Insider and congress filings

Hercules Capital, Inc. (HTGC)

NYSE · Financial Services · 399 insider transactions · 25 congress trades · last filed 13 days ago

16
Open-market insider filings shown
1d
Median delay on the insider filings, in business days
within the two business day rule
16 buys·0 sells
Purchases and sales in the filings shown
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About Hercules Capital, Inc.

from the company's filings and listing, as of Oct 20, 2026
Exchange
NYSE
Sector
Financial Services
Industry
Asset Management
Chief executive
Scott Bluestein
Employees
100
Listed since
Jun 9, 2005
Market value
$3.0B
Price to earnings (12 mo)
7.7
Net income per share, as reported (12 mo)
$2.07
Dividend yield
12.13%

www.htgc.com

Earnings

6 reported quarters · next on Oct 29, 2026
QuarterEPSEPS expectedRevenueRevenue expectedResult
Q2 FY2026reported Jul 30, 2026$0.50$0.48$149.1M$146.7MEPS beatRevenue beat
Q1 FY2026reported May 5, 2026$0.48$0.47$141.5M$141.4MEPS beatRevenue in line
Q4 FY2025reported Feb 12, 2026$0.48$0.48$137.4M$141.5MEPS in lineRevenue miss
Q3 FY2025reported Oct 30, 2025$0.49$0.48$169.3M$141.3MEPS beatRevenue beat
Q2 FY2025reported Jul 31, 2025$0.50$0.47$79.8M$136.0MEPS beatRevenue miss
Q1 FY2025reported May 1, 2025$0.45$0.46$102.1M$125.4MEPS missRevenue miss

Actual against the consensus estimate at the time. A flag marks a beat or a miss of more than 1.5% either way; inside that band the quarter is in line. A flag reads n/a only when a number is missing. Quarterly EPS is the figure set against the consensus, usually adjusted, so the quarters need not add up to the 12-month net income per share above. An estimate is a forecast made by analysts, not a company target.

Executive pay

as filed for fiscal 2024 · proxy filed Apr 24, 2025
ExecutiveSalaryStock awardsOtherTotal
Scott BluesteinChief Executive Officer and Chief Investment Officer$650K$4.9M$3.5M$9.1M
Seth H. MeyerChief Financial Officer$550K$1.7M$946K$3.2M
Christian FollmannChief Operating Officer$300K$657K$493K$1.5M
Kiersten Zaza BotelhoChief Legal Officer, Chief Compliance Officer and Corporate Secretary$300K$547K$463K$1.3M

The summary compensation table from the proxy statement for fiscal 2024, with titles as filed then. Executives who have since left are not shown. Read the filing

Institutional holders

13F positions as of Jun 30, 2026
HolderValueSharesShares vs prior qtr% of shares out
VanEck Associates Corp$61.2M3,877,634+22.6%2.09%
Sound Income Strategies, LLC$57.8M3,667,518+8.4%1.98%
Citadel Advisors LLCKen Griffin$46.3M2,937,122+260.2%1.58%
UBS Group AG$41.7M2,645,744+6.1%1.43%
Two Sigma Investments, LP$35.7M2,265,824-2.5%1.22%
LPL Financial LLC$29.3M1,857,272+3.4%1.00%
Morgan Stanley$28.6M1,812,484+43.3%0.98%
Legal & General Group PLC$26.5M1,681,333+12.2%0.91%
Franklin Templeton Inc$21.8M1,383,905+21.9%0.75%
D. E. Shaw & Co., Inc.$21.7M1,373,460-11.3%0.74%
Muzinich & Co., Inc.$21.4M1,357,013+0.5%0.73%
Sumitomo Mitsui Trust Group, Inc.$16.2M1,027,434+0.2%0.55%

A 13F reports long US equity positions and is filed within 45 days of the quarter end, so these are positions as they stood on Jun 30, 2026. For a manager's whole book see the fund directory. What a 13F covers and leaves out is explained in our guide to Form 13F.

