Insider and congress filings

Alibaba Group Holding Limited (BABA)

NYSE · Consumer Cyclical · 97 insider transactions · 130 congress trades · last filed 21 days ago

14
Open-market insider filings shown
2d
Median delay on the insider filings, in business days
within the two business day rule
3 buys·11 sells
Purchases and sales in the filings shown
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About Alibaba Group Holding Limited

from the company's filings and listing, as of Oct 26, 2026
Exchange
NYSE
Sector
Consumer Cyclical
Industry
Specialty Retail
Chief executive
Yongming Wu
Employees
132,165
Listed since
Sep 19, 2014
Market value
$247.9B
Price to earnings (12 mo)
21.4
Net income per share (12 mo)
$4.66in US dollars, from price and P/E
Dividend yield
1.06%

www.alibabagroup.com

Earnings

6 reported quarters · next on Nov 24, 2026
QuarterEPSEPS expectedRevenueRevenue expectedResult
Q1 FY2027reported Aug 20, 2026$1.25$1.94$39.6B$39.5BEPS missRevenue in line
Q4 FY2026reported May 13, 2026$0.09$1.02$35.3B$35.8BEPS missRevenue in line
Q3 FY2026reported Mar 19, 2026$1.01$1.91$40.7B$41.4BEPS missRevenue miss
Q2 FY2026reported Nov 25, 2025$0.61$0.66$34.8B$34.2BEPS missRevenue beat
Q1 FY2026reported Aug 29, 2025$2.06$1.95$34.6B$34.3BEPS beatRevenue in line
Q4 FY2025reported May 15, 2025$1.73$1.48$32.6B$33.0BEPS beatRevenue in line

Actual against the consensus estimate at the time. A flag marks a beat or a miss of more than 1.5% either way; inside that band the quarter is in line. A flag reads n/a only when a number is missing. Quarterly EPS is the figure set against the consensus, usually adjusted, so the quarters need not add up to the 12-month net income per share above. An estimate is a forecast made by analysts, not a company target.

Institutional holders

13F positions as of Jun 30, 2026
HolderValueSharesShares vs prior qtr% of shares out
Primecap Management Co$1.8B18,611,306-0.6%0.80%
UBS Group AG$1.0B10,565,232-0.5%0.45%
Dodge & Cox$955.8M9,957,970+0.4%0.43%
HSBC Holdings PLC$925.9M9,634,384+5.4%0.41%
Morgan Stanley$712.1M7,419,507+20.7%0.32%
Goldman Sachs Group Inc$658.1M6,856,466+20.2%0.29%
UBS Am, A Distinct Business Unit of Ubs Asset Management Americas LLC$582.5M6,068,788+9.6%0.26%
Fisher Asset Management, LLC$489.2M5,096,418-0.5%0.22%
Bank of America Corp$462.6M4,819,436-7.7%0.21%
Barclays PLC$448.8M4,676,300-1.4%0.20%
JPMorgan Chase & Co.$422.0M4,418,393-78.4%0.19%
Norges Bank$414.5M4,318,477New0.18%

A 13F reports long US equity positions and is filed within 45 days of the quarter end, so these are positions as they stood on Jun 30, 2026. New: not in this holder's prior 13F as reported; a change of filer ID can also show as new. For a manager's whole book see the fund directory. What a 13F covers and leaves out is explained in our guide to Form 13F.

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Open-market insider trades

14 filings shown · newest filing first
InsiderActionSharesPriceValueTrade dateDelay
(business days)
Fang JiangChief People OfficerSold885,272$13.55$12.0MSep 30, 2026filed Oct 2, 20262d
Hong XuChief Financial OfficerSold103,046$13.68$1.4MSep 25, 2026filed Sep 29, 20262d
Fang JiangChief People OfficerSold4,889$13.57$66KSep 25, 2026filed Sep 29, 20262d
Siying YuGeneral CounselSold6,764$13.58$92KSep 25, 2026filed Sep 29, 20262d
Joseph C. TsaiDirectorBought720,000$14.47$10.4MAug 25, 2026filed Aug 25, 20260d
Joseph C. TsaiDirectorBought720,000$14.29$10.3MAug 24, 2026filed Aug 24, 20260d
Yongming WuChief Executive OfficerBought350,000$14.24$5.0MAug 24, 2026filed Aug 24, 20260d
J. Michael EvansPresidentSold · 2 lines720,000$94.95$68.4MJun 29, 2026filed Jul 1, 20262d
Fang JiangChief People OfficerSold4,898$12.09$59KJun 25, 2026filed Jun 29, 20262d
Siying YuGeneral CounselSold6,772$12.10$82KJun 25, 2026filed Jun 29, 20262d
Hong XuChief Financial OfficerSold175,054$12.15$2.1MJun 25, 2026filed Jun 29, 20262d
Fan (FJ) JiangCEO of Business GroupSold13,579$12.10$164KJun 25, 2026filed Jun 29, 20262d
Siying YuGeneral CounselSold21,472$16.06$345KMar 25, 2026filed Mar 26, 20261d
Hong XuChief Financial OfficerSold54,450$16.07$875KMar 25, 2026filed Mar 26, 20261d

One row is one filing, newest filing first. A filing that reported its trade in several tranches is summed, priced at the weighted average, and marked with its line count. The delay counts business days from the trade to the filing, the unit of Form 4's two business day deadline: weekends and federal holidays are skipped. How the filing itself works is explained in our guide to Form 4.

