
Insider and congress filings
Alibaba Group Holding Limited (BABA)
NYSE · Consumer Cyclical · 97 insider transactions · 130 congress trades · last filed 21 days ago
About Alibaba Group Holding Limited
from the company's filings and listing, as of Oct 26, 2026- Exchange
- NYSE
- Sector
- Consumer Cyclical
- Industry
- Specialty Retail
- Chief executive
- Yongming Wu
- Employees
- 132,165
- Listed since
- Sep 19, 2014
- Market value
- $247.9B
- Price to earnings (12 mo)
- 21.4
- Net income per share (12 mo)
- $4.66in US dollars, from price and P/E
- Dividend yield
- 1.06%
Earnings
6 reported quarters · next on Nov 24, 2026| Quarter | EPS | EPS expected | Revenue | Revenue expected | Result |
|---|---|---|---|---|---|
| Q1 FY2027reported Aug 20, 2026 | $1.25 | $1.94 | $39.6B | $39.5B | EPS missRevenue in line |
| Q4 FY2026reported May 13, 2026 | $0.09 | $1.02 | $35.3B | $35.8B | EPS missRevenue in line |
| Q3 FY2026reported Mar 19, 2026 | $1.01 | $1.91 | $40.7B | $41.4B | EPS missRevenue miss |
| Q2 FY2026reported Nov 25, 2025 | $0.61 | $0.66 | $34.8B | $34.2B | EPS missRevenue beat |
| Q1 FY2026reported Aug 29, 2025 | $2.06 | $1.95 | $34.6B | $34.3B | EPS beatRevenue in line |
| Q4 FY2025reported May 15, 2025 | $1.73 | $1.48 | $32.6B | $33.0B | EPS beatRevenue in line |
Actual against the consensus estimate at the time. A flag marks a beat or a miss of more than 1.5% either way; inside that band the quarter is in line. A flag reads n/a only when a number is missing. Quarterly EPS is the figure set against the consensus, usually adjusted, so the quarters need not add up to the 12-month net income per share above. An estimate is a forecast made by analysts, not a company target.
Institutional holders
13F positions as of Jun 30, 2026| Holder | Value | Shares | Shares vs prior qtr | % of shares out |
|---|---|---|---|---|
| Primecap Management Co | $1.8B | 18,611,306 | -0.6% | 0.80% |
| UBS Group AG | $1.0B | 10,565,232 | -0.5% | 0.45% |
| Dodge & Cox | $955.8M | 9,957,970 | +0.4% | 0.43% |
| HSBC Holdings PLC | $925.9M | 9,634,384 | +5.4% | 0.41% |
| Morgan Stanley | $712.1M | 7,419,507 | +20.7% | 0.32% |
| Goldman Sachs Group Inc | $658.1M | 6,856,466 | +20.2% | 0.29% |
| UBS Am, A Distinct Business Unit of Ubs Asset Management Americas LLC | $582.5M | 6,068,788 | +9.6% | 0.26% |
| Fisher Asset Management, LLC | $489.2M | 5,096,418 | -0.5% | 0.22% |
| Bank of America Corp | $462.6M | 4,819,436 | -7.7% | 0.21% |
| Barclays PLC | $448.8M | 4,676,300 | -1.4% | 0.20% |
| JPMorgan Chase & Co. | $422.0M | 4,418,393 | -78.4% | 0.19% |
| Norges Bank | $414.5M | 4,318,477 | New | 0.18% |
A 13F reports long US equity positions and is filed within 45 days of the quarter end, so these are positions as they stood on Jun 30, 2026. New: not in this holder's prior 13F as reported; a change of filer ID can also show as new. For a manager's whole book see the fund directory. What a 13F covers and leaves out is explained in our guide to Form 13F.