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Open-market insider trades

16 filings shown · newest filing first
InsiderActionSharesPriceValueTrade dateDelay
(business days)
Paramjeet K. RandhawaDirectorBought3,050$14.78$45KMar 4, 2026filed Mar 5, 20261d
Christian FollmannChief Operating OfficerBought5,000$14.68$73KMar 4, 2026filed Mar 5, 20261d
Scott BluesteinChief Executive OfficerBought7,000$14.35$100KFeb 27, 2026filed Feb 27, 20260d
Seth H. MeyerChief Financial OfficerBought7,000$14.33$100KFeb 27, 2026filed Feb 27, 20260d
Thomas J. FallonDirectorBought20,000$14.20$284KFeb 27, 2026filed Feb 27, 20260d
Kiersten Zaza BotelhoChief Legal Officer & CCOBought1,300$14.21$18KFeb 27, 2026filed Feb 27, 20260d
Robert P. BadavasDirectorBought5,000$14.27$71KFeb 27, 2026filed Feb 27, 20260d
Nikos TheodosopoulosDirectorBought2,600$14.21$37KFeb 27, 2026filed Feb 27, 20260d
Wade LooDirectorBought3,300$14.98$49KFeb 25, 2026filed Feb 26, 20261d
Gayle A. CrowellDirectorBought6,600$15.20$100KFeb 23, 2026filed Feb 25, 20262d
Thomas J. FallonDirectorBought10,000$14.98$150KFeb 24, 2026filed Feb 25, 20261d
Robert P. BadavasDirectorBought5,000$15.01$75KFeb 24, 2026filed Feb 25, 20261d
Scott BluesteinChief Executive OfficerBought30,000$15.08$452KFeb 24, 2026filed Feb 24, 20260d
Thomas J. FallonDirectorBought20,000$15.88$318KFeb 17, 2026filed Feb 19, 20262d
Nikos TheodosopoulosDirectorBought6,165$15.93$98KFeb 17, 2026filed Feb 19, 20262d
Gayle A. CrowellDirectorBought6,000$17.77$107KNov 3, 2025filed Nov 4, 20251d

One row is one filing, newest filing first. A filing that reported its trade in several tranches is summed, priced at the weighted average, and marked with its line count. The delay counts business days from the trade to the filing, the unit of Form 4's two business day deadline: weekends and federal holidays are skipped. How the filing itself works is explained in our guide to Form 4.

Other Form 4 activity (20)
InsiderEventSharesDate
Seth H. MeyerPresidentTax withholding6,469Oct 9, 2026
Scott BluesteinChief Executive OfficerTax withholding20,393Oct 9, 2026
Christian FollmannChief Operating OfficerTax withholding2,798Oct 9, 2026
Kiersten Zaza BotelhoChief Legal Officer & CCOTax withholding1,974Oct 9, 2026
Alfred FicheraDirectorStock award3,483Sep 17, 2026
Seth H. MeyerPresidentTax withholding5Sep 9, 2026
Kiersten Zaza BotelhoChief Legal Officer & CCOTax withholding1,974Jul 9, 2026
Scott BluesteinChief Executive OfficerTax withholding20,393Jul 9, 2026
Seth H. MeyerPresidentTax withholding6,469Jul 9, 2026
Christian FollmannChief Operating OfficerTax withholding2,798Jul 9, 2026
Robert P. BadavasDirectorStock award3,873Jun 18, 2026
Seth H. MeyerChief Financial OfficerTax withholding5Jun 9, 2026
Andrew OlsonChief Financial OfficerOther Form 4 entry (see filing)25,756May 18, 2026
Scott BluesteinChief Executive OfficerTax withholding20,393Apr 9, 2026
Seth H. MeyerChief Financial OfficerTax withholding6,469Apr 9, 2026
Christian FollmannChief Operating OfficerTax withholding2,798Apr 9, 2026
Kiersten Zaza BotelhoChief Legal Officer & CCOTax withholding1,974Apr 9, 2026
Nikos TheodosopoulosDirectorOther (see filing)7,317Mar 26, 2026
Gayle A. CrowellDirectorOther (see filing)7,317Mar 26, 2026
Paramjeet K. RandhawaDirectorOther (see filing)2,926Mar 26, 2026

Awards, option exercises, shares withheld to cover tax and gifts all file on the same form as a purchase or a sale. None of them is a decision to trade, so they sit here rather than beside the ones that are.

Congress trades in HTGC

20 disclosures of 25 on record · median 20d of the 45 allowed

Since the trade: the stock's move from the trade date to the latest close we hold (figures as of Oct 24, 2026), not the member's result. Not investment advice.

