures as of Oct 25, 2026), not the member's result. Not investment advice.

MemberTypeActionAmount disclosedStock since the tradeTrade dateDisclosedDelay
Ro KhannaStockPurchase$1,001 - $15,000-3.0%S&P 500 +0.3% · -3.3 pts vs S&P 500Aug 3, 2026Sep 4, 202632d
Gilbert Ray Cisneros, Jr.Filed lateStockSale$1,001 - $15,000+3.2%After the saleS&P 500 +2.3% · +0.9 pts vs S&P 500Jul 17, 2026Sep 4, 202649d
Alan ArmstrongSelfStockPurchase$1,001 - $15,000+7.6%S&P 500 +19.8% · -12.2 pts vs S&P 500Mar 27, 2026Jul 21, 2026116d
Ro KhannaStockPurchase$15,001 - $50,000-13.6%S&P 500 +1.3% · -14.9 pts vs S&P 500Jun 16, 2026Jul 6, 202620d
Ro KhannaStockSale$1,001 - $15,000-11.9%After the saleS&P 500 +1.7% · -13.6 pts vs S&P 500Jun 30, 2026Jul 6, 20266d
Ro KhannaStockPurchase$1,001 - $15,000-16.2%S&P 500 +1.3% · -17.4 pts vs S&P 500May 27, 2026Jun 9, 202613d
Josh GottheimerJointStockPurchase$1,001 - $15,000-20.1%S&P 500 +1.9% · -22.0 pts vs S&P 500May 22, 2026Jun 3, 202612d
Gilbert Ray Cisneros, Jr.StockPurchase$1,001 - $15,000-11.3%S&P 500 +9.4% · -20.8 pts vs S&P 500Apr 14, 2026May 8, 202624d
Ro KhannaStockPurchase$1,001 - $15,000+15.5%S&P 500 +20.3% · -4.8 pts vs S&P 500Mar 30, 2026Apr 7, 20268d
Ro KhannaStockPurchase$1,001 - $15,000+751.4%S&P 500 +83.6% · +667.8 pts vs S&P 500May 5, 2022Jun 10, 202236d
Ro KhannaStockSale$1,001 - $15,000+768.4%After the saleS&P 500 +91.5% · +676.9 pts vs S&P 500May 23, 2022Jun 10, 202218d
Susie LeeJointStockSale$1,001 - $15,000+831.6%After the saleS&P 500 +80.0% · +751.6 pts vs S&P 500Jun 21, 2021Jul 13, 202122d
Susie LeeJointStockPurchase$1,001 - $15,000+839.5%S&P 500 +123.2% · +716.3 pts vs S&P 500Oct 7, 2020Dec 8, 202062d
Susie LeeJointStockPurchase$1,001 - $15,000+807.7%S&P 500 +122.4% · +685.3 pts vs S&P 500Oct 19, 2020Dec 8, 202050d
Susie LeeJointStockPurchase$1,001 - $15,000+790.7%S&P 500 +121.3% · +669.3 pts vs S&P 500Nov 4, 2020Dec 8, 202034d

Since the trade is an estimate, set beside the S&P 500 over the same window, with the gap between the two in percentage points. The filing carries a band, not a fill, and a sale keeps the stock's sign, so a positive figure after a sale means the stock kept rising after it. An option row carries the underlying stock's move. A row marked n/a is one we hold no figure for.

A delay above 45 days is the gap between the dates on the report; we mark a filing late only after checking it.

Every Congress trade in LITE, filterable by party, chamber, type and account.

Members of Congress reporting a position

2 members · estimate, as of Oct 19, 2026

2 members report a position (estimated). The largest estimated position is in the $15,001 - $50,000 band.

MemberParty, chamberEstimated positionShare of their portfolio
Lucy McBathDemocrat · House$15,001 - $50,0000.3%
Josh GottheimerDemocrat · House$1,001 - $15,000<0.1%

Estimate, as of Oct 19, 2026. Each position is modelled from the member's disclosed transactions and annual filings: the midpoint of each disclosed band, moved with the stock's price since the trade. It is a rough estimate of a reported position, not a figure from a filing, which is why it is shown as a band. Share of portfolio sets that estimate against the member's whole estimated public-stock portfolio.

Questions

Are insiders buying or selling LITE?

Across the 20 most recent open-market filings shown here, 0 were purchases and 20 were sales. 20 were scheduled in advance under a Rule 10b5-1 plan.

Which members of Congress have traded LITE?

Ro Khanna, Gilbert Ray Cisneros, Jr., Alan Armstrong, Josh Gottheimer and Susie Lee disclosed LITE transactions in the filings shown here.

Which members of Congress hold LITE?

2 members of Congress report a position in LITE in the estimate we hold as of Oct 19, 2026. The estimated positions belong to Lucy McBath and Josh Gottheimer. The estimate is built from disclosed transactions and annual filings, so it is shown as a band rather than a figure from a filing.

Is LITE in the S&P 500 or the Nasdaq 100?

Lumentum Holdings Inc. is a current member of the S&P 500 and Nasdaq 100, per the membership list we hold as of Oct 26, 2026. Current members of either index get a page here whatever their filing history.

How quickly are LITE trades disclosed?

Insider filings on this page reached the public a median of 1 business day after the transaction (weekends and federal holidays skipped), against the two business days Form 4 allows. Congressional disclosures took a median of 24 days, against the 45 the STOCK Act allows.

How to read a Form 4

A DECISION THE INSIDER MADE

POpen-market purchase. Bought with their own money at the market price.
SOpen-market sale. Sold on the market. A sale marked scheduled was set up in advance under a Rule 10b5-1 plan, often months before.

COMPENSATION PLUMBING

AStock award. Granted as pay, not bought.
MOption exercise. Converting options already held into shares.
FTax withholding. Shares handed back to the company to pay the tax on a grant.
GGift. Given away, with no money changing hands.

Congress rows disclose a value range rather than an exact amount, and the STOCK Act allows up to 45 days to report. Full sourcing and the limits of this data are on the methodology page. A filing is a record of a transaction, not a signal, and nothing here is investment advice.

Data as of Oct 26, 2026.

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