Insider and congress filings
AllianceBernstein Holding L.P. (AB)
Free on iOS and Android.
About AllianceBernstein Holding L.P.
from the company's filings and listing, as of Oct 21, 2026- Exchange
- NYSE
- Sector
- Financial Services
- Industry
- Asset Management
- Chief executive
- Seth Perry Bernstein
- Employees
- 4,468
- Listed since
- Apr 14, 1988
- Market value
- $3.2B
- Price to earnings (12 mo)
- 10.3
- Net income per share, as reported (12 mo)
- $3.35
- Dividend yield
- 9.95%
abcomredirect.alliancebernstein.com
Earnings
6 reported quarters · next on Oct 27, 2026| Quarter | EPS | EPS expected | Revenue | Revenue expected | Result |
|---|---|---|---|---|---|
| Q2 FY2026reported Jul 28, 2026 | $0.82 | $0.83 | $887.5M | $907.7M | EPS in lineRevenue miss |
| Q1 FY2026reported Apr 28, 2026 | $0.83 | $0.87 | $871.1M | $894.7M | EPS missRevenue miss |
| Q4 FY2025reported Feb 5, 2026 | $0.96 | $0.92 | $957.3M | $956.1M | EPS beatRevenue in line |
| Q3 FY2025reported Oct 23, 2025 | $0.86 | $0.85 | $884.7M | $897.6M | EPS in lineRevenue in line |
| Q2 FY2025reported Jul 24, 2025 | $0.76 | $0.77 | $844.4M | $840.9M | EPS in lineRevenue in line |
| Q1 FY2025reported Apr 24, 2025 | $0.80 | $0.78 | $838.2M | $852.6M | EPS beatRevenue miss |
Actual against the consensus estimate at the time. A flag marks a beat or a miss of more than 1.5% either way; inside that band the quarter is in line. A flag reads n/a only when a number is missing. Quarterly EPS is the figure set against the consensus, usually adjusted, so the quarters need not add up to the 12-month net income per share above. An estimate is a forecast made by analysts, not a company target.
Executive pay
as filed for fiscal 2025 · proxy filed Oct 9, 2026| Executive | Salary | Stock awards | Other | Total |
|---|---|---|---|---|
| Seth BernsteinCEO | $500K | $7.6M | $7.1M | $15.1M |
| Onur ErzanPresident | $400K | $7.8M | $3.2M | $11.4M |
| Karl SprulesCOO | $400K | $1.8M | $2.3M | $4.6M |
| Thomas SimeoneCFO | $300K | $475K | $995K | $1.8M |
| Mark ManleyGeneral Counsel and Corporate Secretary | $400K | $455K | $878K | $1.7M |
The summary compensation table from the proxy statement for fiscal 2025, with titles as filed then. 1 executive who has since left the company is named in that filing and not shown here. Read the filing
Institutional holders
13F positions as of Jun 30, 2026| Holder | Value | Shares | Shares vs prior qtr | % of shares out |
|---|---|---|---|---|
| Morgan Stanley | $35.3M | 1,002,715 | +47.5% | 1.07% |
| American Century Companies Inc | $33.3M | 944,884 | -1.7% | 1.01% |
| Bank of America Corp | $25.7M | 728,519 | -5.1% | 0.78% |
| Wells Fargo & Company | $19.9M | 565,889 | +14.2% | 0.61% |
| LPL Financial LLC | $19.5M | 552,670 | +7.0% | 0.59% |
| UBS Group AG | $16.3M | 462,081 | +42.1% | 0.50% |
| Cresset Asset Management, LLC | $13.3M | 378,183 | 0.0% | 0.41% |
| Pathstone Holdings, LLC | $13.3M | 377,897 | New | 0.41% |
| Invesco Ltd. | $11.9M | 337,462 | +0.4% | 0.36% |
| Stifel Financial Corp | $9.5M | 270,777 | +2.0% | 0.29% |
| Janney Montgomery Scott LLC | $9.1M | 257,639 | New | 0.28% |
| Horizon Kinetics Asset Management LLC | $8.8M | 248,496 | +14.3% | 0.27% |
A 13F reports long US equity positions and is filed within 45 days of the quarter end, so these are positions as they stood on Jun 30, 2026. New: not in this holder's prior 13F as reported; a change of filer ID can also show as new. For a manager's whole book see the fund directory. What a 13F covers and leaves out is explained in our guide to Form 13F.
GetSignal watches Form 4 and STOCK Act filings and pushes each one to your phone as it is published, with the history behind it. Free on iOS and Android.
Open-market insider trades
3 filings shown · newest filing first| Insider | Action | Shares | Price | Value | Trade date | Delay (business days) |
|---|---|---|---|---|---|---|
| Charles G.T. StonehillDirector | Sold | 5,000 | $37.17 | $186K | Aug 4, 2026filed Aug 6, 2026 | 2d |
| Seth P. BernsteinCEO | Sold | 29,000 | $39.54 | $1.1M | Apr 30, 2026filed May 4, 2026 | 2d |
| Seth P. BernsteinCEO | Sold · scheduled | 26,840 | $41.08 | $1.1M | Feb 18, 2026filed Feb 19, 2026 | 1d |
One row is one filing, newest filing first. A filing that reported its trade in several tranches is summed, priced at the weighted average, and marked with its line count. Scheduled: set up in advance under a Rule 10b5-1 trading plan. The delay counts business days from the trade to the filing, the unit of Form 4's two business day deadline: weekends and federal holidays are skipped. How the filing itself works is explained in our guide to Form 4.
