
Insider and congress filings
Broadridge Financial Solutions, Inc. (BR)
NYSE · Technology · 368 insider transactions · 93 congress trades · last filed 20 days agoS&P 500
About Broadridge Financial Solutions, Inc.
from the company's filings and listing, as of Oct 21, 2026- Exchange
- NYSE
- Sector
- Technology
- Industry
- Information Technology Services
- Chief executive
- Timothy C. Gokey
- Employees
- 16,000
- Listed since
- Mar 22, 2007
- Market value
- $20.3B
- Price to earnings (12 mo)
- 18.6
- Net income per share, as reported (12 mo)
- $9.78
- Dividend yield
- 2.23%
Earnings
6 reported quarters · next on Nov 3, 2026| Quarter | EPS | EPS expected | Revenue | Revenue expected | Result |
|---|---|---|---|---|---|
| Q4 FY2026reported Aug 4, 2026 | $3.82 | $3.76 | $2.2B | $2.2B | EPS beatRevenue beat |
| Q3 FY2026reported Apr 30, 2026 | $2.72 | $2.60 | $2.0B | $1.9B | EPS beatRevenue beat |
| Q2 FY2026reported Feb 3, 2026 | $1.59 | $1.34 | $1.7B | $1.6B | EPS beatRevenue beat |
| Q1 FY2026reported Nov 4, 2025 | $1.51 | $1.25 | $1.6B | $1.5B | EPS beatRevenue beat |
| Q4 FY2025reported Aug 5, 2025 | $3.55 | $3.50 | $2.1B | $2.1B | EPS in lineRevenue in line |
| Q3 FY2025reported May 1, 2025 | $2.44 | $2.41 | $1.8B | $1.9B | EPS in lineRevenue miss |
Actual against the consensus estimate at the time. A flag marks a beat or a miss of more than 1.5% either way; inside that band the quarter is in line. A flag reads n/a only when a number is missing. Quarterly EPS is the figure set against the consensus, usually adjusted, so the quarters need not add up to the 12-month net income per share above. An estimate is a forecast made by analysts, not a company target.
Institutional holders
13F positions as of Jun 30, 2026| Holder | Value | Shares | Shares vs prior qtr | % of shares out |
|---|---|---|---|---|
| BlackRock, Inc. | $1.5B | 10,762,454 | -2.2% | 9.36% |
| Vanguard Capital Management LLC | $1.0B | 7,554,630 | -0.5% | 6.57% |
| Vanguard Portfolio Management LLC | $835.4M | 6,099,941 | -4.1% | 5.30% |
| State Street Corp | $787.8M | 5,713,387 | +3.7% | 4.97% |
| Charles Schwab Investment Management Inc | $506.7M | 3,699,796 | +9.6% | 3.22% |
| Geode Capital Management, LLC | $451.5M | 3,309,239 | -4.5% | 2.88% |
| AllianceBernstein L.P. | $400.6M | 2,465,416 | -33.6% | 2.14% |
| Morgan Stanley | $293.6M | 2,144,060 | +5.8% | 1.86% |
| Invesco Ltd. | $278.3M | 2,031,771 | +0.7% | 1.77% |
| Jupiter Topco LLC | $261.9M | 1,912,032 | New | 1.66% |
| VanEck Associates Corp | $256.9M | 1,875,684 | +11.3% | 1.63% |
| Northern Trust Corp | $255.0M | 1,862,049 | +3.7% | 1.62% |
A 13F reports long US equity positions and is filed within 45 days of the quarter end, so these are positions as they stood on Jun 30, 2026. New: not in this holder's prior 13F as reported; a change of filer ID can also show as new. For a manager's whole book see the fund directory. What a 13F covers and leaves out is explained in our guide to Form 13F.
Open-market insider trades
4 filings shown · newest filing first| Insider | Action | Shares | Price | Value | Trade date | Delay (business days) |
|---|---|---|---|---|---|---|
| Thomas P. CareyCorporate VP | Sold | 2,501 | $159.76 | $400K | Oct 1, 2026filed Oct 5, 2026 | 2d |
| Robert N. DuelksDirector | Sold | 253 | $192.60 | $49K | Feb 6, 2026filed Aug 10, 2026 | 127d |
| Hope M. JarkowskiChief Legal Officer | Sold | 1,966 | $155.00 | $305K | Jun 4, 2026filed Jun 5, 2026 | 1d |
| Timothy C. GokeyCEO | Bought | 5,300 | $194.49 | $1.0M | Mar 6, 2026filed Mar 9, 2026 | 1d |
One row is one filing, newest filing first. A filing that reported its trade in several tranches is summed, priced at the weighted average, and marked with its line count. The delay counts business days from the trade to the filing, the unit of Form 4's two business day deadline: weekends and federal holidays are skipped. How the filing itself works is explained in our guide to Form 4.
