
Insider and congress filings
Alibaba Group Holding Limited (BABA)
NYSE · Consumer Cyclical · 67 insider filings · 130 congress trades · last filed 7 days ago
About Alibaba Group Holding Limited
from the company's filings and listing- Exchange
- NYSE
- Sector
- Consumer Cyclical
- Industry
- Specialty Retail
- Chief executive
- Yongming Wu
- Employees
- 132,165
- Listed since
- Sep 19, 2014
- Market value
- $262.2B
- Price to earnings
- 23.6
- Earnings per share
- $31.50
- Dividend yield
- 0.96%
Earnings
6 reported quarters · next on Nov 24, 2026| Quarter | EPS | EPS expected | Revenue | Revenue expected | Result |
|---|---|---|---|---|---|
| Q1 FY2027reported Aug 20, 2026 | $1.25 | $1.94 | $39.6B | $39.5B | EPS missRevenue in line |
| Q4 FY2026reported May 13, 2026 | $0.09 | $1.02 | $35.3B | $35.8B | EPS missRevenue in line |
| Q3 FY2026reported Mar 19, 2026 | $1.01 | $1.91 | $40.7B | $41.4B | EPS missRevenue miss |
| Q2 FY2026reported Nov 25, 2025 | $0.61 | $0.66 | $34.8B | $34.2B | EPS missRevenue beat |
| Q1 FY2026reported Aug 29, 2025 | $2.06 | $1.95 | $34.6B | $34.3B | EPS beatRevenue in line |
| May 15, 2025 | $1.73 | $1.48 | $32.6B | $33.0B | EPS beatRevenue in line |
Actual against the consensus estimate at the time. A flag marks a beat or a miss of more than 1.5% either way; inside that band the quarter is in line. A flag marked GAAP compares a GAAP figure the company reported with an adjusted consensus, two different measures, so a one-time gain or charge can move it either way; basis unverified means we could not classify the reported figure. A flag reads n/a only when a number is missing. An estimate is a forecast made by analysts, not a company target.
Institutional holders
13F positions as of Jun 30, 2026| Holder | Value | Shares | Change | Of company |
|---|---|---|---|---|
| Primecap Management Co | $1.8B | 18,611,306 | -0.6% | 0.80% |
| Jane Street Group, LLC | $1.8B | 18,479,000 | +1.8% | 0.79% |
| Susquehanna International Group, LLP | $1.4B | 14,857,700 | -11.5% | 0.64% |
| Jane Street Group, LLC | $1.3B | 13,038,700 | +7.0% | 0.56% |
| UBS Group AG | $1.0B | 10,565,232 | -0.5% | 0.45% |
| Dodge & Cox | $955.8M | 9,957,970 | +0.4% | 0.43% |
| Citadel Advisors LLC | $950.9M | 9,907,600 | +30.2% | 0.42% |
| HSBC Holdings PLC | $925.9M | 9,634,384 | +5.4% | 0.41% |
| Susquehanna International Group, LLP | $776.2M | 8,086,700 | -16.6% | 0.35% |
| Morgan Stanley | $712.1M | 7,419,507 | +20.7% | 0.32% |
| Citadel Advisors LLC | $674.8M | 7,030,900 | +82.0% | 0.30% |
| Goldman Sachs Group Inc | $658.1M | 6,856,466 | +20.2% | 0.29% |
A 13F reports long US equity positions 45 days after the quarter ends, so these are positions as they stood on Jun 30, 2026. For a manager's whole book see the fund directory.
Open-market insider trades
11 filings of 67 on record| Insider | Action | Shares | Price | Value | Trade date | Delay |
|---|---|---|---|---|---|---|
| Joseph C. TsaiDirector | Bought | 720,000 | $14.47 | $10.4M | Aug 25, 2026 | 0d |
| Joseph C. TsaiDirector | Bought | 720,000 | $14.29 | $10.3M | Aug 24, 2026 | 0d |
| Yongming WuChief Executive Officer | Bought | 350,000 | $14.24 | $5.0M | Aug 24, 2026 | 0d |
| J. Michael EvansPresident | Sold · 2 lines | 720,000 | $94.95 | $68.4M | Jun 29, 2026 | 2d |
| Fan (FJ) JiangCEO of Business Group | Sold | 13,579 | $12.10 | $164K | Jun 25, 2026 | 4d |
| Hong XuChief Financial Officer | Sold | 175,054 | $12.15 | $2.1M | Jun 25, 2026 | 4d |
| Fang JiangChief People Officer | Sold | 4,898 | $12.09 | $59K | Jun 25, 2026 | 4d |
| Siying YuGeneral Counsel | Sold | 6,772 | $12.10 | $82K | Jun 25, 2026 | 4d |
| Hong XuChief Financial Officer | Sold | 54,450 | $16.07 | $875K | Mar 25, 2026 | 1d |
| Siying YuGeneral Counsel | Sold | 21,472 | $16.06 | $345K | Mar 25, 2026 | 1d |
| Fang JiangChief People Officer | Sold | 16,848 | $16.10 | $271K | Mar 25, 2026 | 1d |
One row is one filing. A filing that reported its trade in several tranches is summed, priced at the weighted average, and marked with its line count.
