Insider and congress filings
Sumitomo Mitsui Financial Group, Inc. (SMFG)
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About Sumitomo Mitsui Financial Group, Inc.
from the company's filings and listing, as of Oct 26, 2026- Exchange
- NYSE
- Sector
- Financial Services
- Industry
- Banks - Diversified
- Chief executive
- Toru Nakashima
- Employees
- 122,970
- Listed since
- Jan 27, 2006
- Market value
- $92.2B
- Price to earnings (12 mo)
- 14.1
- Net income per share (12 mo)
- $1.69in US dollars, from price and P/E
- Dividend yield
- 5.37%
Earnings
6 reported quarters · next on Nov 13, 2026| Quarter | EPS | EPS expected | Revenue | Revenue expected | Result |
|---|---|---|---|---|---|
| Q1 FY2027reported Jul 31, 2026 | $0.50 | $0.44 | $9.0B | $8.1B | EPS beatRevenue beat |
| Q4 FY2026reported May 13, 2026 | $0.24 | $0.11 | $18.1B | $7.6B | EPS beatRevenue beat |
| Q3 FY2026reported Jan 30, 2026 | $0.16 | $0.40 | $35.9B | $7.5B | EPS missRevenue beat |
| Q2 FY2026reported Nov 14, 2025 | $0.59 | $0.40 | $8.1B | $7.3B | EPS beatRevenue beat |
| Q1 FY2026reported Jul 31, 2025 | $0.39 | $0.37 | $7.3B | $7.5B | EPS beatRevenue miss |
| Q4 FY2025reported May 14, 2025 | $0.06 | $0.07 | $17.3B | $5.6B | EPS missRevenue beat |
Actual against the consensus estimate at the time. A flag marks a beat or a miss of more than 1.5% either way; inside that band the quarter is in line. A flag reads n/a only when a number is missing. Quarterly EPS is the figure set against the consensus, usually adjusted, so the quarters need not add up to the 12-month net income per share above. An estimate is a forecast made by analysts, not a company target.
Institutional holders
13F positions as of Jun 30, 2026| Holder | Value | Shares | Shares vs prior qtr | % of shares out |
|---|---|---|---|---|
| Morgan Stanley | $592.2M | 25,112,524 | +9.4% | 0.40% |
| FMR LLC | $328.6M | 13,937,223 | +10.9% | 0.22% |
| Goldman Sachs Group Inc | $255.0M | 10,814,662 | +1.0% | 0.17% |
| BlackRock, Inc. | $185.2M | 7,854,802 | +2.3% | 0.12% |
| Fisher Asset Management, LLC | $148.4M | 6,291,379 | +96.8% | 0.10% |
| Northern Trust Corp | $145.2M | 6,158,454 | -0.5% | 0.10% |
| Clark Capital Management Group, Inc. | $90.3M | 3,831,212 | +1.3% | 0.06% |
| American Century Companies Inc | $82.4M | 3,493,982 | +16.1% | 0.06% |
| Dimensional Fund Advisors LP | $74.0M | 3,139,702 | +1.6% | 0.05% |
| Envestnet Asset Management Inc | $53.4M | 2,263,530 | +2.8% | 0.04% |
| Wells Fargo & Company | $50.6M | 2,146,202 | -0.7% | 0.03% |
| Quantinno Capital Management LP | $50.5M | 2,143,555 | +32.7% | 0.03% |
A 13F reports long US equity positions and is filed within 45 days of the quarter end, so these are positions as they stood on Jun 30, 2026. For a manager's whole book see the fund directory. What a 13F covers and leaves out is explained in our guide to Form 13F.
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Open-market insider trades
1 filing shown · newest filing first| Insider | Action | Shares | Price | Value | Trade date | Delay (business days) |
|---|---|---|---|---|---|---|
| Kazuyuki AnchiSr. Mg. Corp. EO & Group CFO | Sold | 4,000 | $42.47 | $170K | Aug 12, 2026filed Aug 14, 2026 | 2d |
One row is one filing, newest filing first. A filing that reported its trade in several tranches is summed, priced at the weighted average, and marked with its line count. The delay counts business days from the trade to the filing, the unit of Form 4's two business day deadline: weekends and federal holidays are skipped. How the filing itself works is explained in our guide to Form 4.
