Insider and congress filings
Principal Financial Group, Inc. (PFG)
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About Principal Financial Group, Inc.
from the company's filings and listing, as of Oct 27, 2026- Exchange
- NASDAQ
- Sector
- Financial Services
- Industry
- Asset Management
- Chief executive
- Deanna Dawnette Strable-Soethout
- Employees
- 19,700
- Listed since
- Oct 23, 2001
- Market value
- $23.6B
- Price to earnings (12 mo)
- 15.6
- Net income per share, as reported (12 mo)
- $7.07
- Dividend yield
- 2.95%
Earnings
6 reported quarters · next on Feb 8, 2027| Quarter | EPS | EPS expected | Revenue | Revenue expected | Result |
|---|---|---|---|---|---|
| Oct 26, 2026 | $2.22 | $2.43 | $4.3B | $4.3B | EPS missRevenue in line |
| Q2 FY2026reported Jul 27, 2026 | $2.50 | $2.34 | $4.0B | $4.1B | EPS beatRevenue miss |
| Q1 FY2026reported Apr 23, 2026 | $2.07 | $2.01 | $3.5B | $4.1B | EPS beatRevenue miss |
| Q4 FY2025reported Feb 9, 2026 | $2.19 | $2.23 | $4.5B | $4.1B | EPS missRevenue beat |
| Q3 FY2025reported Oct 27, 2025 | $2.10 | $2.20 | $3.7B | $4.1B | EPS missRevenue miss |
| Q2 FY2025reported Jul 28, 2025 | $2.16 | $1.97 | $3.7B | $4.0B | EPS beatRevenue miss |
Actual against the consensus estimate at the time. A flag marks a beat or a miss of more than 1.5% either way; inside that band the quarter is in line. A flag reads n/a only when a number is missing. Quarterly EPS is the figure set against the consensus, usually adjusted, so the quarters need not add up to the 12-month net income per share above. An estimate is a forecast made by analysts, not a company target.
Executive pay
as filed for fiscal 2025 · proxy filed Apr 6, 2026| Executive | Salary | Stock awards | Other | Total |
|---|---|---|---|---|
| Deanna D. Strable-SoethoutChair, President and Chief Executive Officer | $991K | $8.9M | $4.0M | $13.8M |
| Kamal BhatiaPresident and CEO, Principal Asset Management | $552K | $2.6M | $4.5M | $7.7M |
| Christopher J. LittlefieldPresident, Retirement Income Solutions | $680K | $2.5M | $2.7M | $5.9M |
| Amy C. FriedrichPresident, Benefits and Protection | $700K | $2.6M | $2.0M | $5.2M |
| Joel M. PitzChief Financial Officer | $499K | $790K | $1.0M | $2.3M |
The summary compensation table from the proxy statement for fiscal 2025, with titles as filed then. 1 executive who has since left the company is named in that filing and not shown here. Read the filing
Institutional holders
13F positions as of Jun 30, 2026| Holder | Value | Shares | Shares vs prior qtr | % of shares out |
|---|---|---|---|---|
| BlackRock, Inc. | $2.2B | 20,014,673 | -1.5% | 9.15% |
| Nippon Life Insurance Co | $2.0B | 18,137,000 | 0.0% | 8.29% |
| Vanguard Capital Management LLC | $1.5B | 13,479,468 | 0.0% | 6.16% |
| Vanguard Portfolio Management LLC | $1.2B | 11,266,018 | 0.0% | 5.15% |
| State Street Corp | $1.1B | 10,264,856 | +0.8% | 4.66% |
| Bank of America Corp | $742.0M | 6,884,023 | -21.9% | 3.15% |
| Charles Schwab Investment Management Inc | $700.8M | 6,502,068 | +9.8% | 2.97% |
| Capital World Investors | $651.0M | 6,040,005 | +0.2% | 2.76% |
| Geode Capital Management, LLC | $610.0M | 5,681,672 | +0.4% | 2.60% |
| Dimensional Fund Advisors LP | $422.9M | 3,923,279 | +0.9% | 1.79% |
| Invesco Ltd. | $406.5M | 3,771,641 | +6.5% | 1.72% |
| Northern Trust Corp | $350.3M | 3,249,703 | -2.5% | 1.49% |
A 13F reports long US equity positions and is filed within 45 days of the quarter end, so these are positions as they stood on Jun 30, 2026. For a manager's whole book see the fund directory. What a 13F covers and leaves out is explained in our guide to Form 13F.
