Insider and congress filings
Hercules Capital, Inc. (HTGC)
About Hercules Capital, Inc.
from the company's filings and listing- Exchange
- NYSE
- Sector
- Financial Services
- Industry
- Asset Management
- Chief executive
- Scott Bluestein
- Employees
- 100
- Listed since
- Jun 9, 2005
- Market value
- $3.3B
- Price to earnings
- 8.4
- Earnings per share
- $2.07
- Dividend yield
- 11.07%
Earnings
6 reported quarters · next on Oct 29, 2026| Quarter | EPS | EPS expected | Revenue | Revenue expected | Result |
|---|---|---|---|---|---|
| Q2 FY2026reported Jul 30, 2026 | $0.50 | $0.48 | $149.1M | $146.7M | EPS beatRevenue beat |
| Q1 FY2026reported May 5, 2026 | $0.48 | $0.47 | $141.5M | $141.4M | EPS beatRevenue in line |
| Q4 FY2025reported Feb 12, 2026 | $0.48 | $0.48 | $137.4M | $141.5M | EPS in lineRevenue miss |
| Q3 FY2025reported Oct 30, 2025 | $0.49 | $0.48 | $169.3M | $141.3M | EPS beatRevenue beat |
| Q2 FY2025reported Jul 31, 2025 | $0.50 | $0.47 | $79.8M | $136.0M | EPS beatRevenue miss |
| Q1 FY2025reported May 1, 2025 | $0.45 | $0.46 | $102.1M | $125.4M | EPS missRevenue miss |
Actual against the consensus estimate at the time. A flag marks a beat or a miss of more than 1.5% either way; inside that band the quarter is in line. A flag marked GAAP compares a GAAP figure the company reported with an adjusted consensus, two different measures, so a one-time gain or charge can move it either way; basis unverified means we could not classify the reported figure. A flag reads n/a only when a number is missing. An estimate is a forecast made by analysts, not a company target.
Executive pay
as filed for 2024 · proxy filed Apr 24, 2025| Executive | Salary | Stock awards | Other | Total |
|---|---|---|---|---|
| Scott BluesteinChief Executive Officer and Chief Investment Officer | $650K | $4.9M | $3.5M | $9.1M |
| Seth H. MeyerChief Financial Officer | $550K | $1.7M | $946K | $3.2M |
| Christian FollmannChief Operating Officer | $300K | $657K | $493K | $1.5M |
| Kiersten Zaza BotelhoChief Legal Officer, Chief Compliance Officer and Corp | $300K | $547K | $463K | $1.3M |
The summary compensation table from the 2024 proxy statement, current executives only. Read the filing
Institutional holders
13F positions as of Jun 30, 2026| Holder | Value | Shares | Change | Of company |
|---|---|---|---|---|
| VAN Eck Associates Corp | $61.2M | 3,877,634 | +22.6% | 2.09% |
| Sound Income Strategies, LLC | $57.8M | 3,667,518 | +8.4% | 1.98% |
| Citadel Advisors LLC | $46.3M | 2,937,122 | +260.2% | 1.58% |
| UBS Group AG | $41.7M | 2,645,744 | +6.1% | 1.43% |
| Two Sigma Investments, LP | $35.7M | 2,265,824 | -2.5% | 1.22% |
| LPL Financial LLC | $29.3M | 1,857,272 | +3.4% | 1.00% |
| Morgan Stanley | $28.6M | 1,812,484 | +43.3% | 0.98% |
| Legal & General Group PLC | $26.5M | 1,681,333 | +12.2% | 0.91% |
| Franklin Resources Inc | $21.8M | 1,383,905 | +21.9% | 0.75% |
| D. E. Shaw & Co., Inc. | $21.7M | 1,373,460 | -11.3% | 0.74% |
| Muzinich & Co., Inc. | $21.4M | 1,357,013 | +0.5% | 0.73% |
| Sumitomo Mitsui Trust Group, Inc. | $16.2M | 1,027,434 | +0.2% | 0.55% |
A 13F reports long US equity positions 45 days after the quarter ends, so these are positions as they stood on Jun 30, 2026. For a manager's whole book see the fund directory.
