Insider and congress filings

Broadridge Financial Solutions, Inc. (BR)

NYSE · Technology · 343 insider filings · 93 congress trades · last filed 28 days agoS&P 500

4
Open-market insider filings shown
3d
Median delay on the insider filings
Form 4 is due in two business days
1/3
Purchases and sales in the filings shown

About Broadridge Financial Solutions, Inc.

from the company's filings and listing
Exchange
NYSE
Sector
Technology
Industry
Information Technology Services
Chief executive
Timothy C. Gokey
Employees
16,000
Listed since
Mar 22, 2007
Market value
$19.4B
Price to earnings
17.3
Earnings per share
$9.78
Dividend yield
2.39%

www.broadridge.com

Earnings

6 reported quarters · next on Nov 3, 2026
QuarterEPSEPS expectedRevenueRevenue expectedResult
Q4 FY2026reported Aug 4, 2026$3.82$3.76$2.2B$2.2BEPS beatRevenue beat
Q3 FY2026reported Apr 30, 2026$2.72$2.60$2.0B$1.9BEPS beatRevenue beat
Q2 FY2026reported Feb 3, 2026$1.59$1.34$1.7B$1.6BEPS beatRevenue beat
Q1 FY2026reported Nov 4, 2025$1.51$1.25$1.6B$1.5BEPS beatRevenue beat
Q4 FY2025reported Aug 5, 2025$3.55$3.50$2.1B$2.1BEPS in lineRevenue in line
Q3 FY2025reported May 1, 2025$2.44$2.41$1.8B$1.9BEPS in lineRevenue miss

Actual against the consensus estimate at the time. A flag marks a beat or a miss of more than 1.5% either way; inside that band the quarter is in line. A flag marked GAAP compares a GAAP figure the company reported with an adjusted consensus, two different measures, so a one-time gain or charge can move it either way; basis unverified means we could not classify the reported figure. A flag reads n/a only when a number is missing. An estimate is a forecast made by analysts, not a company target.

Institutional holders

13F positions as of Jun 30, 2026
HolderValueSharesChangeOf company
Blackrock, Inc.$1.5B10,762,454-2.2%9.36%
Vanguard Capital Management LLC$1.0B7,554,630-0.5%6.57%
Vanguard Portfolio Management LLC$835.4M6,099,941-4.1%5.30%
State Street Corp$787.8M5,713,387+3.7%4.97%
Charles Schwab Investment Management Inc$506.7M3,699,796+9.6%3.22%
Sixth Street Partners Management Company, L.P.$506.7M3,699,796+100.0%3.22%
Geode Capital Management, LLC$451.5M3,309,239-4.5%2.88%
Alliancebernstein L.P.$400.6M2,465,416-33.6%2.14%
Morgan Stanley$293.6M2,144,060+5.8%1.86%
Invesco Ltd.$278.3M2,031,771+0.7%1.77%
Jupiter Topco LLC$261.9M1,912,032+100.0%1.66%
VAN Eck Associates Corp$256.9M1,875,684+11.3%1.63%

A 13F reports long US equity positions 45 days after the quarter ends, so these are positions as they stood on Jun 30, 2026. For a manager's whole book see the fund directory.

Know the moment the next BR filing lands.

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Open-market insider trades

4 filings of 343 on record
InsiderActionSharesPriceValueTrade dateDelay
Robert N. DuelksDirectorSold253$192.60$49KFeb 6, 2026185d
Hope M. JarkowskiChief Legal OfficerSold1,966$155.00$305KJun 4, 20261d
Timothy C. GokeyCEOBought5,300$194.49$1.0MMar 6, 20263d
Thomas P. CareyCorporate VPSold1,150$229.26$264KDec 3, 20251d

One row is one filing. A filing that reported its trade in several tranches is summed, priced at the weighted average, and marked with its line count.