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Open-market insider trades
2 filings shown · newest filing first| Insider | Action | Shares | Price | Value | Trade date | Delay (business days) |
|---|---|---|---|---|---|---|
| Wee Yee CheongPresident - Asia & Middle East | Sold | 7,534 | $103.16 | $777K | May 21, 2026filed May 22, 2026 | 1d |
| Wee Yee CheongPresident - Asia & Middle East | Sold | 3,211 | $103.06 | $331K | May 20, 2026filed May 22, 2026 | 2d |
One row is one filing, newest filing first. A filing that reported its trade in several tranches is summed, priced at the weighted average, and marked with its line count. The delay counts business days from the trade to the filing, the unit of Form 4's two business day deadline: weekends and federal holidays are skipped. How the filing itself works is explained in our guide to Form 4.
Other Form 4 activity (20)
| Insider | Event | Shares | Date |
|---|---|---|---|
| Blair PickerellDirector | Stock award | 273 | Sep 25, 2026 |
| Mary E. BeamsDirector | Stock award | 105 | Sep 25, 2026 |
| Jonathan AuerbachDirector | Stock award | 161 | Sep 25, 2026 |
| Vivek AgrawalEVP & Chief Growth Officer | Stock award | 226 | Sep 25, 2026 |
| Timothy W. BrownEVP, General Counsel and Sec | Stock award | 163 | Sep 25, 2026 |
| Alfredo RiveraDirector | Stock award | 137 | Sep 25, 2026 |
| Miller Jocelyn CarterDirector | Stock award | 648 | Sep 25, 2026 |
| H. Elizabeth MitchellDirector | Stock award | 78 | Sep 25, 2026 |
| Clare Stack RicherDirector | Stock award | 138 | Sep 25, 2026 |
| Diane C. NordinDirector | Stock award | 211 | Sep 25, 2026 |
| Claudio MuruzabalDirector | Stock award | 97 | Sep 25, 2026 |
| Kenneth A. McCullumEVP - Chief Risk Officer | Stock award | 71 | Sep 25, 2026 |
| Christopher J. LittlefieldPresident - RIS | Stock award | 538 | Sep 25, 2026 |
| Wee Yee CheongPresident - Asia & Middle East | Stock award | 354 | Sep 25, 2026 |
| Amy Christine FriedrichPresident - Benefits & Protect | Stock award | 577 | Sep 25, 2026 |
| Kathleen B. KayEVP-Chief Information Officer | Stock award | 383 | Sep 25, 2026 |
| Kamal BhatiaPresident and CEO - PAM | Stock award | 415 | Sep 25, 2026 |
| Joel PitzEVP & CFO | Stock award | 228 | Sep 25, 2026 |
| Deanna D. Strable-SoethoutChair, President and CEO | Stock award | 635 | Sep 25, 2026 |
| Roger C. HochschildDirector | Stock award | 503 | Sep 25, 2026 |
Awards, option exercises, shares withheld to cover tax and gifts all file on the same form as a purchase or a sale. None of them is a decision to trade, so they sit here rather than beside the ones that are.
