Insider and congress filings

Northern Trust Corporation (NTRS)

NASDAQ · Financial Services · 387 insider transactions · 73 congress trades · last filed 5 days agoS&P 500

9
Open-market insider filings shown
1d
Median delay on the insider filings, in business days
within the two business day rule
2 buys·7 sells
Purchases and sales in the filings shown
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About Northern Trust Corporation

from the company's filings and listing, as of Oct 26, 2026
Exchange
NASDAQ
Sector
Financial Services
Industry
Asset Management
Chief executive
Michael Gerard O'Grady
Employees
23,800
Listed since
-
Market value
$30.7B
Price to earnings (12 mo)
13.1
Net income per share, as reported (12 mo)
$13.33
Dividend yield
1.95%

www.northerntrust.com

Earnings

6 reported quarters · next on Jan 21, 2027
QuarterEPSEPS expectedRevenueRevenue expectedResult
Q3 FY2026reported Oct 21, 2026$3.20$2.87$2.3B$2.3BEPS beatRevenue beat
Q2 FY2026reported Jul 22, 2026$2.97$2.71$2.7B$2.7BEPS beatRevenue in line
Q1 FY2026reported Apr 21, 2026$2.71$2.32$2.2B$2.1BEPS beat, GAAPRevenue beat
Q4 FY2025reported Jan 22, 2026$2.69$2.37$2.1B$2.1BEPS beatRevenue beat
Q3 FY2025reported Oct 22, 2025$2.29$2.26$3.6Bn/aEPS in line, GAAPRevenue n/a
Q2 FY2025reported Jul 23, 2025$2.13$2.06$3.6Bn/aEPS beat, GAAPRevenue n/a

Actual against the consensus estimate at the time. A flag marks a beat or a miss of more than 1.5% either way; inside that band the quarter is in line. A flag marked GAAP compares a GAAP figure the company reported with an adjusted consensus, two different measures, so a one-time gain or charge can move it either way. A figure or flag reads n/a when a number is missing, or when the figure failed our check against the company's other quarters, its own filings and its share splits, and was left out. Quarterly EPS is the figure set against the consensus, usually adjusted, so the quarters need not add up to the 12-month net income per share above. An estimate is a forecast made by analysts, not a company target.

Institutional holders

13F positions as of Jun 30, 2026
HolderValueSharesShares vs prior qtr% of shares out
BlackRock, Inc.$2.5B14,517,839+1.0%7.89%
Vanguard Capital Management LLC$2.0B11,779,6130.0%6.40%
State Street Corp$1.6B9,095,046+0.1%4.90%
FMR LLC$1.5B8,683,057-19.7%4.72%
Vanguard Portfolio Management LLC$1.5B8,414,408-0.1%4.57%
Primecap Management Co$1.1B6,100,742-6.8%3.32%
Massachusetts Financial Services Co$1.0B5,702,539-1.8%3.10%
Northern Trust Corp$965.6M5,554,330-5.5%3.02%
Geode Capital Management, LLC$892.9M5,155,381-0.2%2.80%
State Farm Mutual Automobile Insurance Co$720.6M4,145,1020.0%2.25%
Invesco Ltd.$569.1M3,273,660-6.8%1.78%
AQR Capital Management LLCCliff Asness$511.1M2,939,835+18.2%1.60%

A 13F reports long US equity positions and is filed within 45 days of the quarter end, so these are positions as they stood on Jun 30, 2026. For a manager's whole book see the fund directory. What a 13F covers and leaves out is explained in our guide to Form 13F.

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Open-market insider trades

9 filings shown · newest filing first
InsiderActionSharesPriceValueTrade dateDelay
(business days)
Thomas A. SouthExecutive Vice PresidentSold1,800$184.90$333KAug 24, 2026filed Aug 25, 20261d
Robert Edward Moritz Jr.DirectorBought255$179.57$46KJul 29, 2026filed Jul 30, 20261d
Aengus HallinanExecutive Vice PresidentSold · 2 lines3,668$167.36$614KJun 3, 2026filed Jun 4, 20261d
Robert Edward Moritz Jr.DirectorBought225$166.41$37KMay 1, 2026filed May 4, 20261d
David W. Fox Jr.EVP & Chief Financial OfficerSold13$165.74$2KApr 29, 2026filed Apr 29, 20260d
David W. Fox Jr.EVP & Chief Financial OfficerSold19,987$166.16$3.3MApr 28, 2026filed Apr 29, 20261d
Clive BellowsCo-President Asset ServicingSold2,800$165.02$462KApr 24, 2026filed Apr 28, 20262d
Guy GibsonCo-President Asset ServicingSold3,009$142.39$428KMar 5, 2026filed Mar 6, 20261d
David W. Fox Jr.EVP & Chief Financial OfficerSold3,255$143.89$468KMar 4, 2026filed Mar 5, 20261d

One row is one filing, newest filing first. A filing that reported its trade in several tranches is summed, priced at the weighted average, and marked with its line count. The delay counts business days from the trade to the filing, the unit of Form 4's two business day deadline: weekends and federal holidays are skipped. How the filing itself works is explained in our guide to Form 4.

