Insider and congress filings

Citizens Financial Group, Inc. (CFG)

NYSE · Financial Services · 385 insider transactions · 50 congress trades · last filed 2 months agoS&P 500

5
Open-market insider filings shown
2d
Median delay on the insider filings, in business days
within the two business day rule
2 buys·3 sells
Purchases and sales in the filings shown
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About Citizens Financial Group, Inc.

from the company's filings and listing, as of Oct 22, 2026
Exchange
NYSE
Sector
Financial Services
Industry
Banks - Regional
Chief executive
Bruce Winfield Van Saun
Employees
17,398
Listed since
-
Market value
$27.3B
Price to earnings (12 mo)
13.0
Net income per share, as reported (12 mo)
$5.39
Dividend yield
2.84%

www.citizensbank.com

Earnings

6 reported quarters · next on Jan 21, 2027
QuarterEPSEPS expectedRevenueRevenue expectedResult
Q3 FY2026reported Oct 16, 2026$1.41$1.39$2.3B$2.3BEPS in lineRevenue in line
Q2 FY2026reported Jul 16, 2026$1.30$1.24$2.3B$2.3BEPS beat, GAAPRevenue in line
Q1 FY2026reported Apr 16, 2026$1.13$1.09$2.2B$2.2BEPS beat, GAAPRevenue in line
Q4 FY2025reported Jan 21, 2026$1.13$1.10$2.2B$2.2BEPS beatRevenue in line
Q3 FY2025reported Oct 15, 2025$1.05$1.03$2.1B$2.1BEPS beat, GAAPRevenue in line
Q2 FY2025reported Jul 17, 2025$0.92$0.88$2.0B$2.0BEPS beat, GAAPRevenue in line

Actual against the consensus estimate at the time. A flag marks a beat or a miss of more than 1.5% either way; inside that band the quarter is in line. A flag marked GAAP compares a GAAP figure the company reported with an adjusted consensus, two different measures, so a one-time gain or charge can move it either way. A flag reads n/a only when a number is missing. Quarterly EPS is the figure set against the consensus, usually adjusted, so the quarters need not add up to the 12-month net income per share above. An estimate is a forecast made by analysts, not a company target.

Institutional holders

13F positions as of Jun 30, 2026
HolderValueSharesShares vs prior qtr% of shares out
BlackRock, Inc.$3.4B48,737,629+4.4%11.53%
Vanguard Capital Management LLC$1.9B26,906,653+0.2%6.36%
Capital World Investors$1.6B23,269,185-16.6%5.50%
Invesco Ltd.$1.6B22,154,682-3.4%5.24%
State Street Corp$1.5B21,241,311+4.8%4.99%
Vanguard Portfolio Management LLC$1.4B20,567,346+3.2%4.86%
Morgan Stanley$859.4M12,264,969-3.5%2.90%
Geode Capital Management, LLC$824.8M11,815,7600.0%2.79%
Ninety One UK Ltd$550.2M7,851,457+16.0%1.86%
AQR Capital Management LLCCliff Asness$534.4M7,626,834+3.9%1.80%
Nordea Investment Management AB$509.0M7,260,023-0.9%1.72%
Charles Schwab Investment Management Inc$459.2M6,553,067-1.9%1.55%

A 13F reports long US equity positions and is filed within 45 days of the quarter end, so these are positions as they stood on Jun 30, 2026. For a manager's whole book see the fund directory. What a 13F covers and leaves out is explained in our guide to Form 13F.

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Open-market insider trades

5 filings shown · newest filing first
InsiderActionSharesPriceValueTrade dateDelay
(business days)
Christopher SwiftDirectorBought10$31.47$315Feb 6, 2024filed Aug 17, 2026633d
Christopher SwiftDirectorBought20$40.06$801Jun 2, 2025filed Aug 17, 2026302d
Bruce Van SaunChairman and CEOSold129,369$72.07$9.3MJul 24, 2026filed Jul 28, 20262d
Michelle MoosallyChief Legal OfficerSold6,050$62.16$376KMay 12, 2026filed May 14, 20262d
Susan LaMonicaChief Human Resources OfficerSold13,258$58.04$769KMar 11, 2026filed Mar 12, 20261d

One row is one filing, newest filing first. A filing that reported its trade in several tranches is summed, priced at the weighted average, and marked with its line count. The delay counts business days from the trade to the filing, the unit of Form 4's two business day deadline: weekends and federal holidays are skipped. How the filing itself works is explained in our guide to Form 4.