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Open-market insider trades
20 filings of 389 on record| Insider | Action | Shares | Price | Value | Trade date | Delay |
|---|---|---|---|---|---|---|
| Robert P. BadavasDirector | Bought | 3,658 | $14.35 | $52K | Mar 26, 2026 | 4d |
| Wade LooDirector | Bought | 7,317 | $14.35 | $105K | Mar 26, 2026 | 4d |
| Thomas J. FallonDirector | Bought | 7,300 | $14.30 | $104K | Mar 26, 2026 | 4d |
| DeAnne AguirreDirector | Bought | 7,317 | $14.35 | $105K | Mar 26, 2026 | 4d |
| Paramjeet K. RandhawaDirector | Bought | 2,926 | $14.35 | $42K | Mar 26, 2026 | 4d |
| Gayle A. CrowellDirector | Bought | 7,317 | $14.35 | $105K | Mar 26, 2026 | 4d |
| Nikos TheodosopoulosDirector | Bought | 7,317 | $14.35 | $105K | Mar 26, 2026 | 4d |
| Christian FollmannChief Operating Officer | Bought | 5,000 | $14.68 | $73K | Mar 4, 2026 | 1d |
| Paramjeet K. RandhawaDirector | Bought | 3,050 | $14.78 | $45K | Mar 4, 2026 | 1d |
| Robert P. BadavasDirector | Bought | 5,000 | $14.27 | $71K | Feb 27, 2026 | 0d |
| Nikos TheodosopoulosDirector | Bought | 2,600 | $14.21 | $37K | Feb 27, 2026 | 0d |
| Kiersten Zaza BotelhoChief Legal Officer & CCO | Bought | 1,300 | $14.21 | $18K | Feb 27, 2026 | 0d |
| Thomas J. FallonDirector | Bought | 20,000 | $14.20 | $284K | Feb 27, 2026 | 0d |
| Seth H. MeyerChief Financial Officer | Bought | 7,000 | $14.33 | $100K | Feb 27, 2026 | 0d |
| Scott BluesteinChief Executive Officer | Bought | 7,000 | $14.35 | $100K | Feb 27, 2026 | 0d |
| Wade LooDirector | Bought | 3,300 | $14.98 | $49K | Feb 25, 2026 | 1d |
| Robert P. BadavasDirector | Bought | 5,000 | $15.01 | $75K | Feb 24, 2026 | 1d |
| Gayle A. CrowellDirector | Bought | 6,600 | $15.20 | $100K | Feb 23, 2026 | 2d |
| Thomas J. FallonDirector | Bought | 10,000 | $14.98 | $150K | Feb 24, 2026 | 1d |
| Scott BluesteinChief Executive Officer | Bought | 30,000 | $15.08 | $452K | Feb 24, 2026 | 0d |
One row is one filing. A filing that reported its trade in several tranches is summed, priced at the weighted average, and marked with its line count.
