Insider and congress filings
Sumitomo Mitsui Financial Group, Inc. (SMFG)
About Sumitomo Mitsui Financial Group, Inc.
from the company's filings and listing- Exchange
- NYSE
- Sector
- Financial Services
- Industry
- Banks - Diversified
- Chief executive
- Toru Nakashima
- Employees
- 122,970
- Listed since
- Jan 27, 2006
- Market value
- $101.9B
- Price to earnings
- 15.5
- Earnings per share
- $448.24
- Dividend yield
- 2.28%
Earnings
6 reported quarters · next on Nov 13, 2026| Quarter | EPS | EPS expected | Revenue | Revenue expected | Result |
|---|---|---|---|---|---|
| Q1 FY2027reported Jul 31, 2026 | $0.50 | $0.44 | $9.0B | $8.1B | EPS beatRevenue beat |
| May 13, 2026 | $0.24 | $0.11 | $18.1B | $7.6B | EPS beatRevenue beat |
| Q3 FY2026reported Jan 30, 2026 | $0.16 | $0.40 | $35.9B | $7.5B | EPS missRevenue beat |
| Nov 14, 2025 | $0.59 | $0.40 | $8.1B | $7.3B | EPS beatRevenue beat |
| Jul 31, 2025 | $0.39 | $0.37 | $7.3B | $7.5B | EPS beatRevenue miss |
| May 14, 2025 | $0.06 | $0.07 | $17.3B | $5.6B | EPS missRevenue beat |
Actual against the consensus estimate at the time. A flag marks a beat or a miss of more than 1.5% either way; inside that band the quarter is in line. A flag marked GAAP compares a GAAP figure the company reported with an adjusted consensus, two different measures, so a one-time gain or charge can move it either way; basis unverified means we could not classify the reported figure. A flag reads n/a only when a number is missing. An estimate is a forecast made by analysts, not a company target.
Institutional holders
13F positions as of Jun 30, 2026| Holder | Value | Shares | Change | Of company |
|---|---|---|---|---|
| Morgan Stanley | $592.2M | 25,112,524 | +9.4% | 0.40% |
| FMR LLC | $328.6M | 13,937,223 | +10.9% | 0.22% |
| Goldman Sachs Group Inc | $255.0M | 10,814,662 | +1.0% | 0.17% |
| Blackrock, Inc. | $185.2M | 7,854,802 | +2.3% | 0.12% |
| Fisher Asset Management, LLC | $148.4M | 6,291,379 | +96.8% | 0.10% |
| Northern Trust Corp | $145.2M | 6,158,454 | -0.5% | 0.10% |
| Clark Capital Management Group, Inc. | $90.3M | 3,831,212 | +1.3% | 0.06% |
| American Century Companies Inc | $82.4M | 3,493,982 | +16.1% | 0.06% |
| Dimensional Fund Advisors LP | $74.0M | 3,139,702 | +1.6% | 0.05% |
| Envestnet Asset Management Inc | $53.4M | 2,263,530 | +2.8% | 0.04% |
| Wells Fargo & Company/Mn | $50.6M | 2,146,202 | -0.7% | 0.03% |
| Quantinno Capital Management LP | $50.5M | 2,143,555 | +32.7% | 0.03% |
A 13F reports long US equity positions 45 days after the quarter ends, so these are positions as they stood on Jun 30, 2026. For a manager's whole book see the fund directory.
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Open-market insider trades
1 filing of 26 on record| Insider | Action | Shares | Price | Value | Trade date | Delay |
|---|---|---|---|---|---|---|
| Kazuyuki AnchiSr. Mg. Corp. EO & Group CFO | Sold | 4,000 | $42.47 | $170K | Aug 12, 2026 | 2d |
One row is one filing. A filing that reported its trade in several tranches is summed, priced at the weighted average, and marked with its line count.
Congress trades in SMFG
16 disclosures of 16 on record · median 28d of the 45 allowed| Member | Type | Action | Amount disclosed | Since the trade | Trade date | Disclosed | Delay |
|---|---|---|---|---|---|---|---|
| Ro Khanna | Stock | Sale | $15,001 - $50,000 | +2.2%S&P +1.0% · vs S&P 500 +1.2% | Jul 10, 2026 | Aug 7, 2026 | 28d |
| Alan ArmstrongSelfFiled late | Stock | Purchase | $15,001 - $50,000 | +38.3%S&P +20.7% · vs S&P 500 +17.7% | Mar 30, 2026 | Jul 21, 2026 | 113d |
| Ro Khanna | Stock | Purchase | $1,001 - $15,000 | +22.8%S&P +3.4% · vs S&P 500 +19.4% | May 8, 2026 | Jun 9, 2026 | 32d |
| Ro Khanna | Stock | Sale | $1,001 - $15,000 | +37.8%S&P +15.1% · vs S&P 500 +22.7% | Mar 13, 2026 | Apr 7, 2026 | 25d |
| Ro Khanna | Stock | Sale | $15,001 - $50,000 | +10.5%S&P +11.8% · vs S&P 500 -1.3% | Feb 13, 2026 | Mar 9, 2026 | 24d |
| Ro Khanna | Stock | Sale | $1,001 - $15,000 | +85.3%S&P +35.1% · vs S&P 500 +50.2% | May 9, 2025 | Jun 10, 2025 | 32d |
| Ro Khanna | Stock | Sale | $1,001 - $15,000 | +103.8%S&P +42.9% · vs S&P 500 +60.9% | Apr 11, 2025 | May 12, 2025 | 31d |
| Ro Khanna | Stock | Purchase | $1,001 - $15,000 | +100.7%S&P +31.6% · vs S&P 500 +69.1% | Oct 11, 2024 | Nov 8, 2024 | 28d |
| Ro Khanna | Stock | Purchase | $1,001 - $15,000 | +108.5%S&P +40.5% · vs S&P 500 +68.0% | Jun 14, 2024 | Jul 8, 2024 | 24d |
