Insider and congress filings

Northern Trust Corporation (NTRS)

NASDAQ · Financial Services · 373 insider filings · 73 congress trades · last filed 8 days agoS&P 500

10
Open-market insider filings shown
1d
Median delay on the insider filings
within the two business day rule
2/8
Purchases and sales in the filings shown

About Northern Trust Corporation

from the company's filings and listing
Exchange
NASDAQ
Sector
Financial Services
Industry
Asset Management
Chief executive
Michael Gerard O'Grady
Employees
23,800
Listed since
-
Market value
$33.8B
Price to earnings
15.8
Earnings per share
$12.18
Dividend yield
1.78%

www.northerntrust.com

Earnings

6 reported quarters · next on Oct 21, 2026
QuarterEPSEPS expectedRevenueRevenue expectedResult
Q2 FY2026reported Jul 22, 2026$2.97$2.71$2.7B$2.7BEPS beatRevenue in line
Q1 FY2026reported Apr 21, 2026$2.71$2.32$2.2B$2.1BEPS beatRevenue beat
Jan 22, 2026$2.69$2.37$2.1B$2.1BEPS beatRevenue beat
Q3 FY2025reported Oct 22, 2025$2.29$2.26$3.6B$2.0BEPS in lineRevenue beat
Q2 FY2025reported Jul 23, 2025$2.13$2.06$3.6B$2.0BEPS beatRevenue beat
Q1 FY2025reported Apr 22, 2025$1.90$1.85$3.5B$2.0BEPS beatRevenue beat

Actual against the consensus estimate at the time. A flag marks a beat or a miss of more than 1.5% either way; inside that band the quarter is in line. A flag marked GAAP compares a GAAP figure the company reported with an adjusted consensus, two different measures, so a one-time gain or charge can move it either way; basis unverified means we could not classify the reported figure. A flag reads n/a only when a number is missing. An estimate is a forecast made by analysts, not a company target.

Institutional holders

13F positions as of Jun 30, 2026
HolderValueSharesChangeOf company
Blackrock, Inc.$2.5B14,517,839+1.0%7.89%
Vanguard Capital Management LLC$2.0B11,779,613-0.0%6.40%
State Street Corp$1.6B9,095,046+0.1%4.94%
FMR LLC$1.5B8,683,057-19.7%4.72%
Vanguard Portfolio Management LLC$1.5B8,414,408-0.1%4.57%
Primecap Management Co$1.1B6,100,742-6.8%3.32%
Massachusetts Financial Services Co$1.0B5,702,539-1.8%3.10%
Northern Trust Corp$965.6M5,554,330-5.5%3.02%
Geode Capital Management, LLC$892.9M5,155,381-0.2%2.80%
State Farm Mutual Automobile Insurance Co$720.6M4,145,1020.0%2.25%
Invesco Ltd.$569.1M3,273,660-6.8%1.78%
AQR Capital Management LLC$511.1M2,939,835+18.2%1.60%

A 13F reports long US equity positions 45 days after the quarter ends, so these are positions as they stood on Jun 30, 2026. For a manager's whole book see the fund directory.

Know the moment the next NTRS filing lands.

GetSignal watches Form 4 and STOCK Act filings and pushes each one to your phone as it is published, with the history behind it. Free on iOS and Android.

Open-market insider trades

10 filings of 373 on record
InsiderActionSharesPriceValueTrade dateDelay
Thomas A. SouthExecutive Vice PresidentSold1,800$184.90$333KAug 24, 20261d
Robert Edward Moritz Jr.DirectorBought255$179.57$46KJul 29, 20261d
Aengus HallinanExecutive Vice PresidentSold · 2 lines3,668$167.36$614KJun 3, 20261d
Robert Edward Moritz Jr.DirectorBought225$166.41$37KMay 1, 20263d
David W. Fox Jr.EVP & Chief Financial OfficerSold19,987$166.16$3.3MApr 28, 20261d
David W. Fox Jr.EVP & Chief Financial OfficerSold13$165.74$2KApr 29, 20260d
Clive BellowsCo-President Asset ServicingSold2,800$165.02$462KApr 24, 20264d
Guy GibsonCo-President Asset ServicingSold3,009$142.39$428KMar 5, 20261d
David W. Fox Jr.EVP & Chief Financial OfficerSold3,255$143.89$468KMar 4, 20261d
David W. Fox Jr.EVP & Chief Financial OfficerSold1,450$144.05$209KFeb 25, 20261d

One row is one filing. A filing that reported its trade in several tranches is summed, priced at the weighted average, and marked with its line count.