Congress trades in PFG
20 disclosures of 44 on record · median 23d of the 45 allowedSince the trade: the stock's move from its estimated entry price (a purchase) or estimated exit price (a sale) to its current price, the latest close we hold. Not the member's result.
| Member | Type | Action | Amount disclosed | Since the trade | Trade date | Disclosed | Delay |
|---|---|---|---|---|---|---|---|
| Alan ArmstrongSelf | Stock | Purchase | $1,001 - $15,000 | +24.8% since the tradeEstimated entry price $87.01, close on Fri Mar 27Current price $108.57, close on Fri Oct 23 | Mar 27, 2026 | Jul 21, 2026 | 116d |
| Ro Khanna | Stock | Sale | $15,001 - $50,000 | +9.3% since the saleEstimated exit price $99.34, close on Fri Apr 24Current price $108.57, close on Fri Oct 23 | Apr 24, 2026 | May 11, 2026 | 17d |
| Ro Khanna | Stock | Sale | $1,001 - $15,000 | +21.0% since the saleEstimated exit price $89.73, close on Tue Mar 10Current price $108.57, close on Fri Oct 23 | Mar 10, 2026 | Apr 7, 2026 | 28d |
| Ro Khanna | Stock | Purchase | $1,001 - $15,000 | +14.6% since the tradeEstimated entry price $94.76, close on Thu Jan 29Current price $108.57, close on Fri Oct 23 | Jan 29, 2026 | Feb 6, 2026 | 8d |
| Ro Khanna | Stock | Purchase | $1,001 - $15,000 | +30.8% since the tradeEstimated entry price $83.02, close on Mon Nov 3, 2025Current price $108.57, close on Fri Oct 23 | Nov 3, 2025 | Dec 8, 2025 | 35d |
| Lisa C. McClainSpouse | Stock | Sale | $1,001 - $15,000 | +31.2% since the saleEstimated exit price $82.74, close on Thu Oct 30, 2025Current price $108.57, close on Fri Oct 23 | Oct 30, 2025 | Nov 21, 2025 | 22d |
| Lisa C. McClainSpouse | Stock | Purchase | $1,001 - $15,000 | +31.2% since the tradeEstimated entry price $82.74, close on Thu Oct 30, 2025Current price $108.57, close on Fri Oct 23 | Oct 30, 2025 | Nov 21, 2025 | 22d |
| Lisa C. McClainSpouse | Stock | Sale | $1,001 - $15,000 | +29.2% since the saleEstimated exit price $84.04, close on Fri Oct 31, 2025Current price $108.57, close on Fri Oct 23 | Oct 31, 2025 | Nov 21, 2025 | 21d |
| Lisa C. McClainSpouse | Stock | Purchase | $1,001 - $15,000 | +43.2% since the tradeEstimated entry price $75.80, close on Tue Jun 17, 2025Current price $108.57, close on Fri Oct 23 | Jun 17, 2025 | Aug 13, 2025 | 57d |
| Ro Khanna | Stock | Sale | $1,001 - $15,000 | +39.8% since the saleEstimated exit price $77.67, close on Wed May 28, 2025Current price $108.57, close on Fri Oct 23 | May 28, 2025 | Jun 10, 2025 | 13d |
| Ro Khanna | Stock | Purchase | $1,001 - $15,000 | +40.5% since the tradeEstimated entry price $77.27, close on Wed Apr 9, 2025Current price $108.57, close on Fri Oct 23 | Apr 9, 2025 | May 12, 2025 | 33d |
| Ro Khanna | Stock | Purchase | $1,001 - $15,000 | +25.3% since the tradeEstimated entry price $86.64, close on Thu Mar 6, 2025Current price $108.57, close on Fri Oct 23 | Mar 6, 2025 | Apr 10, 2025 | 35d |
| Ro Khanna | Stock | Sale | $1,001 - $15,000 | +33.0% since the saleEstimated exit price $81.66, close on Fri Jan 17, 2025Current price $108.57, close on Fri Oct 23 | Jan 17, 2025 | Feb 6, 2025 | 20d |
| Ro Khanna | Stock | Purchase | $1,001 - $15,000 | +24.6% since the tradeEstimated entry price $87.11, close on Tue Nov 12, 2024Current price $108.57, close on Fri Oct 23 | Nov 12, 2024 | Dec 5, 2024 | 23d |
| Ro Khanna | Stock | Sale | $1,001 - $15,000 | +25.4% since the saleEstimated exit price $86.56, close on Fri Nov 15, 2024Current price $108.57, close on Fri Oct 23 | Nov 15, 2024 | Dec 5, 2024 | 20d |