Other Form 4 activity (20)
InsiderEventSharesDate
Matthew BossHead of Consumer BankingTax withholding10,778Sep 1, 2026
Kevin CummingsDirectorStock award134Aug 13, 2026
Tracy A. AtkinsonDirectorStock award78Aug 13, 2026
Lee AlexanderDirectorStock award162Aug 13, 2026
Terrance LillisDirectorStock award246Aug 13, 2026
Claude E. WadeDirectorStock award47Aug 13, 2026
Marita ZuraitisDirectorStock award269Aug 13, 2026
Christopher SwiftDirectorStock award162Aug 13, 2026
Edward J. Kelly IIIDirectorStock award246Aug 13, 2026
Robert G. LearyDirectorStock award208Aug 13, 2026
Michele N. SiekerkaDirectorStock award134Aug 13, 2026
Christine M. CummingDirectorStock award269Aug 13, 2026
Bruce Van SaunChairman and CEOGift38,350Jul 24, 2026
Richard L. SteinChief Risk OfficerTax withholding4,913Jun 15, 2026
Edward J. Kelly IIIDirectorStock award296May 14, 2026
Tracy A. AtkinsonDirectorStock award94May 14, 2026
Claude E. WadeDirectorStock award57May 14, 2026
Marita ZuraitisDirectorStock award323May 14, 2026
Terrance LillisDirectorStock award296May 14, 2026
Kevin CummingsDirectorStock award162May 14, 2026

Awards, option exercises, shares withheld to cover tax and gifts all file on the same form as a purchase or a sale. None of them is a decision to trade, so they sit here rather than beside the ones that are.

Congress trades in CFG

20 disclosures of 50 on record · median 25d of the 45 allowed

Since the trade: the stock's move from the trade date to the latest close we hold (figures as of Oct 24, 2026), not the member's result. Not investment advice.

MemberTypeActionAmount disclosedStock since the tradeTrade dateDisclosedDelay
Ro KhannaStockSale$1,001 - $15,000+2.1%After the saleS&P 500 +6.4% · -4.3 pts vs S&P 500Apr 24, 2026May 11, 202617d
Ro KhannaStockPurchase$1,001 - $15,000+25.3%S&P 500 +12.9% · +12.4 pts vs S&P 500Oct 8, 2025Nov 6, 202529d
Ro KhannaStockPurchase$1,001 - $15,000+28.7%S&P 500 +13.8% · +14.9 pts vs S&P 500Oct 22, 2025Nov 6, 202515d
Ro KhannaStockPurchase$1,001 - $15,000+73.9%S&P 500 +40.0% · +33.9 pts vs S&P 500Apr 9, 2025May 12, 202533d
Jefferson ShreveStockSale$15,001 - $50,000+87.0%After the saleS&P 500 +50.7% · +36.3 pts vs S&P 500Apr 7, 2025May 8, 202531d
Ro KhannaStockSale$1,001 - $15,000+37.0%After the saleS&P 500 +27.1% · +9.9 pts vs S&P 500Jan 17, 2025Feb 6, 202520d
Ro KhannaStockSale$1,001 - $15,000+40.3%After the saleS&P 500 +27.3% · +13.0 pts vs S&P 500Nov 12, 2024Dec 5, 202423d
Ro KhannaStockSale$1,001 - $15,000+39.3%After the saleS&P 500 +29.7% · +9.5 pts vs S&P 500Nov 15, 2024Dec 5, 202420d
Tommy TubervilleJointStockSale (Full)$15,001 - $50,000+99.9%After the saleS&P 500 +57.6% · +42.3 pts vs S&P 500Jan 19, 2024Feb 14, 202426d
Ro KhannaStockPurchase$1,001 - $15,000+148.9%S&P 500 +74.9% · +74.0 pts vs S&P 500Nov 3, 2023Dec 6, 202333d
Ro KhannaStockSale$1,001 - $15,000+151.4%After the saleS&P 500 +77.9% · +73.5 pts vs S&P 500Oct 2, 2023Nov 8, 202337d
Ro KhannaStockPurchase$1,001 - $15,000+145.7%S&P 500 +74.4% · +71.3 pts vs S&P 500Oct 16, 2023Nov 8, 202323d
Ro KhannaStockPurchase$1,001 - $15,000+178.0%S&P 500 +81.8% · +96.2 pts vs S&P 500Oct 31, 2023Nov 8, 20238d
Daniel S. GoldmanStockSale$15,001 - $50,000+131.7%After the saleS&P 500 +70.5% · +61.3 pts vs S&P 500Jul 12, 2023Aug 13, 202332d
Ro KhannaStockPurchase$1,001 - $15,000+108.7%S&P 500 +68.1% · +40.5 pts vs S&P 500Jul 20, 2023Aug 7, 202318d
Tommy TubervilleJointStockPurchase$1,001 - $15,000+137.7%S&P 500 +75.2% · +62.4 pts vs S&P 500Jun 12, 2023Jul 14, 202332d
Ro KhannaStockPurchase$1,001 - $15,000+126.0%S&P 500 +77.1% · +48.8 pts vs S&P 500Jun 8, 2023Jul 11, 202333d
Ro KhannaStockSale$1,001 - $15,000+151.2%After the saleS&P 500 +73.6% · +77.7 pts vs S&P 500Jun 29, 2023Jul 11, 202312d
Tommy TubervilleJointStockPurchase$1,001 - $15,000+152.9%S&P 500 +84.2% · +68.6 pts vs S&P 500May 8, 2023Jun 15, 202338d
Ro KhannaStockPurchase$1,001 - $15,000+148.8%S&P 500 +81.7% · +67.2 pts vs S&P 500May 19, 2023Jun 12, 202324d