Other Form 4 activity (20)
InsiderEventSharesDate
Yongming WuChief Executive OfficerOption exercise41,334Oct 1, 2026
Joseph C. TsaiDirectorOption exercise10,834Oct 1, 2026
Hong XuChief Financial OfficerOption exercise219,000Sep 25, 2026
Fang JiangChief People OfficerOption exercise9,747Sep 25, 2026
Siying YuGeneral CounselOption exercise13,495Sep 25, 2026
Fan (FJ) JiangCEO of Business GroupOption exercise670,162Sep 25, 2026
Kabir MisraDirectorStock award32,000Sep 23, 2026
Maggie Wei WuDirectorStock award32,000Sep 23, 2026
Weijian ShanDirectorStock award32,000Sep 23, 2026
Wan Ling MartelloDirectorStock award32,000Sep 23, 2026
Jerry YangDirectorStock award32,000Sep 23, 2026
Kong Ping Albert NgDirectorStock award32,000Sep 23, 2026
Irene Yun-Lien LeeDirectorStock award32,000Sep 23, 2026
Yongming WuChief Executive OfficerOption exercise320,000Sep 10, 2026
Yongming WuChief Executive OfficerOption exercise41,333Jul 1, 2026
Joseph C. TsaiDirectorOption exercise10,833Jul 1, 2026
Fang JiangChief People OfficerOption exercise9,756Jun 25, 2026
Siying YuGeneral CounselOption exercise16,169Jun 25, 2026
Hong XuChief Financial OfficerOption exercise379,000Jun 25, 2026
Fan (FJ) JiangCEO of Business GroupOption exercise30,169Jun 25, 2026

Awards, option exercises, shares withheld to cover tax and gifts all file on the same form as a purchase or a sale. None of them is a decision to trade, so they sit here rather than beside the ones that are.

Congress trades in BABA

20 disclosures of 130 on record · median 27d of the 45 allowed

Since the trade: the stock's move from the trade date to the latest close we hold (figures as of Oct 24, 2026), not the member's result. Not investment advice.

MemberTypeActionAmount disclosedStock since the tradeTrade dateDisclosedDelay
Gilbert Ray Cisneros, Jr.StockSale$100,001 - $250,000-11.1%After the saleS&P 500 +2.9% · -14.0 pts vs S&P 500Jul 24, 2026Sep 4, 202642d
Josh GottheimerJointStockSale$1,001 - $15,000-20.5%After the saleS&P 500 +0.2% · -20.7 pts vs S&P 500Jun 1, 2026Jul 7, 202636d
Gilbert Ray Cisneros, Jr.StockPurchase$50,001 - $100,000-38.9%S&P 500 +9.5% · -48.3 pts vs S&P 500Feb 9, 2026Mar 9, 202628d
Gilbert Ray Cisneros, Jr.StockPurchase$15,001 - $50,000-37.3%S&P 500 +14.7% · -52.0 pts vs S&P 500Nov 19, 2025Dec 15, 202526d
Lisa C. McClainSpouseStockSale$1,001 - $15,000-42.7%After the saleS&P 500 +11.7% · -54.4 pts vs S&P 500Oct 30, 2025Nov 21, 202522d
Lisa C. McClainSpouseStockPurchase$1,001 - $15,000-42.7%S&P 500 +11.7% · -54.4 pts vs S&P 500Oct 30, 2025Nov 21, 202522d
Lisa C. McClainSpouseStockSale$1,001 - $15,000-41.5%After the saleS&P 500 +11.4% · -52.9 pts vs S&P 500Oct 31, 2025Nov 21, 202521d
Gilbert Ray Cisneros, Jr.StockPurchase$15,001 - $50,000-38.8%S&P 500 +14.8% · -53.6 pts vs S&P 500Oct 14, 2025Nov 18, 202535d
Gilbert Ray Cisneros, Jr.StockPurchase$15,001 - $50,000-40.3%S&P 500 +14.4% · -54.7 pts vs S&P 500Oct 17, 2025Nov 18, 202532d
Sheri BiggsSpouseFiled lateStockSale$1,001 - $15,000-30.2%After the saleS&P 500 +35.4% · -65.6 pts vs S&P 500Mar 18, 2025Oct 5, 2025201d
Lisa C. McClainSpouseStockPurchase$1,001 - $15,000-18.0%S&P 500 +26.7% · -44.7 pts vs S&P 500Jun 9, 2025Aug 13, 202565d
Lisa C. McClainSpouseStockSale$1,001 - $15,000-13.4%After the saleS&P 500 +27.2% · -40.5 pts vs S&P 500Jun 17, 2025Aug 13, 202557d
Lisa C. McClainSpouseStockPurchase$1,001 - $15,000-17.5%S&P 500 +20.9% · -38.3 pts vs S&P 500Jul 22, 2025Aug 13, 202522d
Josh GottheimerJointStockPurchase$1,001 - $15,000-14.5%S&P 500 +50.1% · -64.6 pts vs S&P 500Apr 4, 2025May 14, 202540d
Robert BresnahanStockPurchase$1,001 - $15,000-25.6%S&P 500 +27.9% · -53.5 pts vs S&P 500Feb 25, 2025Mar 27, 202530d
Robert BresnahanStockPurchase$1,001 - $15,000-23.8%S&P 500 +30.1% · -53.9 pts vs S&P 500Mar 3, 2025Mar 27, 202524d
Robert BresnahanStockSale$15,001 - $50,000-23.3%After the saleS&P 500 +31.7% · -55.0 pts vs S&P 500Mar 4, 2025Mar 27, 202523d
Robert BresnahanStockPurchase$1,001 - $15,000-30.7%S&P 500 +26.6% · -57.3 pts vs S&P 500Feb 21, 2025Mar 10, 202517d
Robert BresnahanStockPurchase$1,001 - $15,000-10.5%S&P 500 +25.6% · -36.1 pts vs S&P 500Feb 10, 2025Mar 7, 202525d
Josh GottheimerJointStockPurchase$1,001 - $15,000-15.8%S&P 500 +25.9% · -41.7 pts vs S&P 500Feb 12, 2025Mar 6, 202522d