Congress trades in HTGC
20 disclosures of 25 on record · median 20d of the 45 allowed| Member | Type | Action | Amount disclosed | Since the trade | Trade date | Disclosed | Delay |
|---|---|---|---|---|---|---|---|
| Virginia Foxx | Stock | Sale | $50,001 - $100,000 | -5.7%S&P +9.6% · vs S&P 500 -15.3% | Jan 12, 2026 | Feb 6, 2026 | 25d |
| Virginia Foxx | Stock | Purchase | $1,001 - $15,000 | +1.1%S&P +15.1% · vs S&P 500 -14.0% | Nov 19, 2025 | Dec 1, 2025 | 12d |
| Virginia Foxx | Stock | Sale | $15,001 - $50,000 | -7.8%S&P +15.5% · vs S&P 500 -23.3% | Sep 25, 2025 | Oct 6, 2025 | 11d |
| Virginia Foxx | Stock | Purchase | $1,001 - $15,000 | -8.1%S&P +19.2% · vs S&P 500 -27.3% | Aug 19, 2025 | Sep 8, 2025 | 20d |
| Virginia Foxx | Stock | Purchase | $1,001 - $15,000 | -1.4%S&P +28.6% · vs S&P 500 -30.0% | May 20, 2025 | Jun 3, 2025 | 14d |
| Virginia Foxx | Stock | Purchase | $1,001 - $15,000 | -7.7%S&P +30.7% · vs S&P 500 -38.4% | Mar 5, 2025 | Apr 4, 2025 | 30d |
| Virginia FoxxJoint | Stock | Purchase | $1,001 - $15,000 | -6.4%S&P +29.1% · vs S&P 500 -35.5% | Nov 20, 2024 | Dec 11, 2024 | 21d |
| Virginia FoxxJoint | Stock | Purchase | $15,001 - $50,000 | -11.3%S&P +31.9% · vs S&P 500 -43.2% | Oct 23, 2024 | Nov 12, 2024 | 20d |
| Virginia Foxx | Stock | Purchase | $1,001 - $15,000 | -3.6%S&P +36.5% · vs S&P 500 -40.1% | Aug 20, 2024 | Sep 4, 2024 | 15d |
| Virginia Foxx | Stock | Purchase | $1,001 - $15,000 | -10.3%S&P +43.5% · vs S&P 500 -53.8% | May 21, 2024 | Jun 6, 2024 | 16d |
| Virginia Foxx | Stock | Purchase | $1,001 - $15,000 | -2.1%S&P +51.5% · vs S&P 500 -53.6% | Apr 16, 2024 | May 6, 2024 | 20d |
| Virginia FoxxJoint | Stock | Purchase | $1,001 - $15,000 | -3.0%S&P +48.1% · vs S&P 500 -51.1% | Mar 7, 2024 | Apr 10, 2024 | 34d |
| Virginia FoxxJoint | Stock | Purchase | $1,001 - $15,000 | +2.4%S&P +55.9% · vs S&P 500 -53.4% | Feb 1, 2024 | Mar 7, 2024 | 35d |
| Virginia FoxxJoint | Stock | Purchase | $15,001 - $50,000 | +3.9%S&P +60.6% · vs S&P 500 -56.7% | Jan 16, 2024 | Feb 5, 2024 | 20d |
| Virginia FoxxJoint | Stock | Purchase | $1,001 - $15,000 | +15.6%S&P +81.4% · vs S&P 500 -65.8% | Oct 23, 2023 | Nov 7, 2023 | 15d |
| Virginia FoxxJoint | Stock | Purchase | $1,001 - $15,000 | +12.5%S&P +81.1% · vs S&P 500 -68.7% | Oct 20, 2023 | Nov 7, 2023 | 18d |
| Virginia FoxxJoint | Stock | Purchase | $1,001 - $15,000 | +11.7%S&P +80.9% · vs S&P 500 -69.2% | Oct 3, 2023 | Nov 7, 2023 | 35d |
| Virginia FoxxJoint | Stock | Purchase | $1,001 - $15,000 | +15.9%S&P +82.7% · vs S&P 500 -66.7% | Oct 25, 2023 | Nov 7, 2023 | 13d |
| Virginia FoxxJoint | Stock | Purchase | $1,001 - $15,000 | +8.4%S&P +76.1% · vs S&P 500 -67.7% | Sep 21, 2023 | Oct 6, 2023 | 15d |
| Virginia FoxxJoint | Stock | Purchase | $1,001 - $15,000 | +8.5%S&P +91.6% · vs S&P 500 -83.0% | May 9, 2022 | Jun 4, 2022 | 26d |
Since the trade: the stock's move from the trade date to the latest close we hold, as of Sep 10, 2026, an estimate, with the S&P 500 over the same window and the difference against it. The figures describe the stock after the trade, not the member's result: the filing carries a band, not a fill, and a sale keeps the same sign, so a positive figure after a sale means the stock kept rising. An option row carries the underlying stock's move. A row marked n/a has no market price. Not investment advice.