Open-market insider trades
14 filings shown · newest filing first| Insider | Action | Shares | Price | Value | Trade date | Delay (business days) |
|---|---|---|---|---|---|---|
| Fang JiangChief People Officer | Sold | 885,272 | $13.55 | $12.0M | Sep 30, 2026filed Oct 2, 2026 | 2d |
| Hong XuChief Financial Officer | Sold | 103,046 | $13.68 | $1.4M | Sep 25, 2026filed Sep 29, 2026 | 2d |
| Fang JiangChief People Officer | Sold | 4,889 | $13.57 | $66K | Sep 25, 2026filed Sep 29, 2026 | 2d |
| Siying YuGeneral Counsel | Sold | 6,764 | $13.58 | $92K | Sep 25, 2026filed Sep 29, 2026 | 2d |
| Joseph C. TsaiDirector | Bought | 720,000 | $14.47 | $10.4M | Aug 25, 2026filed Aug 25, 2026 | 0d |
| Joseph C. TsaiDirector | Bought | 720,000 | $14.29 | $10.3M | Aug 24, 2026filed Aug 24, 2026 | 0d |
| Yongming WuChief Executive Officer | Bought | 350,000 | $14.24 | $5.0M | Aug 24, 2026filed Aug 24, 2026 | 0d |
| J. Michael EvansPresident | Sold · 2 lines | 720,000 | $94.95 | $68.4M | Jun 29, 2026filed Jul 1, 2026 | 2d |
| Fang JiangChief People Officer | Sold | 4,898 | $12.09 | $59K | Jun 25, 2026filed Jun 29, 2026 | 2d |
| Siying YuGeneral Counsel | Sold | 6,772 | $12.10 | $82K | Jun 25, 2026filed Jun 29, 2026 | 2d |
| Hong XuChief Financial Officer | Sold | 175,054 | $12.15 | $2.1M | Jun 25, 2026filed Jun 29, 2026 | 2d |
| Fan (FJ) JiangCEO of Business Group | Sold | 13,579 | $12.10 | $164K | Jun 25, 2026filed Jun 29, 2026 | 2d |
| Siying YuGeneral Counsel | Sold | 21,472 | $16.06 | $345K | Mar 25, 2026filed Mar 26, 2026 | 1d |
| Hong XuChief Financial Officer | Sold | 54,450 | $16.07 | $875K | Mar 25, 2026filed Mar 26, 2026 | 1d |
One row is one filing, newest filing first. A filing that reported its trade in several tranches is summed, priced at the weighted average, and marked with its line count. The delay counts business days from the trade to the filing, the unit of Form 4's two business day deadline: weekends and federal holidays are skipped. How the filing itself works is explained in our guide to Form 4.
Other Form 4 activity (20)
| Insider | Event | Shares | Date |
|---|---|---|---|
| Yongming WuChief Executive Officer | Option exercise | 41,334 | Oct 1, 2026 |
| Joseph C. TsaiDirector | Option exercise | 10,834 | Oct 1, 2026 |
| Hong XuChief Financial Officer | Option exercise | 219,000 | Sep 25, 2026 |
| Fang JiangChief People Officer | Option exercise | 9,747 | Sep 25, 2026 |
| Siying YuGeneral Counsel | Option exercise | 13,495 | Sep 25, 2026 |
| Fan (FJ) JiangCEO of Business Group | Option exercise | 670,162 | Sep 25, 2026 |
| Kabir MisraDirector | Stock award | 32,000 | Sep 23, 2026 |
| Maggie Wei WuDirector | Stock award | 32,000 | Sep 23, 2026 |
| Weijian ShanDirector | Stock award | 32,000 | Sep 23, 2026 |
| Wan Ling MartelloDirector | Stock award | 32,000 | Sep 23, 2026 |
| Jerry YangDirector | Stock award | 32,000 | Sep 23, 2026 |
| Kong Ping Albert NgDirector | Stock award | 32,000 | Sep 23, 2026 |
| Irene Yun-Lien LeeDirector | Stock award | 32,000 | Sep 23, 2026 |
| Yongming WuChief Executive Officer | Option exercise | 320,000 | Sep 10, 2026 |
| Yongming WuChief Executive Officer | Option exercise | 41,333 | Jul 1, 2026 |
| Joseph C. TsaiDirector | Option exercise | 10,833 | Jul 1, 2026 |
| Fang JiangChief People Officer | Option exercise | 9,756 | Jun 25, 2026 |
| Siying YuGeneral Counsel | Option exercise | 16,169 | Jun 25, 2026 |
| Hong XuChief Financial Officer | Option exercise | 379,000 | Jun 25, 2026 |
| Fan (FJ) JiangCEO of Business Group | Option exercise | 30,169 | Jun 25, 2026 |
Awards, option exercises, shares withheld to cover tax and gifts all file on the same form as a purchase or a sale. None of them is a decision to trade, so they sit here rather than beside the ones that are.
