Insider and congress filings

Broadridge Financial Solutions, Inc. (BR)

NYSE · Technology · 368 insider transactions · 93 congress trades · last filed 20 days agoS&P 500

4
Open-market insider filings shown
2d
Median delay on the insider filings, in business days
within the two business day rule
1 buy·3 sells
Purchases and sales in the filings shown
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About Broadridge Financial Solutions, Inc.

from the company's filings and listing, as of Oct 21, 2026
Exchange
NYSE
Sector
Technology
Industry
Information Technology Services
Chief executive
Timothy C. Gokey
Employees
16,000
Listed since
Mar 22, 2007
Market value
$20.3B
Price to earnings (12 mo)
18.6
Net income per share, as reported (12 mo)
$9.78
Dividend yield
2.23%

www.broadridge.com

Earnings

6 reported quarters · next on Nov 3, 2026
QuarterEPSEPS expectedRevenueRevenue expectedResult
Q4 FY2026reported Aug 4, 2026$3.82$3.76$2.2B$2.2BEPS beatRevenue beat
Q3 FY2026reported Apr 30, 2026$2.72$2.60$2.0B$1.9BEPS beatRevenue beat
Q2 FY2026reported Feb 3, 2026$1.59$1.34$1.7B$1.6BEPS beatRevenue beat
Q1 FY2026reported Nov 4, 2025$1.51$1.25$1.6B$1.5BEPS beatRevenue beat
Q4 FY2025reported Aug 5, 2025$3.55$3.50$2.1B$2.1BEPS in lineRevenue in line
Q3 FY2025reported May 1, 2025$2.44$2.41$1.8B$1.9BEPS in lineRevenue miss

Actual against the consensus estimate at the time. A flag marks a beat or a miss of more than 1.5% either way; inside that band the quarter is in line. A flag reads n/a only when a number is missing. Quarterly EPS is the figure set against the consensus, usually adjusted, so the quarters need not add up to the 12-month net income per share above. An estimate is a forecast made by analysts, not a company target.

Institutional holders

13F positions as of Jun 30, 2026
HolderValueSharesShares vs prior qtr% of shares out
BlackRock, Inc.$1.5B10,762,454-2.2%9.36%
Vanguard Capital Management LLC$1.0B7,554,630-0.5%6.57%
Vanguard Portfolio Management LLC$835.4M6,099,941-4.1%5.30%
State Street Corp$787.8M5,713,387+3.7%4.97%
Charles Schwab Investment Management Inc$506.7M3,699,796+9.6%3.22%
Geode Capital Management, LLC$451.5M3,309,239-4.5%2.88%
AllianceBernstein L.P.$400.6M2,465,416-33.6%2.14%
Morgan Stanley$293.6M2,144,060+5.8%1.86%
Invesco Ltd.$278.3M2,031,771+0.7%1.77%
Jupiter Topco LLC$261.9M1,912,032New1.66%
VanEck Associates Corp$256.9M1,875,684+11.3%1.63%
Northern Trust Corp$255.0M1,862,049+3.7%1.62%

A 13F reports long US equity positions and is filed within 45 days of the quarter end, so these are positions as they stood on Jun 30, 2026. New: not in this holder's prior 13F as reported; a change of filer ID can also show as new. For a manager's whole book see the fund directory. What a 13F covers and leaves out is explained in our guide to Form 13F.

Know when the next BR filing is reported.

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Open-market insider trades

4 filings shown · newest filing first
InsiderActionSharesPriceValueTrade dateDelay
(business days)
Thomas P. CareyCorporate VPSold2,501$159.76$400KOct 1, 2026filed Oct 5, 20262d
Robert N. DuelksDirectorSold253$192.60$49KFeb 6, 2026filed Aug 10, 2026127d
Hope M. JarkowskiChief Legal OfficerSold1,966$155.00$305KJun 4, 2026filed Jun 5, 20261d
Timothy C. GokeyCEOBought5,300$194.49$1.0MMar 6, 2026filed Mar 9, 20261d

One row is one filing, newest filing first. A filing that reported its trade in several tranches is summed, priced at the weighted average, and marked with its line count. The delay counts business days from the trade to the filing, the unit of Form 4's two business day deadline: weekends and federal holidays are skipped. How the filing itself works is explained in our guide to Form 4.