Other Form 4 activity (20)
| Insider | Event | Shares | Date |
|---|---|---|---|
| Robert N. DuelksDirector | Stock award | 146 | Oct 5, 2026 |
| Melvin L. FlowersDirector | Stock award | 18 | Oct 5, 2026 |
| Maura A. MarkusDirector | Stock award | 137 | Oct 5, 2026 |
| Annette L. NazarethDirector | Stock award | 40 | Oct 5, 2026 |
| Amit ZaveryDirector | Stock award | 61 | Oct 5, 2026 |
| Patricia Ann MosconiDirector | Stock award | 3 | Oct 5, 2026 |
| Eileen K. MurrayDirector | Stock award | 38 | Oct 5, 2026 |
| Ashima GheiCFO | Tax withholding | 315 | Oct 1, 2026 |
| Ashima GheiCFO | Option exercise | 406 | Oct 1, 2026 |
| Douglas Richard DeschutterCo-President ICS | Tax withholding | 911 | Oct 1, 2026 |
| Timothy C. GokeyCEO | Tax withholding | 16,982 | Oct 1, 2026 |
| Christopher John PerryPresident | Tax withholding | 4,752 | Oct 1, 2026 |
| Richard John StingiCorporate VP and CHRO | Tax withholding | 1,109 | Oct 1, 2026 |
| Maura A. MarkusDirector | Stock award | 209 | Sep 24, 2026 |
| Amit ZaveryDirector | Stock award | 180 | Sep 24, 2026 |
| Patricia Ann MosconiDirector | Stock award | 180 | Sep 24, 2026 |
| Annette L. NazarethDirector | Stock award | 180 | Sep 24, 2026 |
| Eileen K. MurrayDirector | Stock award | 389 | Sep 24, 2026 |
| Thomas P. CareyCorporate VP | Stock award | 5,275 | Aug 12, 2026 |
| Douglas Richard DeschutterCo-President ICS | Stock award | 1,783 | Aug 12, 2026 |
Awards, option exercises, shares withheld to cover tax and gifts all file on the same form as a purchase or a sale. None of them is a decision to trade, so they sit here rather than beside the ones that are.
Congress trades in BR
20 disclosures of 93 on record · median 22d of the 45 allowedSince the trade: the stock's move from the trade date to the latest close we hold (figures as of Oct 25, 2026), not the member's result. Not investment advice.
| Member | Type | Action | Amount disclosed | Stock since the trade | Trade date | Disclosed | Delay |
|---|---|---|---|---|---|---|---|
| Alan ArmstrongSelf | Stock | Purchase | $1,001 - $15,000 | +16.4%S&P 500 +19.8% · -3.4 pts vs S&P 500 | Mar 27, 2026 | Jul 21, 2026 | 116d |
| Ro Khanna | Stock | Purchase | $1,001 - $15,000 | +27.4%S&P 500 +1.3% · +26.1 pts vs S&P 500 | Jun 16, 2026 | Jul 6, 2026 | 20d |
| Ro Khanna | Stock | Sale | $1,001 - $15,000 | +25.9%After the saleS&P 500 +2.8% · +23.0 pts vs S&P 500 | May 15, 2026 | Jun 9, 2026 | 25d |
| Ro Khanna | Stock | Sale | $1,001 - $15,000 | +18.1%After the saleS&P 500 +5.4% · +12.6 pts vs S&P 500 | May 1, 2026 | Jun 9, 2026 | 39d |
| Ro Khanna | Stock | Purchase | $1,001 - $15,000 | +24.6%S&P 500 +1.3% · +23.4 pts vs S&P 500 | May 27, 2026 | Jun 9, 2026 | 13d |
| Gilbert Ray Cisneros, Jr. | Stock | Sale | $1,001 - $15,000 | +25.9%After the saleS&P 500 +2.8% · +23.0 pts vs S&P 500 | May 15, 2026 | Jun 8, 2026 | 24d |
| Ro Khanna | Stock | Purchase | $1,001 - $15,000 | +16.5%S&P 500 +10.8% · +5.7 pts vs S&P 500 | Apr 13, 2026 | May 11, 2026 | 28d |
| Ro Khanna | Stock | Sale | $1,001 - $15,000 | +18.2%After the saleS&P 500 +6.4% · +11.8 pts vs S&P 500 | Apr 24, 2026 | May 11, 2026 | 17d |
| Gilbert Ray Cisneros, Jr. | Stock | Purchase | $1,001 - $15,000 | +15.6%S&P 500 +9.4% · +6.1 pts vs S&P 500 | Apr 14, 2026 | May 8, 2026 | 24d |
| Rick Larsen | Stock | Sale | $1,001 - $15,000 | +14.6%After the saleS&P 500 +15.3% · -0.6 pts vs S&P 500 | Apr 7, 2026 | Apr 15, 2026 | 8d |
| Ro Khanna | Stock | Purchase | $1,001 - $15,000 | +7.3%S&P 500 +15.6% · -8.3 pts vs S&P 500 | Mar 23, 2026 | Apr 7, 2026 | 15d |
| Ro Khanna | Stock | Sale | $1,001 - $15,000 | +5.3%After the saleS&P 500 +11.2% · -6.0 pts vs S&P 500 | Feb 17, 2026 | Mar 9, 2026 | 20d |
| Ro Khanna | Stock | Purchase | $1,001 - $15,000 | +3.1%S&P 500 +10.5% · -7.4 pts vs S&P 500 | Feb 24, 2026 | Mar 9, 2026 | 13d |
| Ro Khanna | Stock | Purchase | $1,001 - $15,000 | -17.1%S&P 500 +9.5% · -26.6 pts vs S&P 500 | Jan 13, 2026 | Feb 6, 2026 | 24d |
| Ro Khanna | Stock | Sale | $1,001 - $15,000 | -11.7%After the saleS&P 500 +10.2% · -21.9 pts vs S&P 500 | Jan 23, 2026 | Feb 6, 2026 | 14d |
