Insider and congress filings
Principal Financial Group, Inc. (PFG)
About Principal Financial Group, Inc.
from the company's filings and listing- Exchange
- NASDAQ
- Sector
- Financial Services
- Industry
- Asset Management
- Chief executive
- Deanna Dawnette Strable-Soethout
- Employees
- 19,700
- Listed since
- Oct 23, 2001
- Market value
- $24.4B
- Price to earnings
- 16.2
- Earnings per share
- $7.07
- Dividend yield
- 2.85%
Earnings
6 reported quarters · next on Oct 26, 2026| Quarter | EPS | EPS expected | Revenue | Revenue expected | Result |
|---|---|---|---|---|---|
| Q2 FY2026reported Jul 27, 2026 | $2.50 | $2.34 | $4.0B | $4.1B | EPS beatRevenue miss |
| Q1 FY2026reported Apr 23, 2026 | $2.07 | $2.01 | $3.5B | $4.1B | EPS beatRevenue miss |
| Q4 FY2025reported Feb 9, 2026 | $2.19 | $2.23 | $4.5B | $4.1B | EPS missRevenue beat |
| Q3 FY2025reported Oct 27, 2025 | $2.10 | $2.20 | $3.7B | $4.1B | EPS missRevenue miss |
| Q2 FY2025reported Jul 28, 2025 | $2.16 | $1.97 | $3.7B | $4.0B | EPS beatRevenue miss |
| Q1 FY2025reported Apr 24, 2025 | $1.81 | $1.82 | $3.7B | $4.0B | EPS in lineRevenue miss |
Actual against the consensus estimate at the time. A flag marks a beat or a miss of more than 1.5% either way; inside that band the quarter is in line. A flag marked GAAP compares a GAAP figure the company reported with an adjusted consensus, two different measures, so a one-time gain or charge can move it either way; basis unverified means we could not classify the reported figure. A flag reads n/a only when a number is missing. An estimate is a forecast made by analysts, not a company target.
Executive pay
as filed for 2025 · proxy filed Apr 6, 2026| Executive | Salary | Stock awards | Other | Total |
|---|---|---|---|---|
| Deanna D. Strable-SoethoutChair, President and Chief Executive Officer | $991K | $8.9M | $4.0M | $13.8M |
| Kamal BhatiaPresident and CEO, Principal Asset Management | $552K | $2.6M | $4.5M | $7.7M |
| Christopher J. LittlefieldPresident, Retirement Income Solutions | $680K | $2.5M | $2.7M | $5.9M |
| Amy C. FriedrichPresident, Benefits and Protection | $700K | $2.6M | $2.0M | $5.2M |
| Joel M. PitzChief Financial Officer | $499K | $790K | $1.0M | $2.3M |
The summary compensation table from the 2025 proxy statement, current executives only. 1 executive who has since left the company is named in that filing and not shown here. Read the filing
Institutional holders
13F positions as of Jun 30, 2026| Holder | Value | Shares | Change | Of company |
|---|---|---|---|---|
| Blackrock, Inc. | $2.2B | 20,014,673 | -1.5% | 9.15% |
| Nippon Life Insurance Co | $2.0B | 18,137,000 | 0.0% | 8.29% |
| Vanguard Capital Management LLC | $1.5B | 13,479,468 | +0.0% | 6.16% |
| Vanguard Portfolio Management LLC | $1.2B | 11,266,018 | +0.0% | 5.15% |
| State Street Corp | $1.1B | 10,264,856 | +0.8% | 4.69% |
| Bank Of America Corp | $742.0M | 6,884,023 | -21.9% | 3.15% |
| Charles Schwab Investment Management Inc | $700.8M | 6,502,068 | +9.8% | 2.97% |
| Sixth Street Partners Management Company, L.P. | $700.8M | 6,502,068 | +100.0% | 2.97% |
| Capital World Investors | $651.0M | 6,040,005 | +0.2% | 2.76% |
| Geode Capital Management, LLC | $610.0M | 5,681,672 | +0.4% | 2.60% |
| Dimensional Fund Advisors LP | $422.9M | 3,923,279 | +0.9% | 1.79% |
| Invesco Ltd. | $406.5M | 3,771,641 | +6.5% | 1.72% |
A 13F reports long US equity positions 45 days after the quarter ends, so these are positions as they stood on Jun 30, 2026. For a manager's whole book see the fund directory.