Other Form 4 activity (20)
InsiderEventSharesDate
Rima QureshiDirectorStock award495Oct 20, 2026
Alexandria TaylorChief Administrative OfficerTax withholding3,823Oct 17, 2026
Donald ThompsonDirectorStock award145Oct 1, 2026
Donald ThompsonDirectorStock award221Sep 30, 2026
Charles A. TribbettDirectorStock award80Oct 1, 2026
Richard PetrinoDirectorStock award6.19Oct 1, 2026
Martin P. SlarkDirectorStock award71Oct 1, 2026
Siddharth N. MehtaDirectorStock award31Oct 1, 2026
Marcy S. KlevornDirectorStock award65Oct 1, 2026
Dean M. HarrisonDirectorStock award152Oct 1, 2026
Dean M. HarrisonDirectorStock award266Sep 30, 2026
Chandra DhandapaniDirectorStock award31Oct 1, 2026
Chandra DhandapaniDirectorStock award207Sep 30, 2026
Susan CrownDirectorStock award87Oct 1, 2026
Michael HunstadPresident/Asset ManagementTax withholding622Sep 1, 2026
David Byron Smith Jr.DirectorGift1,120Jul 31, 2026
Susan CrownDirectorStock award76Jul 1, 2026
Chandra DhandapaniDirectorStock award201Jun 30, 2026
Chandra DhandapaniDirectorStock award26Jul 1, 2026
Dean M. HarrisonDirectorStock award259Jun 30, 2026

Awards, option exercises, shares withheld to cover tax and gifts all file on the same form as a purchase or a sale. None of them is a decision to trade, so they sit here rather than beside the ones that are.

Congress trades in NTRS

20 disclosures of 73 on record · median 26d of the 45 allowed

Since the trade: the stock's move from the trade date to the latest close we hold (figures as of Oct 25, 2026), not the member's result. Not investment advice.

MemberTypeActionAmount disclosedStock since the tradeTrade dateDisclosedDelay
Ro KhannaStockSale$1,001 - $15,000-7.4%After the saleS&P 500 +1.7% · -9.1 pts vs S&P 500Jul 7, 2026Aug 7, 202631d
Ro KhannaStockSale$1,001 - $15,000+13.9%After the saleS&P 500 +12.1% · +1.8 pts vs S&P 500Feb 5, 2026Mar 9, 202632d
Ro KhannaStockSale$1,001 - $15,000+10.4%After the saleS&P 500 +10.0% · +0.4 pts vs S&P 500Feb 6, 2026Mar 9, 202631d
Lisa C. McClainSpouseStockSale$1,001 - $15,000+32.3%After the saleS&P 500 +11.7% · +20.6 pts vs S&P 500Oct 30, 2025Nov 21, 202522d
Lisa C. McClainSpouseStockPurchase$1,001 - $15,000+31.4%S&P 500 +13.3% · +18.0 pts vs S&P 500Oct 30, 2025Nov 21, 202522d
Lisa C. McClainSpouseStockSale$1,001 - $15,000+30.5%After the saleS&P 500 +11.4% · +19.1 pts vs S&P 500Oct 31, 2025Nov 21, 202521d
Val T. HoyleSpouseStockSale$1,001 - $15,000+28.7%After the saleS&P 500 +14.2% · +14.4 pts vs S&P 500Sep 23, 2025Oct 10, 202517d
Val T. HoyleSpouseStockPurchase$1,001 - $15,000+29.4%S&P 500 +19.3% · +10.1 pts vs S&P 500Jul 28, 2025Sep 12, 202546d
Lisa C. McClainSpouseStockPurchase$1,001 - $15,000+53.2%S&P 500 +27.2% · +26.0 pts vs S&P 500Jun 17, 2025Aug 13, 202557d
Ro KhannaStockPurchase$1,001 - $15,000+39.0%S&P 500 +26.2% · +12.8 pts vs S&P 500Jun 23, 2025Jul 9, 202516d
Ro KhannaStockSale$1,001 - $15,000+85.3%After the saleS&P 500 +42.0% · +43.4 pts vs S&P 500Apr 23, 2025May 12, 202519d
Ro KhannaStockSale$1,001 - $15,000+61.7%After the saleS&P 500 +32.6% · +29.1 pts vs S&P 500Mar 6, 2025Apr 10, 202535d
Ro KhannaStockSale$1,001 - $15,000+71.0%After the saleS&P 500 +36.0% · +35.0 pts vs S&P 500Mar 12, 2025Apr 10, 202529d
Ro KhannaStockPurchase$1,001 - $15,000+47.6%S&P 500 +23.9% · +23.7 pts vs S&P 500Feb 19, 2025Mar 6, 202515d
Ro KhannaStockPurchase$1,001 - $15,000+57.1%S&P 500 +27.1% · +30.0 pts vs S&P 500Jan 17, 2025Feb 6, 202520d
Ro KhannaStockSale$1,001 - $15,000+57.0%After the saleS&P 500 +27.3% · +29.7 pts vs S&P 500Nov 12, 2024Dec 5, 202423d
Ro KhannaStockSale$1,001 - $15,000+56.1%After the saleS&P 500 +29.7% · +26.3 pts vs S&P 500Nov 15, 2024Dec 5, 202420d
Ro KhannaStockPurchase$1,001 - $15,000+135.4%S&P 500 +74.9% · +60.5 pts vs S&P 500Nov 3, 2023Dec 6, 202333d
Ro KhannaStockSale$1,001 - $15,000+147.5%After the saleS&P 500 +77.9% · +69.6 pts vs S&P 500Oct 2, 2023Nov 8, 202337d
Ro KhannaStockPurchase$1,001 - $15,000+147.9%S&P 500 +75.0% · +73.0 pts vs S&P 500Oct 10, 2023Nov 8, 202329d