Congress trades in BR

20 disclosures of 93 on record · median 24d of the 45 allowed
MemberTypeActionAmount disclosedSince the tradeTrade dateDisclosedDelay
Alan ArmstrongSelfFiled lateStockPurchase$1,001 - $15,000+6.8%S&P +20.2% · vs S&P 500 -13.4%Mar 27, 2026Jul 21, 2026116d
Ro KhannaStockPurchase$1,001 - $15,000+16.8%S&P +1.6% · vs S&P 500 +15.2%Jun 16, 2026Jul 6, 202620d
Ro KhannaStockPurchase$1,001 - $15,000+14.3%S&P +1.6% · vs S&P 500 +12.7%May 27, 2026Jun 9, 202613d
Ro KhannaStockSale$1,001 - $15,000+15.4%S&P +3.2% · vs S&P 500 +12.3%May 15, 2026Jun 9, 202625d
Ro KhannaStockSale$1,001 - $15,000+8.3%S&P +5.8% · vs S&P 500 +2.5%May 1, 2026Jun 9, 202639d
Gilbert Ray Cisneros, Jr.StockSale$1,001 - $15,000+15.4%S&P +3.2% · vs S&P 500 +12.3%May 15, 2026Jun 8, 202624d
Ro KhannaStockSale$1,001 - $15,000+8.4%S&P +6.8% · vs S&P 500 +1.6%Apr 24, 2026May 11, 202617d
Ro KhannaStockPurchase$1,001 - $15,000+6.8%S&P +11.1% · vs S&P 500 -4.3%Apr 13, 2026May 11, 202628d
Gilbert Ray Cisneros, Jr.StockPurchase$1,001 - $15,000+6.0%S&P +9.8% · vs S&P 500 -3.8%Apr 14, 2026May 8, 202624d
Rick LarsenStockSale$1,001 - $15,000+5.1%S&P +15.7% · vs S&P 500 -10.5%Apr 7, 2026Apr 15, 20268d
Ro KhannaStockPurchase$1,001 - $15,000-1.6%S&P +16.0% · vs S&P 500 -17.6%Mar 23, 2026Apr 7, 202615d
Ro KhannaStockSale$1,001 - $15,000-3.5%S&P +11.6% · vs S&P 500 -15.1%Feb 17, 2026Mar 9, 202620d
Ro KhannaStockPurchase$1,001 - $15,000-5.1%S&P +11.4% · vs S&P 500 -16.5%Feb 24, 2026Mar 9, 202613d
Ro KhannaStockSale$1,001 - $15,000-19.0%S&P +10.6% · vs S&P 500 -29.6%Jan 23, 2026Feb 6, 202614d
Ro KhannaStockSale$1,001 - $15,000-11.8%S&P +10.9% · vs S&P 500 -22.7%Jan 29, 2026Feb 6, 20268d
Ro KhannaStockPurchase$1,001 - $15,000-24.0%S&P +9.9% · vs S&P 500 -33.9%Jan 13, 2026Feb 6, 202624d
Dan NewhouseSpouseStockPurchase$1,001 - $15,000-24.7%S&P +11.8% · vs S&P 500 -36.4%Dec 31, 2025Jan 15, 202615d
Ro KhannaStockPurchase$1,001 - $15,000-24.0%S&P +11.6% · vs S&P 500 -35.5%Nov 3, 2025Dec 8, 202535d
Ro KhannaStockSale$1,001 - $15,000-24.7%S&P +11.9% · vs S&P 500 -36.5%Nov 10, 2025Dec 8, 202528d
Lisa C. McClainSpouseFiled lateStockPurchase$1,001 - $15,000-29.5%S&P +27.8% · vs S&P 500 -57.3%Jun 17, 2025Aug 13, 202557d

Since the trade: the stock's move from the trade date to the latest close we hold, as of Sep 10, 2026, an estimate, with the S&P 500 over the same window and the difference against it. The figures describe the stock after the trade, not the member's result: the filing carries a band, not a fill, and a sale keeps the same sign, so a positive figure after a sale means the stock kept rising. An option row carries the underlying stock's move. A row marked n/a has no market price. Not investment advice.

Members of Congress reporting a position

2 members · estimate, as of Sep 10, 2026

2 members report a position (estimated). The largest estimated position is in the $100,001 - $250,000 band.