Other Form 4 activity (20)
InsiderEventSharesDate
Robert N. DuelksDirectorStock award146Oct 5, 2026
Melvin L. FlowersDirectorStock award18Oct 5, 2026
Maura A. MarkusDirectorStock award137Oct 5, 2026
Annette L. NazarethDirectorStock award40Oct 5, 2026
Amit ZaveryDirectorStock award61Oct 5, 2026
Patricia Ann MosconiDirectorStock award3Oct 5, 2026
Eileen K. MurrayDirectorStock award38Oct 5, 2026
Ashima GheiCFOTax withholding315Oct 1, 2026
Ashima GheiCFOOption exercise406Oct 1, 2026
Douglas Richard DeschutterCo-President ICSTax withholding911Oct 1, 2026
Timothy C. GokeyCEOTax withholding16,982Oct 1, 2026
Christopher John PerryPresidentTax withholding4,752Oct 1, 2026
Richard John StingiCorporate VP and CHROTax withholding1,109Oct 1, 2026
Maura A. MarkusDirectorStock award209Sep 24, 2026
Amit ZaveryDirectorStock award180Sep 24, 2026
Patricia Ann MosconiDirectorStock award180Sep 24, 2026
Annette L. NazarethDirectorStock award180Sep 24, 2026
Eileen K. MurrayDirectorStock award389Sep 24, 2026
Thomas P. CareyCorporate VPStock award5,275Aug 12, 2026
Douglas Richard DeschutterCo-President ICSStock award1,783Aug 12, 2026

Awards, option exercises, shares withheld to cover tax and gifts all file on the same form as a purchase or a sale. None of them is a decision to trade, so they sit here rather than beside the ones that are.

Congress trades in BR

20 disclosures of 93 on record · median 22d of the 45 allowed

Since the trade: the stock's move from the trade date to the latest close we hold (figures as of Oct 25, 2026), not the member's result. Not investment advice.

MemberTypeActionAmount disclosedStock since the tradeTrade dateDisclosedDelay
Alan ArmstrongSelfStockPurchase$1,001 - $15,000+16.4%S&P 500 +19.8% · -3.4 pts vs S&P 500Mar 27, 2026Jul 21, 2026116d
Ro KhannaStockPurchase$1,001 - $15,000+27.4%S&P 500 +1.3% · +26.1 pts vs S&P 500Jun 16, 2026Jul 6, 202620d
Ro KhannaStockSale$1,001 - $15,000+25.9%After the saleS&P 500 +2.8% · +23.0 pts vs S&P 500May 15, 2026Jun 9, 202625d
Ro KhannaStockSale$1,001 - $15,000+18.1%After the saleS&P 500 +5.4% · +12.6 pts vs S&P 500May 1, 2026Jun 9, 202639d
Ro KhannaStockPurchase$1,001 - $15,000+24.6%S&P 500 +1.3% · +23.4 pts vs S&P 500May 27, 2026Jun 9, 202613d
Gilbert Ray Cisneros, Jr.StockSale$1,001 - $15,000+25.9%After the saleS&P 500 +2.8% · +23.0 pts vs S&P 500May 15, 2026Jun 8, 202624d
Ro KhannaStockPurchase$1,001 - $15,000+16.5%S&P 500 +10.8% · +5.7 pts vs S&P 500Apr 13, 2026May 11, 202628d
Ro KhannaStockSale$1,001 - $15,000+18.2%After the saleS&P 500 +6.4% · +11.8 pts vs S&P 500Apr 24, 2026May 11, 202617d
Gilbert Ray Cisneros, Jr.StockPurchase$1,001 - $15,000+15.6%S&P 500 +9.4% · +6.1 pts vs S&P 500Apr 14, 2026May 8, 202624d
Rick LarsenStockSale$1,001 - $15,000+14.6%After the saleS&P 500 +15.3% · -0.6 pts vs S&P 500Apr 7, 2026Apr 15, 20268d
Ro KhannaStockPurchase$1,001 - $15,000+7.3%S&P 500 +15.6% · -8.3 pts vs S&P 500Mar 23, 2026Apr 7, 202615d
Ro KhannaStockSale$1,001 - $15,000+5.3%After the saleS&P 500 +11.2% · -6.0 pts vs S&P 500Feb 17, 2026Mar 9, 202620d
Ro KhannaStockPurchase$1,001 - $15,000+3.1%S&P 500 +10.5% · -7.4 pts vs S&P 500Feb 24, 2026Mar 9, 202613d
Ro KhannaStockPurchase$1,001 - $15,000-17.1%S&P 500 +9.5% · -26.6 pts vs S&P 500Jan 13, 2026Feb 6, 202624d
Ro KhannaStockSale$1,001 - $15,000-11.7%After the saleS&P 500 +10.2% · -21.9 pts vs S&P 500Jan 23, 2026Feb 6, 202614d
Ro KhannaStockSale$1,001 - $15,000-8.1%After the saleS&P 500 +10.7% · -18.9 pts vs S&P 500Jan 29, 2026Feb 6, 20268d
Dan NewhouseSpouseStockPurchase$1,001 - $15,000-17.9%S&P 500 +11.4% · -29.3 pts vs S&P 500Dec 31, 2025Jan 15, 202615d
Ro KhannaStockPurchase$1,001 - $15,000-17.1%S&P 500 +11.2% · -28.3 pts vs S&P 500Nov 3, 2025Dec 8, 202535d
Ro KhannaStockSale$1,001 - $15,000-17.9%After the saleS&P 500 +11.5% · -29.4 pts vs S&P 500Nov 10, 2025Dec 8, 202528d
Lisa C. McClainSpouseStockPurchase$1,001 - $15,000-23.2%S&P 500 +27.2% · -50.4 pts vs S&P 500Jun 17, 2025Aug 13, 202557d