Since the trade is an estimate, set beside the S&P 500 over the same window, with the gap between the two in percentage points. The filing carries a band, not a fill, and a sale keeps the stock's sign, so a positive figure after a sale means the stock kept rising after it. An option row carries the underlying stock's move. A row marked n/a is one we hold no figure for.

A delay above 45 days is the gap between the dates on the report; we mark a filing late only after checking it.

Every Congress trade in BABA, filterable by party, chamber, type and account.

Members of Congress reporting a position

3 members · estimate, as of Oct 25, 2026

3 members report a position (estimated). The largest estimated position is in the $15,001 - $50,000 band.

MemberParty, chamberEstimated positionShare of their portfolio
Laurel M. LeeRepublican · House$15,001 - $50,0000.3%
Deborah K. RossDemocrat · House$1,001 - $15,0000.4%
Laura FriedmanDemocrat · House$1,001 - $15,0001.0%

Estimate, as of Oct 25, 2026. Each position is modelled from the member's disclosed transactions and annual filings: the midpoint of each disclosed band, moved with the stock's price since the trade. It is a rough estimate of a reported position, not a figure from a filing, which is why it is shown as a band. Share of portfolio sets that estimate against the member's whole estimated public-stock portfolio.

Questions

Are insiders buying or selling BABA?

Across the 14 most recent open-market filings shown here, 3 were purchases and 11 were sales.

Which members of Congress have traded BABA?

Gilbert Ray Cisneros, Jr., Josh Gottheimer, Lisa C. McClain, Sheri Biggs and Robert Bresnahan disclosed BABA transactions in the filings shown here.

Which members of Congress hold BABA?

3 members of Congress report a position in BABA in the estimate we hold as of Oct 25, 2026. The estimated positions belong to Laurel M. Lee, Deborah K. Ross and Laura Friedman. The estimate is built from disclosed transactions and annual filings, so it is shown as a band rather than a figure from a filing.

How quickly are BABA trades disclosed?

Insider filings on this page reached the public a median of 2 business days after the transaction (weekends and federal holidays skipped), against the two business days Form 4 allows. Congressional disclosures took a median of 27 days, against the 45 the STOCK Act allows.

How to read a Form 4

A DECISION THE INSIDER MADE

POpen-market purchase. Bought with their own money at the market price.
SOpen-market sale. Sold on the market. A sale marked scheduled was set up in advance under a Rule 10b5-1 plan, often months before.

COMPENSATION PLUMBING

AStock award. Granted as pay, not bought.
MOption exercise. Converting options already held into shares.
FTax withholding. Shares handed back to the company to pay the tax on a grant.
GGift. Given away, with no money changing hands.

Congress rows disclose a value range rather than an exact amount, and the STOCK Act allows up to 45 days to report. Full sourcing and the limits of this data are on the methodology page. A filing is a record of a transaction, not a signal, and nothing here is investment advice.

Data as of Oct 26, 2026.

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