MemberParty, chamberEstimated positionShare of their portfolio
Gilbert Ray Cisneros, Jr.Democrat · House$100,001 - $250,0000.4%
Julie JohnsonDemocrat · House$1,001 - $15,000<0.1%

Estimate, as of Sep 10, 2026. Each position is modelled from the member's disclosed transactions and annual filings: the midpoint of each disclosed band, moved with the stock's price since the trade. It is a rough estimate of a reported position, not a figure from a filing, which is why it is shown as a band. Share of portfolio sets that estimate against the member's whole estimated public-stock portfolio.

Awards, option exercises and gifts (20)
InsiderEventSharesDate
Thomas P. CareyCorporate VPStock award5,275Aug 12, 2026
Richard John StingiCorporate VP and CHROStock award2,172Aug 12, 2026
Christopher John PerryPresidentStock award9,308Aug 12, 2026
Timothy C. GokeyCEOStock award33,265Aug 12, 2026
Ashima GheiCFOStock award466Aug 12, 2026
Douglas Richard DeschutterCo-President ICSStock award1,783Aug 12, 2026
Amit ZaveryDirectorStock award60Jul 2, 2026
Maura A. MarkusDirectorStock award134Jul 2, 2026
Melvin L. FlowersDirectorStock award18Jul 2, 2026
Robert N. DuelksDirectorStock award143Jul 2, 2026
Patricia Ann MosconiDirectorStock award3Jul 2, 2026
Eileen K. MurrayDirectorStock award38Jul 2, 2026
Annette L. NazarethDirectorStock award39Jul 2, 2026
Ashima GheiCFOOption exercise2,509Jun 27, 2026
Ashima GheiCFOTax withholding905Jun 27, 2026
Patricia Ann MosconiDirectorStock award206Jun 10, 2026
Amit ZaveryDirectorStock award206Jun 10, 2026
Maura A. MarkusDirectorStock award239Jun 10, 2026
Eileen K. MurrayDirectorStock award445Jun 10, 2026
Annette L. NazarethDirectorStock award206Jun 10, 2026

Awards, option exercises, shares withheld to cover tax and gifts all file on the same form as a purchase or a sale. None of them is a decision to trade, so they sit here rather than beside the ones that are.

Questions

Are insiders buying or selling BR?

Across the 4 most recent open-market filings shown here, 1 was a purchase and 3 were sales.

Which members of Congress have traded BR?

Alan Armstrong, Ro Khanna, Gilbert Ray Cisneros, Jr., Rick Larsen, Dan Newhouse, Lisa C. McClain disclosed BR transactions in the filings shown here.

Which members of Congress hold BR?

2 members of Congress report a position in BR in the estimate we hold as of Sep 10, 2026. The two largest estimated positions belong to Gilbert Ray Cisneros, Jr. and Julie Johnson. The estimate is built from disclosed transactions and annual filings, so it is shown as a band rather than a figure from a filing.

Is BR in the S&P 500 or the Nasdaq 100?

Broadridge Financial Solutions, Inc. is a current member of the S&P 500, per the membership list we hold as of Sep 10, 2026. Current members of either index get a page here whatever their filing history.

How quickly are BR trades disclosed?

Insider filings on this page reached the public a median of 3 days after the transaction, against the two business days Form 4 allows. Congressional disclosures took a median of 24 days, against the 45 the STOCK Act allows.

How to read a Form 4

A DECISION THE INSIDER MADE

POpen-market purchase. Bought with their own money at the market price.
SOpen-market sale. Sold on the market. A sale marked scheduled was set up in advance under a Rule 10b5-1 plan, often months before.

COMPENSATION PLUMBING

AStock award. Granted as pay, not bought.
MOption exercise. Converting options already held into shares.
FTax withholding. Shares handed back to the company to pay the tax on a grant.
GGift. Given away, with no money changing hands.

Congress rows disclose a value range rather than an exact amount, and the STOCK Act allows up to 45 days to report. Full sourcing and the limits of this data are on the methodology page. A filing is a record of a transaction, not a signal, and nothing here is investment advice.

Data as of Sep 10, 2026.

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