| Ro Khanna | Stock | Sale | $1,001 - $15,000 | n/a | Aug 5, 2024 | Sep 6, 2024 | 32d |
| Ro Khanna | Stock | Purchase | $1,001 - $15,000 | n/a | May 29, 2024 | Jun 5, 2024 | 7d |
| Ro Khanna | Stock | Purchase | $1,001 - $15,000 | n/a | Nov 3, 2023 | Dec 6, 2023 | 33d |
| Ro Khanna | Stock | Purchase | $1,001 - $15,000 | n/a | Oct 10, 2023 | Nov 8, 2023 | 29d |
| Ro Khanna | Stock | Sale | $1,001 - $15,000 | n/a | Oct 31, 2023 | Nov 8, 2023 | 8d |
Estimated prices are the stock's closing price on the trade date. A disclosure gives a value band, not the price paid. Not investment advice. After a sale a positive figure means the stock kept rising after it. On an option line the prices are the stock's, never the option's: the premium is never disclosed.
A delay above 45 days is the gap between the dates on the report; we mark a filing late only after checking it.
"Not captured" means the band or the transaction type on the original report is missing from our data.
"Dates conflict" marks a row whose disclosure is dated before its trade on the record we hold. Both dates are printed as filed, and no prices or move are shown for that row.
Every Congress trade in PFG, filterable by party, chamber, type and account.
Members of Congress reporting a position
2 members · estimate, as of Oct 25, 20262 members report a position (estimated). The largest estimated position is in the $1,001 - $15,000 band.
| Member | Party, chamber | Estimated position | Share of their portfolio |
|---|---|---|---|
| Julie Johnson | Democrat · House | $1,001 - $15,000 | 0.1% |
| Lucy McBath | Democrat · House | $1,001 - $15,000 | 0.2% |
Estimate, as of Oct 25, 2026. Each position is modelled from the member's disclosed transactions and annual filings: the midpoint of each disclosed band, marked to the latest close we hold. It is a rough estimate of a reported position, not a figure from a filing, which is why it is shown as a band. Share of portfolio sets that estimate against the member's whole estimated public-stock portfolio.
Questions
Are insiders buying or selling PFG?
Across the 2 most recent open-market filings shown here, 0 were purchases and 2 were sales.
Which members of Congress have traded PFG?
Alan Armstrong, Ro Khanna and Lisa C. McClain disclosed PFG transactions in the filings shown here.
Which members of Congress hold PFG?
2 members of Congress report a position in PFG in the estimate we hold as of Oct 25, 2026. The estimated positions belong to Julie Johnson and Lucy McBath. The estimate is built from disclosed transactions and annual filings, so it is shown as a band rather than a figure from a filing.
Is PFG in the S&P 500 or the Nasdaq 100?
Principal Financial Group, Inc. is a current member of the S&P 500, per the membership list we hold as of Oct 27, 2026. Current members of either index get a page here whatever their filing history.
How quickly are PFG trades disclosed?
Insider filings on this page reached the public a median of 2 business days after the transaction (weekends and federal holidays skipped), against the two business days Form 4 allows. Congressional disclosures took a median of 23 days, against the 45 the STOCK Act allows.
How to read a Form 4
A DECISION THE INSIDER MADE
COMPENSATION PLUMBING
Congress rows disclose a value range rather than an exact amount, and the STOCK Act allows up to 45 days to report. Full sourcing and the limits of this data are on the methodology page. A filing is a record of a transaction, not a signal, and nothing here is investment advice.
Data as of Oct 27, 2026.