Since the trade is an estimate, set beside the S&P 500 over the same window, with the gap between the two in percentage points. The filing carries a band, not a fill, and a sale keeps the stock's sign, so a positive figure after a sale means the stock kept rising after it. An option row carries the underlying stock's move. A row marked n/a is one we hold no figure for.

A delay above 45 days is the gap between the dates on the report; we mark a filing late only after checking it.

Every Congress trade in BR, filterable by party, chamber, type and account.

Members of Congress reporting a position

2 members · estimate, as of Oct 20, 2026

2 members report a position (estimated). The largest estimated position is in the $100,001 - $250,000 band.

MemberParty, chamberEstimated positionShare of their portfolio
Gilbert Ray Cisneros, Jr.Democrat · House$100,001 - $250,0000.4%
Julie JohnsonDemocrat · House$1,001 - $15,0000.1%

Estimate, as of Oct 20, 2026. Each position is modelled from the member's disclosed transactions and annual filings: the midpoint of each disclosed band, moved with the stock's price since the trade. It is a rough estimate of a reported position, not a figure from a filing, which is why it is shown as a band. Share of portfolio sets that estimate against the member's whole estimated public-stock portfolio.

Questions

Are insiders buying or selling BR?

Across the 4 most recent open-market filings shown here, 1 was a purchase and 3 were sales.

Which members of Congress have traded BR?

Alan Armstrong, Ro Khanna, Gilbert Ray Cisneros, Jr., Rick Larsen, Dan Newhouse and Lisa C. McClain disclosed BR transactions in the filings shown here.

Which members of Congress hold BR?

2 members of Congress report a position in BR in the estimate we hold as of Oct 20, 2026. The estimated positions belong to Gilbert Ray Cisneros, Jr. and Julie Johnson. The estimate is built from disclosed transactions and annual filings, so it is shown as a band rather than a figure from a filing.

Is BR in the S&P 500 or the Nasdaq 100?

Broadridge Financial Solutions, Inc. is a current member of the S&P 500, per the membership list we hold as of Oct 26, 2026. Current members of either index get a page here whatever their filing history.

How quickly are BR trades disclosed?

Insider filings on this page reached the public a median of 2 business days after the transaction (weekends and federal holidays skipped), against the two business days Form 4 allows. Congressional disclosures took a median of 22 days, against the 45 the STOCK Act allows.

How to read a Form 4

A DECISION THE INSIDER MADE

POpen-market purchase. Bought with their own money at the market price.
SOpen-market sale. Sold on the market. A sale marked scheduled was set up in advance under a Rule 10b5-1 plan, often months before.

COMPENSATION PLUMBING

AStock award. Granted as pay, not bought.
MOption exercise. Converting options already held into shares.
FTax withholding. Shares handed back to the company to pay the tax on a grant.
GGift. Given away, with no money changing hands.

Congress rows disclose a value range rather than an exact amount, and the STOCK Act allows up to 45 days to report. Full sourcing and the limits of this data are on the methodology page. A filing is a record of a transaction, not a signal, and nothing here is investment advice.

Data as of Oct 26, 2026.

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