Since the trade is an estimate, set beside the S&P 500 over the same window, with the gap between the two in percentage points. The filing carries a band, not a fill, and a sale keeps the stock's sign, so a positive figure after a sale means the stock kept rising after it. An option row carries the underlying stock's move. A row marked n/a is one we hold no figure for.

A delay above 45 days is the gap between the dates on the report; we mark a filing late only after checking it.

Every Congress trade in NTRS, filterable by party, chamber, type and account.

Members of Congress reporting a position

2 members · estimate, as of Oct 25, 2026

2 members report a position (estimated). The largest estimated position is in the $15,001 - $50,000 band.

MemberParty, chamberEstimated positionShare of their portfolio
Robert BresnahanRepublican · House$15,001 - $50,0000.3%
Lucy McBathDemocrat · House$15,001 - $50,0000.3%

Estimate, as of Oct 25, 2026. Each position is modelled from the member's disclosed transactions and annual filings: the midpoint of each disclosed band, moved with the stock's price since the trade. It is a rough estimate of a reported position, not a figure from a filing, which is why it is shown as a band. Share of portfolio sets that estimate against the member's whole estimated public-stock portfolio.

Questions

Are insiders buying or selling NTRS?

Across the 9 most recent open-market filings shown here, 2 were purchases and 7 were sales.

Which members of Congress have traded NTRS?

Ro Khanna, Lisa C. McClain and Val T. Hoyle disclosed NTRS transactions in the filings shown here.

Which members of Congress hold NTRS?

2 members of Congress report a position in NTRS in the estimate we hold as of Oct 25, 2026. The estimated positions belong to Robert Bresnahan and Lucy McBath. The estimate is built from disclosed transactions and annual filings, so it is shown as a band rather than a figure from a filing.

Is NTRS in the S&P 500 or the Nasdaq 100?

Northern Trust Corporation is a current member of the S&P 500, per the membership list we hold as of Oct 26, 2026. Current members of either index get a page here whatever their filing history.

How quickly are NTRS trades disclosed?

Insider filings on this page reached the public a median of 1 business day after the transaction (weekends and federal holidays skipped), against the two business days Form 4 allows. Congressional disclosures took a median of 26 days, against the 45 the STOCK Act allows.

How to read a Form 4

A DECISION THE INSIDER MADE

POpen-market purchase. Bought with their own money at the market price.
SOpen-market sale. Sold on the market. A sale marked scheduled was set up in advance under a Rule 10b5-1 plan, often months before.

COMPENSATION PLUMBING

AStock award. Granted as pay, not bought.
MOption exercise. Converting options already held into shares.
FTax withholding. Shares handed back to the company to pay the tax on a grant.
GGift. Given away, with no money changing hands.

Congress rows disclose a value range rather than an exact amount, and the STOCK Act allows up to 45 days to report. Full sourcing and the limits of this data are on the methodology page. A filing is a record of a transaction, not a signal, and nothing here is investment advice.

Data as of Oct 26, 2026.

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