Congress trades in NTRS

20 disclosures of 73 on record · median 23d of the 45 allowed
MemberTypeActionAmount disclosedSince the tradeTrade dateDisclosedDelay
Ro KhannaStockSale$1,001 - $15,000+1.8%S&P +2.0% · vs S&P 500 -0.2%Jul 7, 2026Aug 7, 202631d
Ro KhannaStockSale$1,001 - $15,000+21.4%S&P +10.3% · vs S&P 500 +11.1%Feb 6, 2026Mar 9, 202631d
Ro KhannaStockSale$1,001 - $15,000+25.2%S&P +12.5% · vs S&P 500 +12.8%Feb 5, 2026Mar 9, 202632d
Lisa C. McClainSpouseStockSale$1,001 - $15,000+45.8%S&P +12.3% · vs S&P 500 +33.5%Oct 30, 2025Nov 21, 202522d
Lisa C. McClainSpouseStockPurchase$1,001 - $15,000+45.8%S&P +12.3% · vs S&P 500 +33.5%Oct 30, 2025Nov 21, 202522d
Lisa C. McClainSpouseStockSale$1,001 - $15,000+43.8%S&P +12.0% · vs S&P 500 +31.8%Oct 31, 2025Nov 21, 202521d
Val T. HoyleSpouseStockSale$1,001 - $15,000+41.5%S&P +14.6% · vs S&P 500 +26.9%Sep 23, 2025Oct 10, 202517d
Val T. HoyleSpouseFiled lateStockPurchase$1,001 - $15,000+42.3%S&P +19.7% · vs S&P 500 +22.6%Jul 28, 2025Sep 12, 202546d
Lisa C. McClainSpouseFiled lateStockPurchase$1,001 - $15,000+68.7%S&P +27.8% · vs S&P 500 +41.0%Jun 17, 2025Aug 13, 202557d
Ro KhannaStockPurchase$1,001 - $15,000+52.9%S&P +26.7% · vs S&P 500 +26.2%Jun 23, 2025Jul 9, 202516d
Ro KhannaStockSale$1,001 - $15,000+103.9%S&P +42.4% · vs S&P 500 +61.4%Apr 23, 2025May 12, 202519d
Ro KhannaStockSale$1,001 - $15,000+77.9%S&P +33.1% · vs S&P 500 +44.8%Mar 6, 2025Apr 10, 202535d
Ro KhannaStockSale$1,001 - $15,000+90.0%S&P +37.8% · vs S&P 500 +52.2%Mar 12, 2025Apr 10, 202529d
Ro KhannaStockPurchase$1,001 - $15,000+62.4%S&P +24.3% · vs S&P 500 +38.0%Feb 19, 2025Mar 6, 202515d
Ro KhannaStockPurchase$1,001 - $15,000+72.8%S&P +27.6% · vs S&P 500 +45.3%Jan 17, 2025Feb 6, 202520d
Ro KhannaStockSale$1,001 - $15,000+71.6%S&P +30.2% · vs S&P 500 +41.5%Nov 15, 2024Dec 5, 202420d
Ro KhannaStockSale$1,001 - $15,000+72.7%S&P +27.7% · vs S&P 500 +45.0%Nov 12, 2024Dec 5, 202423d
Ro KhannaStockPurchase$1,001 - $15,000+158.9%S&P +75.5% · vs S&P 500 +83.4%Nov 3, 2023Dec 6, 202333d
Ro KhannaStockSale$1,001 - $15,000+172.2%S&P +78.5% · vs S&P 500 +93.8%Oct 2, 2023Nov 8, 202337d
Ro KhannaStockPurchase$1,001 - $15,000+180.2%S&P +82.4% · vs S&P 500 +97.8%Oct 31, 2023Nov 8, 20238d

Since the trade: the stock's move from the trade date to the latest close we hold, as of Sep 10, 2026, an estimate, with the S&P 500 over the same window and the difference against it. The figures describe the stock after the trade, not the member's result: the filing carries a band, not a fill, and a sale keeps the same sign, so a positive figure after a sale means the stock kept rising. An option row carries the underlying stock's move. A row marked n/a has no market price. Not investment advice.