Congress trades in BABA
20 disclosures of 130 on record · median 28d of the 45 allowed| Member | Type | Action | Amount disclosed | Since the trade | Trade date | Disclosed | Delay |
|---|---|---|---|---|---|---|---|
| Gilbert Ray Cisneros, Jr. | Stock | Sale | $100,001 - $250,000 | -2.4%S&P +3.2% · vs S&P 500 -5.6% | Jul 24, 2026 | Sep 4, 2026 | 42d |
| Josh GottheimerJoint | Stock | Sale | $1,001 - $15,000 | -12.8%S&P +0.5% · vs S&P 500 -13.3% | Jun 1, 2026 | Jul 7, 2026 | 36d |
| Gilbert Ray Cisneros, Jr. | Stock | Purchase | $50,001 - $100,000 | -32.9%S&P +9.8% · vs S&P 500 -42.7% | Feb 9, 2026 | Mar 9, 2026 | 28d |
| Gilbert Ray Cisneros, Jr. | Stock | Purchase | $15,001 - $50,000 | -31.1%S&P +15.1% · vs S&P 500 -46.2% | Nov 19, 2025 | Dec 15, 2025 | 26d |
| Lisa C. McClainSpouse | Stock | Purchase | $1,001 - $15,000 | -36.7%S&P +12.3% · vs S&P 500 -49.0% | Oct 30, 2025 | Nov 21, 2025 | 22d |
| Lisa C. McClainSpouse | Stock | Sale | $1,001 - $15,000 | -36.7%S&P +12.3% · vs S&P 500 -49.0% | Oct 30, 2025 | Nov 21, 2025 | 22d |
| Lisa C. McClainSpouse | Stock | Sale | $1,001 - $15,000 | -35.8%S&P +11.8% · vs S&P 500 -47.6% | Oct 31, 2025 | Nov 21, 2025 | 21d |
| Gilbert Ray Cisneros, Jr. | Stock | Purchase | $15,001 - $50,000 | -32.8%S&P +15.1% · vs S&P 500 -48.0% | Oct 14, 2025 | Nov 18, 2025 | 35d |
| Gilbert Ray Cisneros, Jr. | Stock | Purchase | $15,001 - $50,000 | -34.5%S&P +14.8% · vs S&P 500 -49.3% | Oct 17, 2025 | Nov 18, 2025 | 32d |
| Sheri BiggsSpouseFiled late | Stock | Sale | $1,001 - $15,000 | -23.4%S&P +35.9% · vs S&P 500 -59.2% | Mar 18, 2025 | Oct 5, 2025 | 201d |
| Lisa C. McClainSpouse | Stock | Purchase | $1,001 - $15,000 | -8.8%S&P +21.5% · vs S&P 500 -30.3% | Jul 22, 2025 | Aug 13, 2025 | 22d |
| Lisa C. McClainSpouseFiled late | Stock | Purchase | $1,001 - $15,000 | -9.4%S&P +27.3% · vs S&P 500 -36.8% | Jun 9, 2025 | Aug 13, 2025 | 65d |
| Lisa C. McClainSpouseFiled late | Stock | Sale | $1,001 - $15,000 | -4.3%S&P +27.8% · vs S&P 500 -32.1% | Jun 17, 2025 | Aug 13, 2025 | 57d |
| Josh GottheimerJoint | Stock | Purchase | $1,001 - $15,000 | -6.1%S&P +50.6% · vs S&P 500 -56.7% | Apr 4, 2025 | May 14, 2025 | 40d |
| Robert Bresnahan | Stock | Purchase | $1,001 - $15,000 | -18.4%S&P +28.3% · vs S&P 500 -46.6% | Feb 25, 2025 | Mar 27, 2025 | 30d |
| Robert Bresnahan | Stock | Sale | $15,001 - $50,000 | -15.7%S&P +32.1% · vs S&P 500 -47.9% | Mar 4, 2025 | Mar 27, 2025 | 23d |
| Robert Bresnahan | Stock | Purchase | $1,001 - $15,000 | -16.4%S&P +30.5% · vs S&P 500 -46.9% | Mar 3, 2025 | Mar 27, 2025 | 24d |
| Robert Bresnahan | Stock | Purchase | $1,001 - $15,000 | -23.9%S&P +27.0% · vs S&P 500 -50.9% | Feb 21, 2025 | Mar 10, 2025 | 17d |
| Robert Bresnahan | Stock | Purchase | $1,001 - $15,000 | -1.7%S&P +26.0% · vs S&P 500 -27.7% | Feb 10, 2025 | Mar 7, 2025 | 25d |
| Josh GottheimerJoint | Stock | Purchase | $1,001 - $15,000 | -7.5%S&P +26.3% · vs S&P 500 -33.9% | Feb 12, 2025 | Mar 6, 2025 | 22d |
Since the trade: the stock's move from the trade date to the latest close we hold, as of Sep 10, 2026, an estimate, with the S&P 500 over the same window and the difference against it. The figures describe the stock after the trade, not the member's result: the filing carries a band, not a fill, and a sale keeps the same sign, so a positive figure after a sale means the stock kept rising. An option row carries the underlying stock's move. A row marked n/a has no market price. Not investment advice.
