
Insider and congress filings
Broadridge Financial Solutions, Inc. (BR)
NYSE · Technology · 343 insider filings · 93 congress trades · last filed 28 days agoS&P 500
About Broadridge Financial Solutions, Inc.
from the company's filings and listing- Exchange
- NYSE
- Sector
- Technology
- Industry
- Information Technology Services
- Chief executive
- Timothy C. Gokey
- Employees
- 16,000
- Listed since
- Mar 22, 2007
- Market value
- $19.4B
- Price to earnings
- 17.3
- Earnings per share
- $9.78
- Dividend yield
- 2.39%
Earnings
6 reported quarters · next on Nov 3, 2026| Quarter | EPS | EPS expected | Revenue | Revenue expected | Result |
|---|---|---|---|---|---|
| Q4 FY2026reported Aug 4, 2026 | $3.82 | $3.76 | $2.2B | $2.2B | EPS beatRevenue beat |
| Q3 FY2026reported Apr 30, 2026 | $2.72 | $2.60 | $2.0B | $1.9B | EPS beatRevenue beat |
| Q2 FY2026reported Feb 3, 2026 | $1.59 | $1.34 | $1.7B | $1.6B | EPS beatRevenue beat |
| Q1 FY2026reported Nov 4, 2025 | $1.51 | $1.25 | $1.6B | $1.5B | EPS beatRevenue beat |
| Q4 FY2025reported Aug 5, 2025 | $3.55 | $3.50 | $2.1B | $2.1B | EPS in lineRevenue in line |
| Q3 FY2025reported May 1, 2025 | $2.44 | $2.41 | $1.8B | $1.9B | EPS in lineRevenue miss |
Actual against the consensus estimate at the time. A flag marks a beat or a miss of more than 1.5% either way; inside that band the quarter is in line. A flag marked GAAP compares a GAAP figure the company reported with an adjusted consensus, two different measures, so a one-time gain or charge can move it either way; basis unverified means we could not classify the reported figure. A flag reads n/a only when a number is missing. An estimate is a forecast made by analysts, not a company target.
Institutional holders
13F positions as of Jun 30, 2026| Holder | Value | Shares | Change | Of company |
|---|---|---|---|---|
| Blackrock, Inc. | $1.5B | 10,762,454 | -2.2% | 9.36% |
| Vanguard Capital Management LLC | $1.0B | 7,554,630 | -0.5% | 6.57% |
| Vanguard Portfolio Management LLC | $835.4M | 6,099,941 | -4.1% | 5.30% |
| State Street Corp | $787.8M | 5,713,387 | +3.7% | 4.97% |
| Charles Schwab Investment Management Inc | $506.7M | 3,699,796 | +9.6% | 3.22% |
| Sixth Street Partners Management Company, L.P. | $506.7M | 3,699,796 | +100.0% | 3.22% |
| Geode Capital Management, LLC | $451.5M | 3,309,239 | -4.5% | 2.88% |
| Alliancebernstein L.P. | $400.6M | 2,465,416 | -33.6% | 2.14% |
| Morgan Stanley | $293.6M | 2,144,060 | +5.8% | 1.86% |
| Invesco Ltd. | $278.3M | 2,031,771 | +0.7% | 1.77% |
| Jupiter Topco LLC | $261.9M | 1,912,032 | +100.0% | 1.66% |
| VAN Eck Associates Corp | $256.9M | 1,875,684 | +11.3% | 1.63% |
A 13F reports long US equity positions 45 days after the quarter ends, so these are positions as they stood on Jun 30, 2026. For a manager's whole book see the fund directory.
Open-market insider trades
4 filings of 343 on record| Insider | Action | Shares | Price | Value | Trade date | Delay |
|---|---|---|---|---|---|---|
| Robert N. DuelksDirector | Sold | 253 | $192.60 | $49K | Feb 6, 2026 | 185d |
| Hope M. JarkowskiChief Legal Officer | Sold | 1,966 | $155.00 | $305K | Jun 4, 2026 | 1d |
| Timothy C. GokeyCEO | Bought | 5,300 | $194.49 | $1.0M | Mar 6, 2026 | 3d |
| Thomas P. CareyCorporate VP | Sold | 1,150 | $229.26 | $264K | Dec 3, 2025 | 1d |
One row is one filing. A filing that reported its trade in several tranches is summed, priced at the weighted average, and marked with its line count.
