Insider and congress filings

Alibaba Group Holding Limited (BABA)

NYSE · Consumer Cyclical · 67 insider filings · 130 congress trades · last filed 7 days ago

11
Open-market insider filings shown
1d
Median delay on the insider filings
within the two business day rule
3/8
Purchases and sales in the filings shown

About Alibaba Group Holding Limited

from the company's filings and listing
Exchange
NYSE
Sector
Consumer Cyclical
Industry
Specialty Retail
Chief executive
Yongming Wu
Employees
132,165
Listed since
Sep 19, 2014
Market value
$262.2B
Price to earnings
23.6
Earnings per share
$31.50
Dividend yield
0.96%

www.alibabagroup.com

Earnings

6 reported quarters · next on Nov 24, 2026
QuarterEPSEPS expectedRevenueRevenue expectedResult
Q1 FY2027reported Aug 20, 2026$1.25$1.94$39.6B$39.5BEPS missRevenue in line
Q4 FY2026reported May 13, 2026$0.09$1.02$35.3B$35.8BEPS missRevenue in line
Q3 FY2026reported Mar 19, 2026$1.01$1.91$40.7B$41.4BEPS missRevenue miss
Q2 FY2026reported Nov 25, 2025$0.61$0.66$34.8B$34.2BEPS missRevenue beat
Q1 FY2026reported Aug 29, 2025$2.06$1.95$34.6B$34.3BEPS beatRevenue in line
May 15, 2025$1.73$1.48$32.6B$33.0BEPS beatRevenue in line

Actual against the consensus estimate at the time. A flag marks a beat or a miss of more than 1.5% either way; inside that band the quarter is in line. A flag marked GAAP compares a GAAP figure the company reported with an adjusted consensus, two different measures, so a one-time gain or charge can move it either way; basis unverified means we could not classify the reported figure. A flag reads n/a only when a number is missing. An estimate is a forecast made by analysts, not a company target.

Institutional holders

13F positions as of Jun 30, 2026
HolderValueSharesChangeOf company
Primecap Management Co$1.8B18,611,306-0.6%0.80%
Jane Street Group, LLC$1.8B18,479,000+1.8%0.79%
Susquehanna International Group, LLP$1.4B14,857,700-11.5%0.64%
Jane Street Group, LLC$1.3B13,038,700+7.0%0.56%
UBS Group AG$1.0B10,565,232-0.5%0.45%
Dodge & Cox$955.8M9,957,970+0.4%0.43%
Citadel Advisors LLC$950.9M9,907,600+30.2%0.42%
HSBC Holdings PLC$925.9M9,634,384+5.4%0.41%
Susquehanna International Group, LLP$776.2M8,086,700-16.6%0.35%
Morgan Stanley$712.1M7,419,507+20.7%0.32%
Citadel Advisors LLC$674.8M7,030,900+82.0%0.30%
Goldman Sachs Group Inc$658.1M6,856,466+20.2%0.29%

A 13F reports long US equity positions 45 days after the quarter ends, so these are positions as they stood on Jun 30, 2026. For a manager's whole book see the fund directory.

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Open-market insider trades

11 filings of 67 on record
InsiderActionSharesPriceValueTrade dateDelay
Joseph C. TsaiDirectorBought720,000$14.47$10.4MAug 25, 20260d
Joseph C. TsaiDirectorBought720,000$14.29$10.3MAug 24, 20260d
Yongming WuChief Executive OfficerBought350,000$14.24$5.0MAug 24, 20260d
J. Michael EvansPresidentSold · 2 lines720,000$94.95$68.4MJun 29, 20262d
Fan (FJ) JiangCEO of Business GroupSold13,579$12.10$164KJun 25, 20264d
Hong XuChief Financial OfficerSold175,054$12.15$2.1MJun 25, 20264d
Fang JiangChief People OfficerSold4,898$12.09$59KJun 25, 20264d
Siying YuGeneral CounselSold6,772$12.10$82KJun 25, 20264d
Hong XuChief Financial OfficerSold54,450$16.07$875KMar 25, 20261d
Siying YuGeneral CounselSold21,472$16.06$345KMar 25, 20261d
Fang JiangChief People OfficerSold16,848$16.10$271KMar 25, 20261d

One row is one filing. A filing that reported its trade in several tranches is summed, priced at the weighted average, and marked with its line count.