MemberTypeActionAmount disclosedStock since the tradeTrade dateDisclosedDelay
Virginia FoxxStockSale$50,001 - $100,000-12.1%After the saleS&P 500 +9.3% · -21.4 pts vs S&P 500Jan 12, 2026Feb 6, 202625d
Virginia FoxxStockPurchase$1,001 - $15,000-5.8%S&P 500 +14.7% · -20.5 pts vs S&P 500Nov 19, 2025Dec 1, 202512d
Virginia FoxxStockSale$15,001 - $50,000-14.1%After the saleS&P 500 +15.2% · -29.2 pts vs S&P 500Sep 25, 2025Oct 6, 202511d
Virginia FoxxStockPurchase$1,001 - $15,000-14.3%S&P 500 +18.8% · -33.1 pts vs S&P 500Aug 19, 2025Sep 8, 202520d
Virginia FoxxStockPurchase$1,001 - $15,000-8.1%S&P 500 +28.2% · -36.3 pts vs S&P 500May 20, 2025Jun 3, 202514d
Virginia FoxxStockPurchase$1,001 - $15,000-14.0%S&P 500 +30.2% · -44.3 pts vs S&P 500Mar 5, 2025Apr 4, 202530d
Virginia FoxxJointStockPurchase$1,001 - $15,000-12.8%S&P 500 +28.7% · -41.5 pts vs S&P 500Nov 20, 2024Dec 11, 202421d
Virginia FoxxJointStockPurchase$15,001 - $50,000-17.4%S&P 500 +31.5% · -48.9 pts vs S&P 500Oct 23, 2024Nov 12, 202420d
Virginia FoxxStockPurchase$1,001 - $15,000-10.2%S&P 500 +36.0% · -46.2 pts vs S&P 500Aug 20, 2024Sep 4, 202415d
Virginia FoxxStockPurchase$1,001 - $15,000-16.4%S&P 500 +43.0% · -59.5 pts vs S&P 500May 21, 2024Jun 6, 202416d
Virginia FoxxStockPurchase$1,001 - $15,000-8.8%S&P 500 +51.0% · -59.7 pts vs S&P 500Apr 16, 2024May 6, 202420d
Virginia FoxxJointStockPurchase$1,001 - $15,000-9.6%S&P 500 +47.6% · -57.2 pts vs S&P 500Mar 7, 2024Apr 10, 202434d
Virginia FoxxJointStockPurchase$1,001 - $15,000-4.5%S&P 500 +55.4% · -59.9 pts vs S&P 500Feb 1, 2024Mar 7, 202435d
Virginia FoxxJointStockPurchase$15,001 - $50,000-3.2%S&P 500 +60.0% · -63.2 pts vs S&P 500Jan 16, 2024Feb 5, 202420d
Virginia FoxxJointStockPurchase$1,001 - $15,000+4.1%S&P 500 +80.3% · -76.2 pts vs S&P 500Oct 3, 2023Nov 7, 202335d
Virginia FoxxJointStockPurchase$1,001 - $15,000+4.8%S&P 500 +80.5% · -75.7 pts vs S&P 500Oct 20, 2023Nov 7, 202318d
Virginia FoxxJointStockPurchase$1,001 - $15,000+7.8%S&P 500 +80.8% · -73.1 pts vs S&P 500Oct 23, 2023Nov 7, 202315d
Virginia FoxxJointStockPurchase$1,001 - $15,000+8.0%S&P 500 +82.1% · -74.0 pts vs S&P 500Oct 25, 2023Nov 7, 202313d
Virginia FoxxJointStockPurchase$1,001 - $15,000+1.1%S&P 500 +75.6% · -74.5 pts vs S&P 500Sep 21, 2023Oct 6, 202315d
Virginia FoxxJointStockPurchase$1,001 - $15,000+1.1%S&P 500 +90.9% · -89.8 pts vs S&P 500May 9, 2022Jun 4, 202226d

Since the trade is an estimate, set beside the S&P 500 over the same window, with the gap between the two in percentage points. The filing carries a band, not a fill, and a sale keeps the stock's sign, so a positive figure after a sale means the stock kept rising after it. An option row carries the underlying stock's move. A row marked n/a is one we hold no figure for.

Every Congress trade in HTGC, filterable by party, chamber, type and account.

Members of Congress reporting a position

1 member · estimate, as of Oct 19, 2026

1 member reports a position (estimated). The largest estimated position is in the $50,001 - $100,000 band.

MemberParty, chamberEstimated positionShare of their portfolio
J. French HillRepublican · House$50,001 - $100,0000.3%

Estimate, as of Oct 19, 2026. Each position is modelled from the member's disclosed transactions and annual filings: the midpoint of each disclosed band, moved with the stock's price since the trade. It is a rough estimate of a reported position, not a figure from a filing, which is why it is shown as a band. Share of portfolio sets that estimate against the member's whole estimated public-stock portfolio.

Questions

Are insiders buying or selling HTGC?

Across the 16 most recent open-market filings shown here, 16 were purchases and 0 were sales.

Which members of Congress have traded HTGC?

Virginia Foxx disclosed HTGC transactions in the filings shown here.

Which members of Congress hold HTGC?

1 member of Congress reports a position in HTGC in the estimate we hold as of Oct 19, 2026. The estimated position belongs to J. French Hill. The estimate is built from disclosed transactions and annual filings, so it is shown as a band rather than a figure from a filing.

How quickly are HTGC trades disclosed?

Insider filings on this page reached the public a median of 1 business day after the transaction (weekends and federal holidays skipped), against the two business days Form 4 allows. Congressional disclosures took a median of 20 days, against the 45 the STOCK Act allows.

How to read a Form 4

A DECISION THE INSIDER MADE

POpen-market purchase. Bought with their own money at the market price.
SOpen-market sale. Sold on the market. A sale marked scheduled was set up in advance under a Rule 10b5-1 plan, often months before.

COMPENSATION PLUMBING

AStock award. Granted as pay, not bought.
MOption exercise. Converting options already held into shares.
FTax withholding. Shares handed back to the company to pay the tax on a grant.
GGift. Given away, with no money changing hands.

Congress rows disclose a value range rather than an exact amount, and the STOCK Act allows up to 45 days to report. Full sourcing and the limits of this data are on the methodology page. A filing is a record of a transaction, not a signal, and nothing here is investment advice.

Data as of Oct 26, 2026.

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