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Open-market insider trades
7 filings of 397 on record| Insider | Action | Shares | Price | Value | Trade date | Delay |
|---|---|---|---|---|---|---|
| Wee Yee CheongPresident - Asia & Middle East | Sold | 3,211 | $103.06 | $331K | May 20, 2026 | 2d |
| Wee Yee CheongPresident - Asia & Middle East | Sold | 7,534 | $103.16 | $777K | May 21, 2026 | 1d |
| Wee Yee CheongPresident - Asia & Middle East | Sold | 9,183 | $101.26 | $930K | May 1, 2026 | 3d |
| Wee Yee CheongPresident - Asia & Middle East | Sold | 4,737 | $101.01 | $478K | Apr 30, 2026 | 4d |
| George DjurasovicInterim General Counsel | Sold | 1 | $99.63 | $99 | Apr 30, 2026 | 0d |
| George DjurasovicInterim General Counsel | Sold | 2,571 | $100.83 | $259K | Apr 28, 2026 | 2d |
| Wee Yee CheongPresident - Asia & Middle East | Sold | 1,080 | $101.00 | $109K | Apr 29, 2026 | 1d |
One row is one filing. A filing that reported its trade in several tranches is summed, priced at the weighted average, and marked with its line count.
Congress trades in PFG
20 disclosures of 44 on record · median 23d of the 45 allowed| Member | Type | Action | Amount disclosed | Since the trade | Trade date | Disclosed | Delay |
|---|---|---|---|---|---|---|---|
| Alan ArmstrongSelfFiled late | Stock | Purchase | $1,001 - $15,000 | +31.0%S&P +20.2% · vs S&P 500 +10.8% | Mar 27, 2026 | Jul 21, 2026 | 116d |
| Ro Khanna | Stock | Sale | $15,001 - $50,000 | +14.8%S&P +6.8% · vs S&P 500 +8.0% | Apr 24, 2026 | May 11, 2026 | 17d |
| Ro Khanna | Stock | Sale | $1,001 - $15,000 | +27.1%S&P +12.6% · vs S&P 500 +14.5% | Mar 10, 2026 | Apr 7, 2026 | 28d |
| Ro Khanna | Stock | Purchase | $1,001 - $15,000 | +20.3%S&P +9.8% · vs S&P 500 +10.5% | Jan 29, 2026 | Feb 6, 2026 | 8d |
| Ro Khanna | Stock | Purchase | $1,001 - $15,000 | +37.3%S&P +11.6% · vs S&P 500 +25.8% | Nov 3, 2025 | Dec 8, 2025 | 35d |
| Lisa C. McClainSpouse | Stock | Purchase | $1,001 - $15,000 | +37.4%S&P +12.3% · vs S&P 500 +25.1% | Oct 30, 2025 | Nov 21, 2025 | 22d |
| Lisa C. McClainSpouse | Stock | Sale | $1,001 - $15,000 | +35.7%S&P +11.8% · vs S&P 500 +23.9% | Oct 31, 2025 | Nov 21, 2025 | 21d |
| Lisa C. McClainSpouse | Stock | Sale | $1,001 - $15,000 | +37.4%S&P +12.3% · vs S&P 500 +25.1% | Oct 30, 2025 | Nov 21, 2025 | 22d |
| Lisa C. McClainSpouseFiled late | Stock | Purchase | $1,001 - $15,000 | +49.9%S&P +27.8% · vs S&P 500 +22.1% | Jun 17, 2025 | Aug 13, 2025 | 57d |
| Ro Khanna | Stock | Sale | $1,001 - $15,000 | +46.8%S&P +29.7% · vs S&P 500 +17.1% | May 28, 2025 | Jun 10, 2025 | 13d |
| Ro Khanna | Stock | Purchase | $1,001 - $15,000 | +47.6%S&P +40.4% · vs S&P 500 +7.1% | Apr 9, 2025 | May 12, 2025 | 33d |
| Ro Khanna | Stock | Purchase | $1,001 - $15,000 | +31.6%S&P +33.1% · vs S&P 500 -1.5% | Mar 6, 2025 | Apr 10, 2025 | 35d |
| Ro Khanna | Stock | Sale | $1,001 - $15,000 | +39.6%S&P +27.6% · vs S&P 500 +12.1% | Jan 17, 2025 | Feb 6, 2025 | 20d |
| Ro Khanna | Stock | Purchase | $1,001 - $15,000 | +30.9%S&P +27.7% · vs S&P 500 +3.2% | Nov 12, 2024 | Dec 5, 2024 | 23d |
| Ro Khanna | Stock | Sale | $1,001 - $15,000 | +31.7%S&P +30.2% · vs S&P 500 +1.6% | Nov 15, 2024 | Dec 5, 2024 | 20d |
| Ro Khanna | Stock | Sale | $1,001 - $15,000 | +56.3%S&P +47.5% · vs S&P 500 +8.8% | Aug 5, 2024 | Sep 6, 2024 | 32d |
| Ro Khanna | Stock | Purchase | $1,001 - $15,000 | +43.1%S&P +45.6% · vs S&P 500 -2.4% | May 29, 2024 | Jun 5, 2024 | 7d |
| Ro Khanna | Stock | Purchase | $1,001 - $15,000 | +59.1%S&P +75.5% · vs S&P 500 -16.4% | Nov 3, 2023 | Dec 6, 2023 | 33d |
| Ro Khanna | Stock | Purchase | $1,001 - $15,000 | +61.9%S&P +75.6% · vs S&P 500 -13.6% | Oct 10, 2023 | Nov 8, 2023 | 29d |
| Ro Khanna | Stock | Sale | $1,001 - $15,000 | +68.5%S&P +82.4% · vs S&P 500 -14.0% | Oct 31, 2023 | Nov 8, 2023 | 8d |
Since the trade: the stock's move from the trade date to the latest close we hold, as of Sep 10, 2026, an estimate, with the S&P 500 over the same window and the difference against it. The figures describe the stock after the trade, not the member's result: the filing carries a band, not a fill, and a sale keeps the same sign, so a positive figure after a sale means the stock kept rising. An option row carries the underlying stock's move. A row marked n/a has no market price. Not investment advice.