Other Form 4 activity (18)
| Insider | Event | Shares | Date |
|---|---|---|---|
| Joan M. LammtennantDirector | Stock award | 4,397 | May 20, 2026 |
| Todd WalthallDirector | Stock award | 4,397 | May 20, 2026 |
| Das NarayandasDirector | Stock award | 4,397 | May 20, 2026 |
| Daniel G. KayeDirector | Stock award | 4,397 | May 20, 2026 |
| Charles G.T. StonehillDirector | Stock award | 4,397 | May 20, 2026 |
| Bruce M. HolleyDirector | Stock award | 4,397 | May 20, 2026 |
| Thomas SimeoneChief Accounting Officer | Stock award | 11,554 | Dec 10, 2025 |
| Seth P. BernsteinPresident and CEO | Stock award | 159,937 | Dec 10, 2025 |
| Onur ErzanHead, Gl. Cl. Grp. & Pr. Wlth. | Stock award | 65,678 | Dec 10, 2025 |
| Mark R. ManleyGeneral Counsel & Corp Sec | Stock award | 11,068 | Dec 10, 2025 |
| Karl SprulesChief Operating Officer | Stock award | 44,393 | Dec 10, 2025 |
| Karl SprulesChief Operating Officer | Gift | 2,490 | Dec 10, 2025 |
| Alexis LuckeyChief Accounting Officer | Stock award | 517 | Dec 10, 2025 |
| Thomas SimeoneChief Accounting Officer | Tax withholding | 4,671 | Dec 1, 2025 |
| Seth P. BernsteinPresident and CEO | Tax withholding | 95,095 | Dec 1, 2025 |
| Onur ErzanHead, Gl. Cl. Grp. & Pr. Wlth. | Tax withholding | 92,525 | Dec 1, 2025 |
| Mark R. ManleyGeneral Counsel & Corp Sec | Tax withholding | 11,810 | Dec 1, 2025 |
| Karl SprulesChief Operating Officer | Tax withholding | 71,046 | Dec 1, 2025 |
Awards, option exercises, shares withheld to cover tax and gifts all file on the same form as a purchase or a sale. None of them is a decision to trade, so they sit here rather than beside the ones that are.
Congress trades in AB
3 disclosures of 3 on record · median 19d of the 45 allowedSince the trade: the stock's move from the trade date to the latest close we hold (figures as of Oct 24, 2026), not the member's result. Not investment advice.
| Member | Type | Action | Amount disclosed | Stock since the trade | Trade date | Disclosed | Delay |
|---|---|---|---|---|---|---|---|
| Nancy PelosiSpouse | Stock | Purchase | $500,001 - $1,000,000 | -7.8%S&P 500 +94.5% · -102.3 pts vs S&P 500 | Feb 18, 2021 | Mar 9, 2021 | 19d |
| Nancy PelosiSpouse | Stock | Purchase | $500,001 - $1,000,000 | -3.5%S&P 500 +96.1% · -99.6 pts vs S&P 500 | Feb 23, 2021 | Mar 9, 2021 | 14d |
| Nancy PelosiSpouse | Stock | Purchase | $500,001 - $1,000,000 | +4.7%S&P 500 +107.0% · -102.3 pts vs S&P 500 | Dec 22, 2020 | Jan 21, 2021 | 30d |
Since the trade is an estimate, set beside the S&P 500 over the same window, with the gap between the two in percentage points. The filing carries a band, not a fill, and a sale keeps the stock's sign, so a positive figure after a sale means the stock kept rising after it. An option row carries the underlying stock's move. A row marked n/a is one we hold no figure for.
A delay above 45 days is the gap between the dates on the report; we mark a filing late only after checking it.
"Not captured" means the band or the transaction type on the original report is missing from our data.
"Dates conflict" marks a row whose disclosure is dated before its trade on the record we hold. Both dates are printed as filed, and no since-the-trade figure is computed from them.
Every Congress trade in AB, filterable by party, chamber, type and account.
Members of Congress reporting a position
1 member · estimate, as of Oct 20, 20261 member reports a position (estimated). The largest estimated position is in the $1,000,001 - $5,000,000 band.
| Member | Party, chamber | Estimated position | Share of their portfolio |
|---|---|---|---|
| Nancy Pelosi | Democrat · House | $1,000,001 - $5,000,000 | 1.7% |
Estimate, as of Oct 20, 2026. Each position is modelled from the member's disclosed transactions and annual filings: the midpoint of each disclosed band, moved with the stock's price since the trade. It is a rough estimate of a reported position, not a figure from a filing, which is why it is shown as a band. Share of portfolio sets that estimate against the member's whole estimated public-stock portfolio.
Questions
Are insiders buying or selling AB?
Across the 3 most recent open-market filings shown here, 0 were purchases and 3 were sales. One was scheduled in advance under a Rule 10b5-1 plan.
Which members of Congress have traded AB?
Nancy Pelosi disclosed AB transactions in the filings shown here.
Which members of Congress hold AB?
1 member of Congress reports a position in AB in the estimate we hold as of Oct 20, 2026. The estimated position belongs to Nancy Pelosi. The estimate is built from disclosed transactions and annual filings, so it is shown as a band rather than a figure from a filing.
How quickly are AB trades disclosed?
Insider filings on this page reached the public a median of 2 business days after the transaction (weekends and federal holidays skipped), against the two business days Form 4 allows. Congressional disclosures took a median of 19 days, against the 45 the STOCK Act allows.
How to read a Form 4
A DECISION THE INSIDER MADE
COMPENSATION PLUMBING
Congress rows disclose a value range rather than an exact amount, and the STOCK Act allows up to 45 days to report. Full sourcing and the limits of this data are on the methodology page. A filing is a record of a transaction, not a signal, and nothing here is investment advice.
Data as of Oct 26, 2026.