Since the trade is an estimate, set beside the S&P 500 over the same window, with the gap between the two in percentage points. The filing carries a band, not a fill, and a sale keeps the stock's sign, so a positive figure after a sale means the stock kept rising after it. An option row carries the underlying stock's move. A row marked n/a is one we hold no figure for.

Every Congress trade in CFG, filterable by party, chamber, type and account.

Members of Congress reporting a position

3 members · estimate, as of Oct 21, 2026

3 members report a position (estimated). The largest estimated position is in the $15,001 - $50,000 band.

MemberParty, chamberEstimated positionShare of their portfolio
Gilbert Ray Cisneros, Jr.Democrat · House$15,001 - $50,0000.1%
Lucy McBathDemocrat · House$1,001 - $15,0000.1%
Robert B. AderholtRepublican · House$1,001 - $15,0001.1%

Estimate, as of Oct 21, 2026. Each position is modelled from the member's disclosed transactions and annual filings: the midpoint of each disclosed band, moved with the stock's price since the trade. It is a rough estimate of a reported position, not a figure from a filing, which is why it is shown as a band. Share of portfolio sets that estimate against the member's whole estimated public-stock portfolio.

Questions

Are insiders buying or selling CFG?

Across the 5 most recent open-market filings shown here, 2 were purchases and 3 were sales.

Which members of Congress have traded CFG?

Ro Khanna, Jefferson Shreve, Tommy Tuberville and Daniel S. Goldman disclosed CFG transactions in the filings shown here.

Which members of Congress hold CFG?

3 members of Congress report a position in CFG in the estimate we hold as of Oct 21, 2026. The estimated positions belong to Gilbert Ray Cisneros, Jr., Lucy McBath and Robert B. Aderholt. The estimate is built from disclosed transactions and annual filings, so it is shown as a band rather than a figure from a filing.

Is CFG in the S&P 500 or the Nasdaq 100?

Citizens Financial Group, Inc. is a current member of the S&P 500, per the membership list we hold as of Oct 26, 2026. Current members of either index get a page here whatever their filing history.

How quickly are CFG trades disclosed?

Insider filings on this page reached the public a median of 2 business days after the transaction (weekends and federal holidays skipped), against the two business days Form 4 allows. Congressional disclosures took a median of 25 days, against the 45 the STOCK Act allows.

How to read a Form 4

A DECISION THE INSIDER MADE

POpen-market purchase. Bought with their own money at the market price.
SOpen-market sale. Sold on the market. A sale marked scheduled was set up in advance under a Rule 10b5-1 plan, often months before.

COMPENSATION PLUMBING

AStock award. Granted as pay, not bought.
MOption exercise. Converting options already held into shares.
FTax withholding. Shares handed back to the company to pay the tax on a grant.
GGift. Given away, with no money changing hands.

Congress rows disclose a value range rather than an exact amount, and the STOCK Act allows up to 45 days to report. Full sourcing and the limits of this data are on the methodology page. A filing is a record of a transaction, not a signal, and nothing here is investment advice.

Data as of Oct 26, 2026.

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