Congress trades in BABA
20 disclosures of 130 on record · median 27d of the 45 allowedSince the trade: the stock's move from the trade date to the latest close we hold (figures as of Oct 24, 2026), not the member's result. Not investment advice.
| Member | Type | Action | Amount disclosed | Stock since the trade | Trade date | Disclosed | Delay |
|---|---|---|---|---|---|---|---|
| Gilbert Ray Cisneros, Jr. | Stock | Sale | $100,001 - $250,000 | -11.1%After the saleS&P 500 +2.9% · -14.0 pts vs S&P 500 | Jul 24, 2026 | Sep 4, 2026 | 42d |
| Josh GottheimerJoint | Stock | Sale | $1,001 - $15,000 | -20.5%After the saleS&P 500 +0.2% · -20.7 pts vs S&P 500 | Jun 1, 2026 | Jul 7, 2026 | 36d |
| Gilbert Ray Cisneros, Jr. | Stock | Purchase | $50,001 - $100,000 | -38.9%S&P 500 +9.5% · -48.3 pts vs S&P 500 | Feb 9, 2026 | Mar 9, 2026 | 28d |
| Gilbert Ray Cisneros, Jr. | Stock | Purchase | $15,001 - $50,000 | -37.3%S&P 500 +14.7% · -52.0 pts vs S&P 500 | Nov 19, 2025 | Dec 15, 2025 | 26d |
| Lisa C. McClainSpouse | Stock | Sale | $1,001 - $15,000 | -42.7%After the saleS&P 500 +11.7% · -54.4 pts vs S&P 500 | Oct 30, 2025 | Nov 21, 2025 | 22d |
| Lisa C. McClainSpouse | Stock | Purchase | $1,001 - $15,000 | -42.7%S&P 500 +11.7% · -54.4 pts vs S&P 500 | Oct 30, 2025 | Nov 21, 2025 | 22d |
| Lisa C. McClainSpouse | Stock | Sale | $1,001 - $15,000 | -41.5%After the saleS&P 500 +11.4% · -52.9 pts vs S&P 500 | Oct 31, 2025 | Nov 21, 2025 | 21d |
| Gilbert Ray Cisneros, Jr. | Stock | Purchase | $15,001 - $50,000 | -38.8%S&P 500 +14.8% · -53.6 pts vs S&P 500 | Oct 14, 2025 | Nov 18, 2025 | 35d |
| Gilbert Ray Cisneros, Jr. | Stock | Purchase | $15,001 - $50,000 | -40.3%S&P 500 +14.4% · -54.7 pts vs S&P 500 | Oct 17, 2025 | Nov 18, 2025 | 32d |
| Sheri BiggsSpouseFiled late | Stock | Sale | $1,001 - $15,000 | -30.2%After the saleS&P 500 +35.4% · -65.6 pts vs S&P 500 | Mar 18, 2025 | Oct 5, 2025 | 201d |
| Lisa C. McClainSpouse | Stock | Purchase | $1,001 - $15,000 | -18.0%S&P 500 +26.7% · -44.7 pts vs S&P 500 | Jun 9, 2025 | Aug 13, 2025 | 65d |
| Lisa C. McClainSpouse | Stock | Sale | $1,001 - $15,000 | -13.4%After the saleS&P 500 +27.2% · -40.5 pts vs S&P 500 | Jun 17, 2025 | Aug 13, 2025 | 57d |
| Lisa C. McClainSpouse | Stock | Purchase | $1,001 - $15,000 | -17.5%S&P 500 +20.9% · -38.3 pts vs S&P 500 | Jul 22, 2025 | Aug 13, 2025 | 22d |
| Josh GottheimerJoint | Stock | Purchase | $1,001 - $15,000 | -14.5%S&P 500 +50.1% · -64.6 pts vs S&P 500 | Apr 4, 2025 | May 14, 2025 | 40d |
| Robert Bresnahan | Stock | Purchase | $1,001 - $15,000 | -25.6%S&P 500 +27.9% · -53.5 pts vs S&P 500 | Feb 25, 2025 | Mar 27, 2025 | 30d |
| Robert Bresnahan | Stock | Purchase | $1,001 - $15,000 | -23.8%S&P 500 +30.1% · -53.9 pts vs S&P 500 | Mar 3, 2025 | Mar 27, 2025 | 24d |
| Robert Bresnahan | Stock | Sale | $15,001 - $50,000 | -23.3%After the saleS&P 500 +31.7% · -55.0 pts vs S&P 500 | Mar 4, 2025 | Mar 27, 2025 | 23d |
| Robert Bresnahan | Stock | Purchase | $1,001 - $15,000 | -30.7%S&P 500 +26.6% · -57.3 pts vs S&P 500 | Feb 21, 2025 | Mar 10, 2025 | 17d |
| Robert Bresnahan | Stock | Purchase | $1,001 - $15,000 | -10.5%S&P 500 +25.6% · -36.1 pts vs S&P 500 | Feb 10, 2025 | Mar 7, 2025 | 25d |