Members of Congress reporting a position
4 members · estimate, as of Sep 10, 20264 members report a position (estimated). The largest estimated position is in the $50,001 - $100,000 band.
| Member | Party, chamber | Estimated position | Share of their portfolio |
|---|---|---|---|
| Gilbert Ray Cisneros, Jr. | Democrat · House | $50,001 - $100,000 | 0.1% |
| Laurel M. Lee | Republican · House | $15,001 - $50,000 | 0.4% |
| Deborah K. Ross | Democrat · House | $1,001 - $15,000 | 0.4% |
| Laura Friedman | Democrat · House | $1,001 - $15,000 | 1.1% |
Estimate, as of Sep 10, 2026. Each position is modelled from the member's disclosed transactions and annual filings: the midpoint of each disclosed band, moved with the stock's price since the trade. It is a rough estimate of a reported position, not a figure from a filing, which is why it is shown as a band. Share of portfolio sets that estimate against the member's whole estimated public-stock portfolio.
Awards, option exercises and gifts (20)
| Insider | Event | Shares | Date |
|---|---|---|---|
| Yongming WuChief Executive Officer | Option exercise | 41,333 | Jul 1, 2026 |
| Joseph C. TsaiDirector | Option exercise | 10,833 | Jul 1, 2026 |
| Hong XuChief Financial Officer | Option exercise | 379,000 | Jun 25, 2026 |
| Fan (FJ) JiangCEO of Business Group | Option exercise | 30,169 | Jun 25, 2026 |
| Fang JiangChief People Officer | Option exercise | 9,756 | Jun 25, 2026 |
| Siying YuGeneral Counsel | Option exercise | 16,169 | Jun 25, 2026 |
| Fan (FJ) JiangCEO of Business Group | Stock award | 248,000 | May 29, 2026 |
| Siying YuGeneral Counsel | Stock award | 120,000 | May 29, 2026 |
| Fang JiangChief People Officer | Stock award | 60,000 | May 29, 2026 |
| Yongming WuChief Executive Officer | Stock award | 448,000 | May 29, 2026 |
| Hong XuChief Financial Officer | Stock award | 160,000 | May 29, 2026 |
| Joseph C. TsaiDirector | Stock award | 120,000 | May 29, 2026 |
| Fan (FJ) JiangCEO of Business Group | Form 4 | 1,920,000 | May 20, 2026 |
| Joseph C. TsaiDirector | Option exercise | 3,333 | Apr 1, 2026 |
| Maggie Wei WuDirector | Option exercise | 40,808 | Apr 1, 2026 |
| J. Michael EvansPresident | Option exercise | 748,000 | Apr 1, 2026 |
| Yongming WuChief Executive Officer | Option exercise | 13,333 | Apr 1, 2026 |
| Fang JiangChief People Officer | Option exercise | 37,333 | Mar 25, 2026 |
| Hong XuChief Financial Officer | Option exercise | 121,000 | Mar 25, 2026 |
| Siying YuGeneral Counsel | Option exercise | 47,610 | Mar 25, 2026 |
Awards, option exercises, shares withheld to cover tax and gifts all file on the same form as a purchase or a sale. None of them is a decision to trade, so they sit here rather than beside the ones that are.
Questions
Are insiders buying or selling BABA?
Across the 11 most recent open-market filings shown here, 3 were purchases and 8 were sales.
Which members of Congress have traded BABA?
Gilbert Ray Cisneros, Jr., Josh Gottheimer, Lisa C. McClain, Sheri Biggs, Robert Bresnahan disclosed BABA transactions in the filings shown here.
Which members of Congress hold BABA?
4 members of Congress report a position in BABA in the estimate we hold as of Sep 10, 2026. The three largest estimated positions belong to Gilbert Ray Cisneros, Jr., Laurel M. Lee and Deborah K. Ross. The estimate is built from disclosed transactions and annual filings, so it is shown as a band rather than a figure from a filing.
How quickly are BABA trades disclosed?
Insider filings on this page reached the public a median of 1 days after the transaction, against the two business days Form 4 allows. Congressional disclosures took a median of 28 days, against the 45 the STOCK Act allows.
How to read a Form 4
A DECISION THE INSIDER MADE
COMPENSATION PLUMBING
Congress rows disclose a value range rather than an exact amount, and the STOCK Act allows up to 45 days to report. Full sourcing and the limits of this data are on the methodology page. A filing is a record of a transaction, not a signal, and nothing here is investment advice.
Data as of Sep 10, 2026.