Congress trades in BABA

20 disclosures of 130 on record · median 28d of the 45 allowed
MemberTypeActionAmount disclosedSince the tradeTrade dateDisclosedDelay
Gilbert Ray Cisneros, Jr.StockSale$100,001 - $250,000-2.4%S&P +3.2% · vs S&P 500 -5.6%Jul 24, 2026Sep 4, 202642d
Josh GottheimerJointStockSale$1,001 - $15,000-12.8%S&P +0.5% · vs S&P 500 -13.3%Jun 1, 2026Jul 7, 202636d
Gilbert Ray Cisneros, Jr.StockPurchase$50,001 - $100,000-32.9%S&P +9.8% · vs S&P 500 -42.7%Feb 9, 2026Mar 9, 202628d
Gilbert Ray Cisneros, Jr.StockPurchase$15,001 - $50,000-31.1%S&P +15.1% · vs S&P 500 -46.2%Nov 19, 2025Dec 15, 202526d
Lisa C. McClainSpouseStockPurchase$1,001 - $15,000-36.7%S&P +12.3% · vs S&P 500 -49.0%Oct 30, 2025Nov 21, 202522d
Lisa C. McClainSpouseStockSale$1,001 - $15,000-36.7%S&P +12.3% · vs S&P 500 -49.0%Oct 30, 2025Nov 21, 202522d
Lisa C. McClainSpouseStockSale$1,001 - $15,000-35.8%S&P +11.8% · vs S&P 500 -47.6%Oct 31, 2025Nov 21, 202521d
Gilbert Ray Cisneros, Jr.StockPurchase$15,001 - $50,000-32.8%S&P +15.1% · vs S&P 500 -48.0%Oct 14, 2025Nov 18, 202535d
Gilbert Ray Cisneros, Jr.StockPurchase$15,001 - $50,000-34.5%S&P +14.8% · vs S&P 500 -49.3%Oct 17, 2025Nov 18, 202532d
Sheri BiggsSpouseFiled lateStockSale$1,001 - $15,000-23.4%S&P +35.9% · vs S&P 500 -59.2%Mar 18, 2025Oct 5, 2025201d
Lisa C. McClainSpouseStockPurchase$1,001 - $15,000-8.8%S&P +21.5% · vs S&P 500 -30.3%Jul 22, 2025Aug 13, 202522d
Lisa C. McClainSpouseFiled lateStockPurchase$1,001 - $15,000-9.4%S&P +27.3% · vs S&P 500 -36.8%Jun 9, 2025Aug 13, 202565d
Lisa C. McClainSpouseFiled lateStockSale$1,001 - $15,000-4.3%S&P +27.8% · vs S&P 500 -32.1%Jun 17, 2025Aug 13, 202557d
Josh GottheimerJointStockPurchase$1,001 - $15,000-6.1%S&P +50.6% · vs S&P 500 -56.7%Apr 4, 2025May 14, 202540d
Robert BresnahanStockPurchase$1,001 - $15,000-18.4%S&P +28.3% · vs S&P 500 -46.6%Feb 25, 2025Mar 27, 202530d
Robert BresnahanStockSale$15,001 - $50,000-15.7%S&P +32.1% · vs S&P 500 -47.9%Mar 4, 2025Mar 27, 202523d
Robert BresnahanStockPurchase$1,001 - $15,000-16.4%S&P +30.5% · vs S&P 500 -46.9%Mar 3, 2025Mar 27, 202524d
Robert BresnahanStockPurchase$1,001 - $15,000-23.9%S&P +27.0% · vs S&P 500 -50.9%Feb 21, 2025Mar 10, 202517d
Robert BresnahanStockPurchase$1,001 - $15,000-1.7%S&P +26.0% · vs S&P 500 -27.7%Feb 10, 2025Mar 7, 202525d
Josh GottheimerJointStockPurchase$1,001 - $15,000-7.5%S&P +26.3% · vs S&P 500 -33.9%Feb 12, 2025Mar 6, 202522d

Since the trade: the stock's move from the trade date to the latest close we hold, as of Sep 10, 2026, an estimate, with the S&P 500 over the same window and the difference against it. The figures describe the stock after the trade, not the member's result: the filing carries a band, not a fill, and a sale keeps the same sign, so a positive figure after a sale means the stock kept rising. An option row carries the underlying stock's move. A row marked n/a has no market price. Not investment advice.

