Insider and congress filings

AllianceBernstein Holding L.P. (AB)

NYSE · Financial Services · 26 insider filings · 3 congress trades · last filed 1 month ago

3
Open-market insider filings shown
2d
Median delay on the insider filings
within the two business day rule
0/3
Purchases and sales in the filings shown

About AllianceBernstein Holding L.P.

from the company's filings and listing
Exchange
NYSE
Sector
Financial Services
Industry
Asset Management
Chief executive
Seth Perry Bernstein
Employees
4,468
Listed since
Apr 14, 1988
Market value
$3.4B
Price to earnings
10.8
Earnings per share
$3.35
Dividend yield
9.54%

abcomredirect.alliancebernstein.com

Earnings

6 reported quarters · next on Oct 22, 2026
QuarterEPSEPS expectedRevenueRevenue expectedResult
Q2 FY2026reported Jul 28, 2026$0.82$0.83$887.5M$907.7MEPS in lineRevenue miss
Q1 FY2026reported Apr 28, 2026$0.83$0.87$871.1M$894.7MEPS missRevenue miss
Q4 FY2025reported Feb 5, 2026$0.96$0.92$957.3M$956.1MEPS beatRevenue in line
Q3 FY2025reported Oct 23, 2025$0.86$0.85$884.7M$897.6MEPS in lineRevenue in line
Q2 FY2025reported Jul 24, 2025$0.76$0.77$844.4M$840.9MEPS in lineRevenue in line
Q1 FY2025reported Apr 24, 2025$0.80$0.78$838.2M$852.6MEPS beatRevenue miss

Actual against the consensus estimate at the time. A flag marks a beat or a miss of more than 1.5% either way; inside that band the quarter is in line. A flag marked GAAP compares a GAAP figure the company reported with an adjusted consensus, two different measures, so a one-time gain or charge can move it either way; basis unverified means we could not classify the reported figure. A flag reads n/a only when a number is missing. An estimate is a forecast made by analysts, not a company target.

Institutional holders

13F positions as of Jun 30, 2026
HolderValueSharesChangeOf company
Morgan Stanley$35.3M1,002,715+47.5%1.07%
American Century Companies Inc$33.3M944,884-1.7%1.01%
Bank Of America Corp$25.7M728,519-5.1%0.78%
Wells Fargo & Company/Mn$19.9M565,889+14.2%0.61%
LPL Financial LLC$19.5M552,670+7.0%0.59%
UBS Group AG$16.3M462,081+42.1%0.50%
Peak6 LLC$14.1M400,0000.0%0.43%
Cresset Asset Management, LLC$13.3M378,1830.0%0.41%
Pathstone Holdings, LLC$13.3M377,897+100.0%0.41%
Invesco Ltd.$11.9M337,462+0.4%0.36%
Stifel Financial Corp$9.5M270,777+2.0%0.29%
Susquehanna International Group, LLP$9.2M262,200-11.3%0.28%

A 13F reports long US equity positions 45 days after the quarter ends, so these are positions as they stood on Jun 30, 2026. For a manager's whole book see the fund directory.

Know the moment the next AB filing lands.

GetSignal watches Form 4 and STOCK Act filings and pushes each one to your phone as it is published, with the history behind it. Free on iOS and Android.

Open-market insider trades

3 filings of 26 on record
InsiderActionSharesPriceValueTrade dateDelay
Charles G.T. StonehillDirectorSold5,000$37.17$186KAug 4, 20262d
Seth P. BernsteinCEOSold29,000$39.54$1.1MApr 30, 20264d
Seth P. BernsteinCEOSold26,840$41.08$1.1MFeb 18, 20261d

One row is one filing. A filing that reported its trade in several tranches is summed, priced at the weighted average, and marked with its line count.

Congress trades in AB

3 disclosures of 3 on record · median 19d of the 45 allowed
MemberTypeActionAmount disclosedSince the tradeTrade dateDisclosedDelay
Nancy PelosiSpouseStockPurchase$500,001 - $1,000,000-4.0%S&P +95.4% · vs S&P 500 -99.4%Feb 18, 2021Mar 9, 202119d
Nancy PelosiSpouseStockPurchase$500,001 - $1,000,000+0.5%S&P +97.1% · vs S&P 500 -96.5%Feb 23, 2021Mar 9, 202114d
Nancy PelosiSpouseStockPurchase$500,001 - $1,000,000+9.0%S&P +108.0% · vs S&P 500 -98.9%Dec 22, 2020Jan 21, 202130d

Since the trade: the stock's move from the trade date to the latest close we hold, as of Sep 10, 2026, an estimate, with the S&P 500 over the same window and the difference against it. The figures describe the stock after the trade, not the member's result: the filing carries a band, not a fill, and a sale keeps the same sign, so a positive figure after a sale means the stock kept rising. An option row carries the underlying stock's move. A row marked n/a has no market price. Not investment advice.