Other Form 4 activity (20)
| Insider | Event | Shares | Date |
|---|---|---|---|
| Akio IsowaSenior Managing Corporate EO | Stock award | 19,296 | Jul 27, 2026 |
| Fumihiko ItoSenior Managing Corporate EO | Stock award | 1,339 | Jul 24, 2026 |
| Fumihiko ItoSenior Managing Corporate EO | Disposed to issuer | 3,300 | Jul 27, 2026 |
| Fumihiko ItoSenior Managing Corporate EO | Stock award | 19,296 | Jul 27, 2026 |
| Takashi KobayashiSenior Managing Corporate EO | Stock award | 1,131 | Jul 24, 2026 |
| Takashi KobayashiSenior Managing Corporate EO | Disposed to issuer | 3,300 | Jul 27, 2026 |
| Takashi KobayashiSenior Managing Corporate EO | Stock award | 19,296 | Jul 27, 2026 |
| Natsuhiro SamejimaSenior Managing Corporate EO | Stock award | 1,131 | Jul 24, 2026 |
| Natsuhiro SamejimaSenior Managing Corporate EO | Disposed to issuer | 2,800 | Jul 27, 2026 |
| Natsuhiro SamejimaSenior Managing Corporate EO | Stock award | 16,596 | Jul 27, 2026 |
| Hideki TakamatsuSenior Managing Corporate EO | Stock award | 1,131 | Jul 24, 2026 |
| Hideki TakamatsuSenior Managing Corporate EO | Disposed to issuer | 2,100 | Jul 27, 2026 |
| Hideki TakamatsuSenior Managing Corporate EO | Stock award | 12,549 | Jul 27, 2026 |
| Yukihiro MabuchiSenior Managing Corporate EO | Stock award | 1,339 | Jul 24, 2026 |
| Yukihiro MabuchiSenior Managing Corporate EO | Disposed to issuer | 2,800 | Jul 27, 2026 |
| Yukihiro MabuchiSenior Managing Corporate EO | Stock award | 16,596 | Jul 27, 2026 |
| Akio UemuraSenior Managing Corporate EO | Stock award | 1,284 | Jul 24, 2026 |
| Akio UemuraSenior Managing Corporate EO | Disposed to issuer | 2,600 | Jul 27, 2026 |
| Akio UemuraSenior Managing Corporate EO | Stock award | 15,249 | Jul 27, 2026 |
| Arihiro NagataSenior Managing Corporate EO | Stock award | 1,241 | Jul 24, 2026 |
Awards, option exercises, shares withheld to cover tax and gifts all file on the same form as a purchase or a sale. None of them is a decision to trade, so they sit here rather than beside the ones that are.
Congress trades in SMFG
16 disclosures of 16 on record · median 27d of the 45 allowedSince the trade: the stock's move from the trade date to the latest close we hold (figures as of Oct 24, 2026), not the member's result. Not investment advice.
| Member | Type | Action | Amount disclosed | Stock since the trade | Trade date | Disclosed | Delay |
|---|---|---|---|---|---|---|---|
| Ro Khanna | Stock | Sale | $15,001 - $50,000 | -7.5%After the saleS&P 500 +0.7% · -8.2 pts vs S&P 500 | Jul 10, 2026 | Aug 7, 2026 | 28d |
| Alan ArmstrongSelf | Stock | Purchase | $15,001 - $50,000 | +25.1%S&P 500 +20.3% · +4.9 pts vs S&P 500 | Mar 30, 2026 | Jul 21, 2026 | 113d |
| Ro Khanna | Stock | Purchase | $1,001 - $15,000 | +12.4%S&P 500 +3.6% · +8.8 pts vs S&P 500 | May 8, 2026 | Jun 9, 2026 | 32d |
| Ro Khanna | Stock | Sale | $1,001 - $15,000 | +24.6%After the saleS&P 500 +14.7% · +9.9 pts vs S&P 500 | Mar 13, 2026 | Apr 7, 2026 | 25d |
| Ro Khanna | Stock | Sale | $15,001 - $50,000 | +1.2%After the saleS&P 500 +12.0% · -10.8 pts vs S&P 500 | Feb 13, 2026 | Mar 9, 2026 | 24d |
| Ro Khanna | Stock | Sale | $1,001 - $15,000 | +67.6%After the saleS&P 500 +34.7% · +32.9 pts vs S&P 500 | May 9, 2025 | Jun 10, 2025 | 32d |