Members of Congress reporting a position

1 member · estimate, as of Sep 10, 2026

1 member reports a position (estimated). The largest estimated position is in the $15,001 - $50,000 band.

MemberParty, chamberEstimated positionShare of their portfolio
Robert BresnahanRepublican · House$15,001 - $50,0000.3%

Estimate, as of Sep 10, 2026. Each position is modelled from the member's disclosed transactions and annual filings: the midpoint of each disclosed band, moved with the stock's price since the trade. It is a rough estimate of a reported position, not a figure from a filing, which is why it is shown as a band. Share of portfolio sets that estimate against the member's whole estimated public-stock portfolio.

Awards, option exercises and gifts (20)
InsiderEventSharesDate
Michael HunstadPresident/Asset ManagementTax withholding622Sep 1, 2026
David Byron Smith Jr.DirectorGift1,120Jul 31, 2026
Donald ThompsonDirectorStock award126Jul 1, 2026
Charles A. TribbettDirectorStock award70Jul 1, 2026
Donald ThompsonDirectorStock award216Jun 30, 2026
Martin P. SlarkDirectorStock award62Jul 1, 2026
Richard PetrinoDirectorStock award5Jul 1, 2026
Siddharth N. MehtaDirectorStock award27Jul 1, 2026
Marcy S. KlevornDirectorStock award57Jul 1, 2026
Dean M. HarrisonDirectorStock award131Jul 1, 2026
Dean M. HarrisonDirectorStock award259Jun 30, 2026
Chandra DhandapaniDirectorStock award26Jul 1, 2026
Chandra DhandapaniDirectorStock award201Jun 30, 2026
Susan CrownDirectorStock award76Jul 1, 2026
Aengus HallinanExecutive Vice PresidentTax withholding2,707Jun 1, 2026
Thomas A. SouthExecutive Vice PresidentGift320May 22, 2026
Thomas A. SouthExecutive Vice PresidentGift1,300May 4, 2026
David Byron Smith Jr.DirectorGift1,200Apr 30, 2026
Charles A. TribbettDirectorStock award989Apr 21, 2026
David Byron Smith Jr.DirectorStock award989Apr 21, 2026

Awards, option exercises, shares withheld to cover tax and gifts all file on the same form as a purchase or a sale. None of them is a decision to trade, so they sit here rather than beside the ones that are.

Questions

Are insiders buying or selling NTRS?

Across the 10 most recent open-market filings shown here, 2 were purchases and 8 were sales.

Which members of Congress have traded NTRS?

Ro Khanna, Lisa C. McClain, Val T. Hoyle disclosed NTRS transactions in the filings shown here.

Which members of Congress hold NTRS?

1 member of Congress reports a position in NTRS in the estimate we hold as of Sep 10, 2026. The largest estimated position belongs to Robert Bresnahan. The estimate is built from disclosed transactions and annual filings, so it is shown as a band rather than a figure from a filing.

Is NTRS in the S&P 500 or the Nasdaq 100?

Northern Trust Corporation is a current member of the S&P 500, per the membership list we hold as of Sep 10, 2026. Current members of either index get a page here whatever their filing history.

How quickly are NTRS trades disclosed?

Insider filings on this page reached the public a median of 1 days after the transaction, against the two business days Form 4 allows. Congressional disclosures took a median of 23 days, against the 45 the STOCK Act allows.

How to read a Form 4

A DECISION THE INSIDER MADE

POpen-market purchase. Bought with their own money at the market price.
SOpen-market sale. Sold on the market. A sale marked scheduled was set up in advance under a Rule 10b5-1 plan, often months before.

COMPENSATION PLUMBING

AStock award. Granted as pay, not bought.
MOption exercise. Converting options already held into shares.
FTax withholding. Shares handed back to the company to pay the tax on a grant.
GGift. Given away, with no money changing hands.

Congress rows disclose a value range rather than an exact amount, and the STOCK Act allows up to 45 days to report. Full sourcing and the limits of this data are on the methodology page. A filing is a record of a transaction, not a signal, and nothing here is investment advice.

Data as of Sep 10, 2026.

Related companies

traded by the same members

See every company we track