Members of Congress reporting a position

1 member · estimate, as of Sep 10, 2026

1 member reports a position (estimated). The largest estimated position is in the $1,000,001 - $5,000,000 band.

MemberParty, chamberEstimated positionShare of their portfolio
Nancy PelosiDemocrat · House$1,000,001 - $5,000,0001.8%

Estimate, as of Sep 10, 2026. Each position is modelled from the member's disclosed transactions and annual filings: the midpoint of each disclosed band, moved with the stock's price since the trade. It is a rough estimate of a reported position, not a figure from a filing, which is why it is shown as a band. Share of portfolio sets that estimate against the member's whole estimated public-stock portfolio.

Awards, option exercises and gifts (18)
InsiderEventSharesDate
Todd WalthallDirectorStock award4,397May 20, 2026
Bruce M. HolleyDirectorStock award4,397May 20, 2026
Das NarayandasDirectorStock award4,397May 20, 2026
Joan M. LammtennantDirectorStock award4,397May 20, 2026
Charles G.T. StonehillDirectorStock award4,397May 20, 2026
Daniel G. KayeDirectorStock award4,397May 20, 2026
Seth P. BernsteinPresident and CEOStock award159,937Dec 10, 2025
Alexis LuckeyChief Accounting OfficerStock award517Dec 10, 2025
Karl SprulesChief Operating OfficerStock award44,393Dec 10, 2025
Mark R. ManleyGeneral Counsel & Corp SecStock award11,068Dec 10, 2025
Thomas SimeoneChief Accounting OfficerStock award11,554Dec 10, 2025
Karl SprulesChief Operating OfficerGift2,490Dec 10, 2025
Onur ErzanHead, Gl. Cl. Grp. & Pr. Wlth.Stock award65,678Dec 10, 2025
Mark R. ManleyGeneral Counsel & Corp SecTax withholding11,810Dec 1, 2025
Onur ErzanHead, Gl. Cl. Grp. & Pr. Wlth.Tax withholding92,525Dec 1, 2025
Thomas SimeoneChief Accounting OfficerTax withholding4,671Dec 1, 2025
Seth P. BernsteinPresident and CEOTax withholding95,095Dec 1, 2025
Karl SprulesChief Operating OfficerTax withholding71,046Dec 1, 2025

Awards, option exercises, shares withheld to cover tax and gifts all file on the same form as a purchase or a sale. None of them is a decision to trade, so they sit here rather than beside the ones that are.

Questions

Are insiders buying or selling AB?

Across the 3 most recent open-market filings shown here, 0 were purchases and 3 were sales.

Which members of Congress have traded AB?

Nancy Pelosi disclosed AB transactions in the filings shown here.

Which members of Congress hold AB?

1 member of Congress reports a position in AB in the estimate we hold as of Sep 10, 2026. The largest estimated position belongs to Nancy Pelosi. The estimate is built from disclosed transactions and annual filings, so it is shown as a band rather than a figure from a filing.

How quickly are AB trades disclosed?

Insider filings on this page reached the public a median of 2 days after the transaction, against the two business days Form 4 allows. Congressional disclosures took a median of 19 days, against the 45 the STOCK Act allows.

How to read a Form 4

A DECISION THE INSIDER MADE

POpen-market purchase. Bought with their own money at the market price.
SOpen-market sale. Sold on the market. A sale marked scheduled was set up in advance under a Rule 10b5-1 plan, often months before.

COMPENSATION PLUMBING

AStock award. Granted as pay, not bought.
MOption exercise. Converting options already held into shares.
FTax withholding. Shares handed back to the company to pay the tax on a grant.
GGift. Given away, with no money changing hands.

Congress rows disclose a value range rather than an exact amount, and the STOCK Act allows up to 45 days to report. Full sourcing and the limits of this data are on the methodology page. A filing is a record of a transaction, not a signal, and nothing here is investment advice.

Data as of Sep 10, 2026.

Related companies

traded by the same members

See every company we track