Congress trades in BR
20 disclosures of 93 on record · median 24d of the 45 allowed| Member | Type | Action | Amount disclosed | Since the trade | Trade date | Disclosed | Delay |
|---|---|---|---|---|---|---|---|
| Alan ArmstrongSelfFiled late | Stock | Purchase | $1,001 - $15,000 | +6.8%S&P +20.2% · vs S&P 500 -13.4% | Mar 27, 2026 | Jul 21, 2026 | 116d |
| Ro Khanna | Stock | Purchase | $1,001 - $15,000 | +16.8%S&P +1.6% · vs S&P 500 +15.2% | Jun 16, 2026 | Jul 6, 2026 | 20d |
| Ro Khanna | Stock | Purchase | $1,001 - $15,000 | +14.3%S&P +1.6% · vs S&P 500 +12.7% | May 27, 2026 | Jun 9, 2026 | 13d |
| Ro Khanna | Stock | Sale | $1,001 - $15,000 | +15.4%S&P +3.2% · vs S&P 500 +12.3% | May 15, 2026 | Jun 9, 2026 | 25d |
| Ro Khanna | Stock | Sale | $1,001 - $15,000 | +8.3%S&P +5.8% · vs S&P 500 +2.5% | May 1, 2026 | Jun 9, 2026 | 39d |
| Gilbert Ray Cisneros, Jr. | Stock | Sale | $1,001 - $15,000 | +15.4%S&P +3.2% · vs S&P 500 +12.3% | May 15, 2026 | Jun 8, 2026 | 24d |
| Ro Khanna | Stock | Sale | $1,001 - $15,000 | +8.4%S&P +6.8% · vs S&P 500 +1.6% | Apr 24, 2026 | May 11, 2026 | 17d |
| Ro Khanna | Stock | Purchase | $1,001 - $15,000 | +6.8%S&P +11.1% · vs S&P 500 -4.3% | Apr 13, 2026 | May 11, 2026 | 28d |
| Gilbert Ray Cisneros, Jr. | Stock | Purchase | $1,001 - $15,000 | +6.0%S&P +9.8% · vs S&P 500 -3.8% | Apr 14, 2026 | May 8, 2026 | 24d |
| Rick Larsen | Stock | Sale | $1,001 - $15,000 | +5.1%S&P +15.7% · vs S&P 500 -10.5% | Apr 7, 2026 | Apr 15, 2026 | 8d |
| Ro Khanna | Stock | Purchase | $1,001 - $15,000 | -1.6%S&P +16.0% · vs S&P 500 -17.6% | Mar 23, 2026 | Apr 7, 2026 | 15d |
| Ro Khanna | Stock | Sale | $1,001 - $15,000 | -3.5%S&P +11.6% · vs S&P 500 -15.1% | Feb 17, 2026 | Mar 9, 2026 | 20d |
| Ro Khanna | Stock | Purchase | $1,001 - $15,000 | -5.1%S&P +11.4% · vs S&P 500 -16.5% | Feb 24, 2026 | Mar 9, 2026 | 13d |
| Ro Khanna | Stock | Sale | $1,001 - $15,000 | -19.0%S&P +10.6% · vs S&P 500 -29.6% | Jan 23, 2026 | Feb 6, 2026 | 14d |
| Ro Khanna | Stock | Sale | $1,001 - $15,000 | -11.8%S&P +10.9% · vs S&P 500 -22.7% | Jan 29, 2026 | Feb 6, 2026 | 8d |
| Ro Khanna | Stock | Purchase | $1,001 - $15,000 | -24.0%S&P +9.9% · vs S&P 500 -33.9% | Jan 13, 2026 | Feb 6, 2026 | 24d |
| Dan NewhouseSpouse | Stock | Purchase | $1,001 - $15,000 | -24.7%S&P +11.8% · vs S&P 500 -36.4% | Dec 31, 2025 | Jan 15, 2026 | 15d |
| Ro Khanna | Stock | Purchase | $1,001 - $15,000 | -24.0%S&P +11.6% · vs S&P 500 -35.5% | Nov 3, 2025 | Dec 8, 2025 | 35d |
| Ro Khanna | Stock | Sale | $1,001 - $15,000 | -24.7%S&P +11.9% · vs S&P 500 -36.5% | Nov 10, 2025 | Dec 8, 2025 | 28d |
| Lisa C. McClainSpouseFiled late | Stock | Purchase | $1,001 - $15,000 | -29.5%S&P +27.8% · vs S&P 500 -57.3% | Jun 17, 2025 | Aug 13, 2025 | 57d |
Since the trade: the stock's move from the trade date to the latest close we hold, as of Sep 10, 2026, an estimate, with the S&P 500 over the same window and the difference against it. The figures describe the stock after the trade, not the member's result: the filing carries a band, not a fill, and a sale keeps the same sign, so a positive figure after a sale means the stock kept rising. An option row carries the underlying stock's move. A row marked n/a has no market price. Not investment advice.