| Ro Khanna | Stock | Sale | $1,001 - $15,000 | +172.1%S&P +76.8% · vs S&P 500 +95.3% | Oct 13, 2023 | Nov 8, 2023 | 26d |
| Daniel S. Goldman | Stock | Sale | $50,001 - $100,000 | +204.2%S&P +73.5% · vs S&P 500 +130.7% | Jul 10, 2023 | Aug 13, 2023 | 34d |
| Daniel S. Goldman | Stock | Purchase | $1,001 - $15,000 | +228.9%S&P +86.4% · vs S&P 500 +142.5% | Mar 31, 2023 | Apr 17, 2023 | 17d |
| Ro Khanna | Stock | Purchase | $1,001 - $15,000 | +209.0%S&P +94.1% · vs S&P 500 +114.9% | Mar 1, 2023 | Mar 3, 2023 | 2d |
| Shelley Moore CapitoSelf | Stock | Sale (Partial) | $1,001 - $15,000 | +285.8%S&P +59.8% · vs S&P 500 +225.9% | Dec 28, 2021 | Jan 15, 2022 | 18d |
| Michael T. McCaul | Stock | Sale | $1,001 - $15,000 | +325.1%S&P +263.0% · vs S&P 500 +62.1% | Jun 23, 2016 | Jul 15, 2016 | 22d |
| Michael T. McCaul | Stock | Sale | $1,001 - $15,000 | +381.6%S&P +298.6% · vs S&P 500 +83.0% | Feb 18, 2016 | Mar 18, 2016 | 29d |
Since the trade: the stock's move from the trade date to the latest close we hold, as of Sep 10, 2026, an estimate, with the S&P 500 over the same window and the difference against it. The figures describe the stock after the trade, not the member's result: the filing carries a band, not a fill, and a sale keeps the same sign, so a positive figure after a sale means the stock kept rising. An option row carries the underlying stock's move. A row marked n/a has no market price. Not investment advice.
Awards, option exercises and gifts (20)
| Insider | Event | Shares | Date |
|---|---|---|---|
| Natsuhiro SamejimaSenior Managing Corporate EO | Stock award | 1,131 | Jul 24, 2026 |
| Yukihiro MabuchiSenior Managing Corporate EO | Disposed to issuer | 2,800 | Jul 27, 2026 |
| Akio UemuraSenior Managing Corporate EO | Stock award | 15,249 | Jul 27, 2026 |
| Arihiro NagataSenior Managing Corporate EO | Disposed to issuer | 2,600 | Jul 27, 2026 |
| Haruyuki YoshikawaSenior Managing Corporate EO | Stock award | 3,833 | Jul 24, 2026 |
| Takashi KobayashiSenior Managing Corporate EO | Stock award | 1,131 | Jul 24, 2026 |
| Hideki TakamatsuSenior Managing Corporate EO | Stock award | 12,549 | Jul 27, 2026 |
| Takashi KobayashiSenior Managing Corporate EO | Disposed to issuer | 3,300 | Jul 27, 2026 |
| Arihiro NagataSenior Managing Corporate EO | Stock award | 15,249 | Jul 27, 2026 |
| Arihiro NagataSenior Managing Corporate EO | Stock award | 1,241 | Jul 24, 2026 |
| Akio UemuraSenior Managing Corporate EO | Disposed to issuer | 2,600 | Jul 27, 2026 |
| Haruyuki YoshikawaSenior Managing Corporate EO | Disposed to issuer | 2,300 | Jul 27, 2026 |
| Yukihiro MabuchiSenior Managing Corporate EO | Stock award | 16,596 | Jul 27, 2026 |
| Hideki TakamatsuSenior Managing Corporate EO | Stock award | 1,131 | Jul 24, 2026 |
| Takashi KobayashiSenior Managing Corporate EO | Stock award | 19,296 | Jul 27, 2026 |
| Hideki TakamatsuSenior Managing Corporate EO | Disposed to issuer | 2,100 | Jul 27, 2026 |
| Natsuhiro SamejimaSenior Managing Corporate EO | Disposed to issuer | 2,800 | Jul 27, 2026 |
| Haruyuki YoshikawaSenior Managing Corporate EO | Stock award | 13,797 | Jul 27, 2026 |
| Yukihiro MabuchiSenior Managing Corporate EO | Stock award | 1,339 | Jul 24, 2026 |
| Akio UemuraSenior Managing Corporate EO | Stock award | 1,284 | Jul 24, 2026 |
Awards, option exercises, shares withheld to cover tax and gifts all file on the same form as a purchase or a sale. None of them is a decision to trade, so they sit here rather than beside the ones that are.
Questions
Are insiders buying or selling SMFG?
Across the one open-market filing shown here, 0 were purchases and 1 was a sale.
Which members of Congress have traded SMFG?
Ro Khanna, Alan Armstrong, Daniel S. Goldman, Shelley Moore Capito, Michael T. McCaul disclosed SMFG transactions in the filings shown here.
How quickly are SMFG trades disclosed?
Insider filings on this page reached the public a median of 2 days after the transaction, against the two business days Form 4 allows. Congressional disclosures took a median of 28 days, against the 45 the STOCK Act allows.
How to read a Form 4
A DECISION THE INSIDER MADE
COMPENSATION PLUMBING
Congress rows disclose a value range rather than an exact amount, and the STOCK Act allows up to 45 days to report. Full sourcing and the limits of this data are on the methodology page. A filing is a record of a transaction, not a signal, and nothing here is investment advice.
Data as of Sep 10, 2026.