Members of Congress reporting a position
1 member · estimate, as of Sep 10, 20261 member reports a position (estimated). The largest estimated position is in the $1,001 - $15,000 band.
| Member | Party, chamber | Estimated position | Share of their portfolio |
|---|---|---|---|
| Julie Johnson | Democrat · House | $1,001 - $15,000 | 0.1% |
Estimate, as of Sep 10, 2026. Each position is modelled from the member's disclosed transactions and annual filings: the midpoint of each disclosed band, moved with the stock's price since the trade. It is a rough estimate of a reported position, not a figure from a filing, which is why it is shown as a band. Share of portfolio sets that estimate against the member's whole estimated public-stock portfolio.
Awards, option exercises and gifts (20)
| Insider | Event | Shares | Date |
|---|---|---|---|
| Deanna D. Strable-SoethoutChair, President and CEO | Option exercise | 18,380 | Sep 3, 2026 |
| Deanna D. Strable-SoethoutChair, President and CEO | Disposed to issuer | 55,140 | Sep 3, 2026 |
| Deanna D. Strable-SoethoutChair, President and CEO | Stock award | 18,380 | Sep 3, 2026 |
| Amy Christine FriedrichPresident - Benefits & Protect | Disposed to issuer | 35,680 | Aug 7, 2026 |
| Amy Christine FriedrichPresident - Benefits & Protect | Stock award | 35,680 | Aug 7, 2026 |
| Amy Christine FriedrichPresident - Benefits & Protect | Option exercise | 11,894 | Aug 7, 2026 |
| Kamal BhatiaPresident and CEO - PAM | Stock award | 430 | Jun 26, 2026 |
| Joel PitzEVP & CFO | Stock award | 236 | Jun 26, 2026 |
| Jonathan AuerbachDirector | Stock award | 166 | Jun 26, 2026 |
| Mary E. BeamsDirector | Stock award | 109 | Jun 26, 2026 |
| Miller Jocelyn CarterDirector | Stock award | 669 | Jun 26, 2026 |
| Roger C. HochschildDirector | Stock award | 513 | Jun 26, 2026 |
| Scott MillsDirector | Stock award | 405 | Jun 26, 2026 |
| Claudio MuruzabalDirector | Stock award | 100 | Jun 26, 2026 |
| Diane C. NordinDirector | Stock award | 217 | Jun 26, 2026 |
| Blair PickerellDirector | Stock award | 281 | Jun 26, 2026 |
| Clare Stack RicherDirector | Stock award | 142 | Jun 26, 2026 |
| Alfredo RiveraDirector | Stock award | 142 | Jun 26, 2026 |
| H. Elizabeth MitchellDirector | Stock award | 80 | Jun 26, 2026 |
| Kenneth A. McCullumEVP - Chief Risk Officer | Stock award | 73 | Jun 26, 2026 |
Awards, option exercises, shares withheld to cover tax and gifts all file on the same form as a purchase or a sale. None of them is a decision to trade, so they sit here rather than beside the ones that are.
Questions
Are insiders buying or selling PFG?
Across the 7 most recent open-market filings shown here, 0 were purchases and 7 were sales.
Which members of Congress have traded PFG?
Alan Armstrong, Ro Khanna, Lisa C. McClain disclosed PFG transactions in the filings shown here.
Which members of Congress hold PFG?
1 member of Congress reports a position in PFG in the estimate we hold as of Sep 10, 2026. The largest estimated position belongs to Julie Johnson. The estimate is built from disclosed transactions and annual filings, so it is shown as a band rather than a figure from a filing.
Is PFG in the S&P 500 or the Nasdaq 100?
Principal Financial Group, Inc. is a current member of the S&P 500, per the membership list we hold as of Sep 10, 2026. Current members of either index get a page here whatever their filing history.
How quickly are PFG trades disclosed?
Insider filings on this page reached the public a median of 2 days after the transaction, against the two business days Form 4 allows. Congressional disclosures took a median of 23 days, against the 45 the STOCK Act allows.
How to read a Form 4
A DECISION THE INSIDER MADE
COMPENSATION PLUMBING
Congress rows disclose a value range rather than an exact amount, and the STOCK Act allows up to 45 days to report. Full sourcing and the limits of this data are on the methodology page. A filing is a record of a transaction, not a signal, and nothing here is investment advice.
Data as of Sep 10, 2026.