Members of Congress reporting a position
2 members · estimate, as of Sep 10, 20262 members report a position (estimated). The largest estimated position is in the $100,001 - $250,000 band.
| Member | Party, chamber | Estimated position | Share of their portfolio |
|---|---|---|---|
| Gilbert Ray Cisneros, Jr. | Democrat · House | $100,001 - $250,000 | 0.4% |
| Julie Johnson | Democrat · House | $1,001 - $15,000 | <0.1% |
Estimate, as of Sep 10, 2026. Each position is modelled from the member's disclosed transactions and annual filings: the midpoint of each disclosed band, moved with the stock's price since the trade. It is a rough estimate of a reported position, not a figure from a filing, which is why it is shown as a band. Share of portfolio sets that estimate against the member's whole estimated public-stock portfolio.
Awards, option exercises and gifts (20)
| Insider | Event | Shares | Date |
|---|---|---|---|
| Thomas P. CareyCorporate VP | Stock award | 5,275 | Aug 12, 2026 |
| Richard John StingiCorporate VP and CHRO | Stock award | 2,172 | Aug 12, 2026 |
| Christopher John PerryPresident | Stock award | 9,308 | Aug 12, 2026 |
| Timothy C. GokeyCEO | Stock award | 33,265 | Aug 12, 2026 |
| Ashima GheiCFO | Stock award | 466 | Aug 12, 2026 |
| Douglas Richard DeschutterCo-President ICS | Stock award | 1,783 | Aug 12, 2026 |
| Amit ZaveryDirector | Stock award | 60 | Jul 2, 2026 |
| Maura A. MarkusDirector | Stock award | 134 | Jul 2, 2026 |
| Melvin L. FlowersDirector | Stock award | 18 | Jul 2, 2026 |
| Robert N. DuelksDirector | Stock award | 143 | Jul 2, 2026 |
| Patricia Ann MosconiDirector | Stock award | 3 | Jul 2, 2026 |
| Eileen K. MurrayDirector | Stock award | 38 | Jul 2, 2026 |
| Annette L. NazarethDirector | Stock award | 39 | Jul 2, 2026 |
| Ashima GheiCFO | Option exercise | 2,509 | Jun 27, 2026 |
| Ashima GheiCFO | Tax withholding | 905 | Jun 27, 2026 |
| Patricia Ann MosconiDirector | Stock award | 206 | Jun 10, 2026 |
| Amit ZaveryDirector | Stock award | 206 | Jun 10, 2026 |
| Maura A. MarkusDirector | Stock award | 239 | Jun 10, 2026 |
| Eileen K. MurrayDirector | Stock award | 445 | Jun 10, 2026 |
| Annette L. NazarethDirector | Stock award | 206 | Jun 10, 2026 |
Awards, option exercises, shares withheld to cover tax and gifts all file on the same form as a purchase or a sale. None of them is a decision to trade, so they sit here rather than beside the ones that are.
Questions
Are insiders buying or selling BR?
Across the 4 most recent open-market filings shown here, 1 was a purchase and 3 were sales.
Which members of Congress have traded BR?
Alan Armstrong, Ro Khanna, Gilbert Ray Cisneros, Jr., Rick Larsen, Dan Newhouse, Lisa C. McClain disclosed BR transactions in the filings shown here.
Which members of Congress hold BR?
2 members of Congress report a position in BR in the estimate we hold as of Sep 10, 2026. The two largest estimated positions belong to Gilbert Ray Cisneros, Jr. and Julie Johnson. The estimate is built from disclosed transactions and annual filings, so it is shown as a band rather than a figure from a filing.
Is BR in the S&P 500 or the Nasdaq 100?
Broadridge Financial Solutions, Inc. is a current member of the S&P 500, per the membership list we hold as of Sep 10, 2026. Current members of either index get a page here whatever their filing history.
How quickly are BR trades disclosed?
Insider filings on this page reached the public a median of 3 days after the transaction, against the two business days Form 4 allows. Congressional disclosures took a median of 24 days, against the 45 the STOCK Act allows.
How to read a Form 4
A DECISION THE INSIDER MADE
COMPENSATION PLUMBING
Congress rows disclose a value range rather than an exact amount, and the STOCK Act allows up to 45 days to report. Full sourcing and the limits of this data are on the methodology page. A filing is a record of a transaction, not a signal, and nothing here is investment advice.
Data as of Sep 10, 2026.