| Josh GottheimerJoint | Stock | Purchase | $1,001 - $15,000 | -15.8%S&P 500 +25.9% · -41.7 pts vs S&P 500 | Feb 12, 2025 | Mar 6, 2025 | 22d |
Since the trade is an estimate, set beside the S&P 500 over the same window, with the gap between the two in percentage points. The filing carries a band, not a fill, and a sale keeps the stock's sign, so a positive figure after a sale means the stock kept rising after it. An option row carries the underlying stock's move. A row marked n/a is one we hold no figure for.
A delay above 45 days is the gap between the dates on the report; we mark a filing late only after checking it.
"Not captured" means the band or the transaction type on the original report is missing from our data.
"Dates conflict" marks a row whose disclosure is dated before its trade on the record we hold. Both dates are printed as filed, and no since-the-trade figure is computed from them.
Every Congress trade in BABA, filterable by party, chamber, type and account.
Members of Congress reporting a position
3 members · estimate, as of Oct 25, 20263 members report a position (estimated). The largest estimated position is in the $15,001 - $50,000 band.
| Member | Party, chamber | Estimated position | Share of their portfolio |
|---|---|---|---|
| Laurel M. Lee | Republican · House | $15,001 - $50,000 | 0.3% |
| Deborah K. Ross | Democrat · House | $1,001 - $15,000 | 0.4% |
| Laura Friedman | Democrat · House | $1,001 - $15,000 | 1.0% |
Estimate, as of Oct 25, 2026. Each position is modelled from the member's disclosed transactions and annual filings: the midpoint of each disclosed band, moved with the stock's price since the trade. It is a rough estimate of a reported position, not a figure from a filing, which is why it is shown as a band. Share of portfolio sets that estimate against the member's whole estimated public-stock portfolio.
Questions
Are insiders buying or selling BABA?
Across the 14 most recent open-market filings shown here, 3 were purchases and 11 were sales.
Which members of Congress have traded BABA?
Gilbert Ray Cisneros, Jr., Josh Gottheimer, Lisa C. McClain, Sheri Biggs and Robert Bresnahan disclosed BABA transactions in the filings shown here.
Which members of Congress hold BABA?
3 members of Congress report a position in BABA in the estimate we hold as of Oct 25, 2026. The estimated positions belong to Laurel M. Lee, Deborah K. Ross and Laura Friedman. The estimate is built from disclosed transactions and annual filings, so it is shown as a band rather than a figure from a filing.
How quickly are BABA trades disclosed?
Insider filings on this page reached the public a median of 2 business days after the transaction (weekends and federal holidays skipped), against the two business days Form 4 allows. Congressional disclosures took a median of 27 days, against the 45 the STOCK Act allows.
How to read a Form 4
A DECISION THE INSIDER MADE
COMPENSATION PLUMBING
Congress rows disclose a value range rather than an exact amount, and the STOCK Act allows up to 45 days to report. Full sourcing and the limits of this data are on the methodology page. A filing is a record of a transaction, not a signal, and nothing here is investment advice.
Data as of Oct 26, 2026.