Members of Congress reporting a position
1 member · estimate, as of Sep 10, 20261 member reports a position (estimated). The largest estimated position is in the $50,001 - $100,000 band.
| Member | Party, chamber | Estimated position | Share of their portfolio |
|---|---|---|---|
| J. French Hill | Republican · House | $50,001 - $100,000 | 0.4% |
Estimate, as of Sep 10, 2026. Each position is modelled from the member's disclosed transactions and annual filings: the midpoint of each disclosed band, moved with the stock's price since the trade. It is a rough estimate of a reported position, not a figure from a filing, which is why it is shown as a band. Share of portfolio sets that estimate against the member's whole estimated public-stock portfolio.
Awards, option exercises and gifts (20)
| Insider | Event | Shares | Date |
|---|---|---|---|
| Kiersten Zaza BotelhoChief Legal Officer & CCO | Tax withholding | 1,974 | Jul 9, 2026 |
| Seth H. MeyerPresident | Tax withholding | 6,469 | Jul 9, 2026 |
| Christian FollmannChief Operating Officer | Tax withholding | 2,798 | Jul 9, 2026 |
| Scott BluesteinChief Executive Officer | Tax withholding | 20,393 | Jul 9, 2026 |
| Robert P. BadavasDirector | Stock award | 3,873 | Jun 18, 2026 |
| Seth H. MeyerChief Financial Officer | Tax withholding | 5 | Jun 9, 2026 |
| Andrew OlsonChief Financial Officer | Form 4 | 25,756 | May 18, 2026 |
| Kiersten Zaza BotelhoChief Legal Officer & CCO | Tax withholding | 1,974 | Apr 9, 2026 |
| Christian FollmannChief Operating Officer | Tax withholding | 2,798 | Apr 9, 2026 |
| Seth H. MeyerChief Financial Officer | Tax withholding | 6,469 | Apr 9, 2026 |
| Scott BluesteinChief Executive Officer | Tax withholding | 20,393 | Apr 9, 2026 |
| Seth H. MeyerChief Financial Officer | Tax withholding | 5 | Mar 5, 2026 |
| Scott BluesteinChief Executive Officer | Tax withholding | 50,081 | Jan 9, 2026 |
| Seth H. MeyerChief Financial Officer | Tax withholding | 15,965 | Jan 9, 2026 |
| Seth H. MeyerChief Financial Officer | Tax withholding | 4,052 | Jan 11, 2026 |
| Christian FollmannChief Operating Officer | Tax withholding | 7,580 | Jan 9, 2026 |
| Christian FollmannChief Operating Officer | Tax withholding | 1,178 | Jan 11, 2026 |
| Kiersten Zaza BotelhoChief Legal Officer & CCO | Tax withholding | 5,510 | Jan 9, 2026 |
| Kiersten Zaza BotelhoChief Legal Officer & CCO | Tax withholding | 822 | Jan 11, 2026 |
| Scott BluesteinChief Executive Officer | Tax withholding | 13,431 | Jan 11, 2026 |
Awards, option exercises, shares withheld to cover tax and gifts all file on the same form as a purchase or a sale. None of them is a decision to trade, so they sit here rather than beside the ones that are.
Questions
Are insiders buying or selling HTGC?
Across the 20 most recent open-market filings shown here, 20 were purchases and 0 were sales.
Which members of Congress have traded HTGC?
Virginia Foxx disclosed HTGC transactions in the filings shown here.
Which members of Congress hold HTGC?
1 member of Congress reports a position in HTGC in the estimate we hold as of Sep 10, 2026. The largest estimated position belongs to J. French Hill. The estimate is built from disclosed transactions and annual filings, so it is shown as a band rather than a figure from a filing.
How quickly are HTGC trades disclosed?
Insider filings on this page reached the public a median of 1 days after the transaction, against the two business days Form 4 allows. Congressional disclosures took a median of 20 days, against the 45 the STOCK Act allows.
How to read a Form 4
A DECISION THE INSIDER MADE
COMPENSATION PLUMBING
Congress rows disclose a value range rather than an exact amount, and the STOCK Act allows up to 45 days to report. Full sourcing and the limits of this data are on the methodology page. A filing is a record of a transaction, not a signal, and nothing here is investment advice.
Data as of Sep 10, 2026.