| Ro Khanna | Stock | Sale | $1,001 - $15,000 | -8.1%After the saleS&P 500 +10.7% · -18.9 pts vs S&P 500 | Jan 29, 2026 | Feb 6, 2026 | 8d |
| Dan NewhouseSpouse | Stock | Purchase | $1,001 - $15,000 | -17.9%S&P 500 +11.4% · -29.3 pts vs S&P 500 | Dec 31, 2025 | Jan 15, 2026 | 15d |
| Ro Khanna | Stock | Purchase | $1,001 - $15,000 | -17.1%S&P 500 +11.2% · -28.3 pts vs S&P 500 | Nov 3, 2025 | Dec 8, 2025 | 35d |
| Ro Khanna | Stock | Sale | $1,001 - $15,000 | -17.9%After the saleS&P 500 +11.5% · -29.4 pts vs S&P 500 | Nov 10, 2025 | Dec 8, 2025 | 28d |
| Lisa C. McClainSpouse | Stock | Purchase | $1,001 - $15,000 | -23.2%S&P 500 +27.2% · -50.4 pts vs S&P 500 | Jun 17, 2025 | Aug 13, 2025 | 57d |
Since the trade is an estimate, set beside the S&P 500 over the same window, with the gap between the two in percentage points. The filing carries a band, not a fill, and a sale keeps the stock's sign, so a positive figure after a sale means the stock kept rising after it. An option row carries the underlying stock's move. A row marked n/a is one we hold no figure for.
A delay above 45 days is the gap between the dates on the report; we mark a filing late only after checking it.
"Not captured" means the band or the transaction type on the original report is missing from our data.
"Dates conflict" marks a row whose disclosure is dated before its trade on the record we hold. Both dates are printed as filed, and no since-the-trade figure is computed from them.
Every Congress trade in BR, filterable by party, chamber, type and account.
Members of Congress reporting a position
2 members · estimate, as of Oct 20, 20262 members report a position (estimated). The largest estimated position is in the $100,001 - $250,000 band.
| Member | Party, chamber | Estimated position | Share of their portfolio |
|---|---|---|---|
| Gilbert Ray Cisneros, Jr. | Democrat · House | $100,001 - $250,000 | 0.4% |
| Julie Johnson | Democrat · House | $1,001 - $15,000 | 0.1% |
Estimate, as of Oct 20, 2026. Each position is modelled from the member's disclosed transactions and annual filings: the midpoint of each disclosed band, moved with the stock's price since the trade. It is a rough estimate of a reported position, not a figure from a filing, which is why it is shown as a band. Share of portfolio sets that estimate against the member's whole estimated public-stock portfolio.
Questions
Are insiders buying or selling BR?
Across the 4 most recent open-market filings shown here, 1 was a purchase and 3 were sales.
Which members of Congress have traded BR?
Alan Armstrong, Ro Khanna, Gilbert Ray Cisneros, Jr., Rick Larsen, Dan Newhouse and Lisa C. McClain disclosed BR transactions in the filings shown here.
Which members of Congress hold BR?
2 members of Congress report a position in BR in the estimate we hold as of Oct 20, 2026. The estimated positions belong to Gilbert Ray Cisneros, Jr. and Julie Johnson. The estimate is built from disclosed transactions and annual filings, so it is shown as a band rather than a figure from a filing.
Is BR in the S&P 500 or the Nasdaq 100?
Broadridge Financial Solutions, Inc. is a current member of the S&P 500, per the membership list we hold as of Oct 26, 2026. Current members of either index get a page here whatever their filing history.
How quickly are BR trades disclosed?
Insider filings on this page reached the public a median of 2 business days after the transaction (weekends and federal holidays skipped), against the two business days Form 4 allows. Congressional disclosures took a median of 22 days, against the 45 the STOCK Act allows.
How to read a Form 4
A DECISION THE INSIDER MADE
COMPENSATION PLUMBING
Congress rows disclose a value range rather than an exact amount, and the STOCK Act allows up to 45 days to report. Full sourcing and the limits of this data are on the methodology page. A filing is a record of a transaction, not a signal, and nothing here is investment advice.
Data as of Oct 26, 2026.