Members of Congress reporting a position

4 members · estimate, as of Sep 10, 2026

4 members report a position (estimated). The largest estimated position is in the $50,001 - $100,000 band.

MemberParty, chamberEstimated positionShare of their portfolio
Gilbert Ray Cisneros, Jr.Democrat · House$50,001 - $100,0000.1%
Laurel M. LeeRepublican · House$15,001 - $50,0000.4%
Deborah K. RossDemocrat · House$1,001 - $15,0000.4%
Laura FriedmanDemocrat · House$1,001 - $15,0001.1%

Estimate, as of Sep 10, 2026. Each position is modelled from the member's disclosed transactions and annual filings: the midpoint of each disclosed band, moved with the stock's price since the trade. It is a rough estimate of a reported position, not a figure from a filing, which is why it is shown as a band. Share of portfolio sets that estimate against the member's whole estimated public-stock portfolio.

Awards, option exercises and gifts (20)
InsiderEventSharesDate
Yongming WuChief Executive OfficerOption exercise41,333Jul 1, 2026
Joseph C. TsaiDirectorOption exercise10,833Jul 1, 2026
Hong XuChief Financial OfficerOption exercise379,000Jun 25, 2026
Fan (FJ) JiangCEO of Business GroupOption exercise30,169Jun 25, 2026
Fang JiangChief People OfficerOption exercise9,756Jun 25, 2026
Siying YuGeneral CounselOption exercise16,169Jun 25, 2026
Fan (FJ) JiangCEO of Business GroupStock award248,000May 29, 2026
Siying YuGeneral CounselStock award120,000May 29, 2026
Fang JiangChief People OfficerStock award60,000May 29, 2026
Yongming WuChief Executive OfficerStock award448,000May 29, 2026
Hong XuChief Financial OfficerStock award160,000May 29, 2026
Joseph C. TsaiDirectorStock award120,000May 29, 2026
Fan (FJ) JiangCEO of Business GroupForm 41,920,000May 20, 2026
Joseph C. TsaiDirectorOption exercise3,333Apr 1, 2026
Maggie Wei WuDirectorOption exercise40,808Apr 1, 2026
J. Michael EvansPresidentOption exercise748,000Apr 1, 2026
Yongming WuChief Executive OfficerOption exercise13,333Apr 1, 2026
Fang JiangChief People OfficerOption exercise37,333Mar 25, 2026
Hong XuChief Financial OfficerOption exercise121,000Mar 25, 2026
Siying YuGeneral CounselOption exercise47,610Mar 25, 2026

Awards, option exercises, shares withheld to cover tax and gifts all file on the same form as a purchase or a sale. None of them is a decision to trade, so they sit here rather than beside the ones that are.

Questions

Are insiders buying or selling BABA?

Across the 11 most recent open-market filings shown here, 3 were purchases and 8 were sales.

Which members of Congress have traded BABA?

Gilbert Ray Cisneros, Jr., Josh Gottheimer, Lisa C. McClain, Sheri Biggs, Robert Bresnahan disclosed BABA transactions in the filings shown here.

Which members of Congress hold BABA?

4 members of Congress report a position in BABA in the estimate we hold as of Sep 10, 2026. The three largest estimated positions belong to Gilbert Ray Cisneros, Jr., Laurel M. Lee and Deborah K. Ross. The estimate is built from disclosed transactions and annual filings, so it is shown as a band rather than a figure from a filing.

How quickly are BABA trades disclosed?

Insider filings on this page reached the public a median of 1 days after the transaction, against the two business days Form 4 allows. Congressional disclosures took a median of 28 days, against the 45 the STOCK Act allows.

How to read a Form 4

A DECISION THE INSIDER MADE

POpen-market purchase. Bought with their own money at the market price.
SOpen-market sale. Sold on the market. A sale marked scheduled was set up in advance under a Rule 10b5-1 plan, often months before.

COMPENSATION PLUMBING

AStock award. Granted as pay, not bought.
MOption exercise. Converting options already held into shares.
FTax withholding. Shares handed back to the company to pay the tax on a grant.
GGift. Given away, with no money changing hands.

Congress rows disclose a value range rather than an exact amount, and the STOCK Act allows up to 45 days to report. Full sourcing and the limits of this data are on the methodology page. A filing is a record of a transaction, not a signal, and nothing here is investment advice.

Data as of Sep 10, 2026.

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