| Ro Khanna | Stock | Sale | $1,001 - $15,000 | +84.4%After the saleS&P 500 +42.4% · +42.0 pts vs S&P 500 | Apr 11, 2025 | May 12, 2025 | 31d |
| Ro Khanna | Stock | Purchase | $1,001 - $15,000 | +81.5%S&P 500 +31.1% · +50.4 pts vs S&P 500 | Oct 11, 2024 | Nov 8, 2024 | 28d |
| Ro Khanna | Stock | Purchase | $1,001 - $15,000 | +88.6%S&P 500 +40.0% · +48.6 pts vs S&P 500 | Jun 14, 2024 | Jul 8, 2024 | 24d |
| Ro Khanna | Stock | Sale | $1,001 - $15,000 | +146.1%After the saleS&P 500 +76.2% · +69.9 pts vs S&P 500 | Oct 13, 2023 | Nov 8, 2023 | 26d |
| Daniel S. Goldman | Stock | Sale | $50,001 - $100,000 | +175.1%After the saleS&P 500 +72.9% · +102.2 pts vs S&P 500 | Jul 10, 2023 | Aug 13, 2023 | 34d |
| Daniel S. Goldman | Stock | Purchase | $1,001 - $15,000 | +197.5%S&P 500 +85.8% · +111.7 pts vs S&P 500 | Mar 31, 2023 | Apr 17, 2023 | 17d |
| Ro Khanna | Stock | Purchase | $1,001 - $15,000 | +174.5%S&P 500 +92.6% · +82.0 pts vs S&P 500 | Mar 1, 2023 | Mar 3, 2023 | 2d |
| Shelley Moore CapitoSelf | Stock | Sale (Partial) | $1,001 - $15,000 | +249.0%After the saleS&P 500 +59.3% · +189.7 pts vs S&P 500 | Dec 28, 2021 | Jan 15, 2022 | 18d |
| Michael T. McCaul | Stock | Sale | $1,001 - $15,000 | +282.6%After the saleS&P 500 +261.2% · +21.4 pts vs S&P 500 | Jun 23, 2016 | Jul 15, 2016 | 22d |
| Michael T. McCaul | Stock | Sale | $1,001 - $15,000 | +333.5%After the saleS&P 500 +296.7% · +36.8 pts vs S&P 500 | Feb 18, 2016 | Mar 18, 2016 | 29d |
Since the trade is an estimate, set beside the S&P 500 over the same window, with the gap between the two in percentage points. The filing carries a band, not a fill, and a sale keeps the stock's sign, so a positive figure after a sale means the stock kept rising after it. An option row carries the underlying stock's move. A row marked n/a is one we hold no figure for.
A delay above 45 days is the gap between the dates on the report; we mark a filing late only after checking it.
"Not captured" means the band or the transaction type on the original report is missing from our data.
"Dates conflict" marks a row whose disclosure is dated before its trade on the record we hold. Both dates are printed as filed, and no since-the-trade figure is computed from them.
Every Congress trade in SMFG, filterable by party, chamber, type and account.
Questions
Are insiders buying or selling SMFG?
Across the one open-market filing shown here, 0 were purchases and 1 was a sale.
Which members of Congress have traded SMFG?
Ro Khanna, Alan Armstrong, Daniel S. Goldman, Shelley Moore Capito and Michael T. McCaul disclosed SMFG transactions in the filings shown here.
How quickly are SMFG trades disclosed?
Insider filings on this page reached the public a median of 2 business days after the transaction (weekends and federal holidays skipped), against the two business days Form 4 allows. Congressional disclosures took a median of 27 days, against the 45 the STOCK Act allows.
How to read a Form 4
A DECISION THE INSIDER MADE
COMPENSATION PLUMBING
Congress rows disclose a value range rather than an exact amount, and the STOCK Act allows up to 45 days to report. Full sourcing and the limits of this data are on the methodology page. A filing is a record of a transaction, not a signal, and nothing here is investment advice.
Data as of Oct 26, 2026.