Insider and congress filings

Ciena Corporation (CIEN)

NYSE · Technology · 390 insider filings · 26 congress trades · last filed 7 days agoS&P 500

20
Open-market insider filings shown
2d
Median delay on the insider filings
within the two business day rule
0/20
Purchases and sales in the filings shown

About Ciena Corporation

from the company's filings and listing
Exchange
NYSE
Sector
Technology
Industry
Communication Equipment
Chief executive
Gary Smith
Employees
8,989
Listed since
Feb 7, 1997
Market value
$47.8B
Price to earnings
73.2
Earnings per share
$4.61
Dividend yield
-

www.ciena.com

Earnings

6 reported quarters · next on Dec 10, 2026
QuarterEPSEPS expectedRevenueRevenue expectedResult
Q3 FY2026reported Sep 3, 2026$2.11$1.73$1.7B$1.6BEPS beatRevenue beat
Q2 FY2026reported Jun 4, 2026$1.64$1.46$1.6B$1.5BEPS beatRevenue beat
Q1 FY2026reported Mar 5, 2026$1.35$1.17$1.4B$1.4BEPS beatRevenue beat
Q4 FY2025reported Dec 11, 2025$0.91$0.78$1.4B$1.3BEPS beatRevenue beat
Q3 FY2025reported Sep 4, 2025$0.67$0.53$1.2B$1.2BEPS beatRevenue beat
Q2 FY2025reported Jun 5, 2025$0.42$0.52$1.1B$1.1BEPS missRevenue beat

Actual against the consensus estimate at the time. A flag marks a beat or a miss of more than 1.5% either way; inside that band the quarter is in line. A flag marked GAAP compares a GAAP figure the company reported with an adjusted consensus, two different measures, so a one-time gain or charge can move it either way; basis unverified means we could not classify the reported figure. A flag reads n/a only when a number is missing. An estimate is a forecast made by analysts, not a company target.

Executive pay

as filed for 2025 · proxy filed Feb 12, 2026
ExecutiveSalaryStock awardsOtherTotal
Gary B. SmithPresident and CEO$1.1M$14.6M$2.8M$18.5M
Marc D. GraffSVP and CFO$165K$10.5M$2.3M$13.0M
Jason M. PhippsSVP, Global Customer Engagement$579K$3.7M$1.0M$5.2M
David M. RothensteinSVP, Chief Strategy Officer and Secretary$574K$2.9M$801K$4.2M
Dino DiPernaSVP, Global R&D$475K$2.6M$752K$3.8M

The summary compensation table from the 2025 proxy statement, current executives only. 1 executive who has since left the company is named in that filing and not shown here. Read the filing

Institutional holders

13F positions as of Jun 30, 2026
HolderValueSharesChangeOf company
FMR LLC$9.4B19,113,538-9.9%13.45%
Blackrock, Inc.$6.2B12,718,494-4.9%8.95%
Jpmorgan Chase & Co$5.4B11,206,209+9.6%7.89%
Vanguard Capital Management LLC$4.5B9,233,803+0.7%6.50%
Vanguard Portfolio Management LLC$3.8B7,680,665+4.2%5.41%
State Street Corp$3.3B6,680,578+5.9%4.70%
Price T Rowe Associates Inc$2.0B4,071,401-22.3%2.87%
Geode Capital Management, LLC$1.6B3,370,462-17.1%2.37%
American Century Companies Inc$908.4M1,851,788+245.6%1.30%
Bank Of America Corp$877.4M1,788,582-8.5%1.26%
Capital World Investors$861.2M1,755,602+1.8%1.24%
Invesco Ltd.$848.8M1,730,210+13.1%1.22%

A 13F reports long US equity positions 45 days after the quarter ends, so these are positions as they stood on Jun 30, 2026. For a manager's whole book see the fund directory.

Know the moment the next CIEN filing lands.

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Open-market insider trades

20 filings of 390 on record
InsiderActionSharesPriceValueTrade dateDelay
Gary B. SmithPresident, CEOSold2,952$362.90$1.1MSep 1, 20261d
Gary B. SmithPresident, CEOSold2,952$447.78$1.3MAug 17, 20261d
Brodie GageSVP Global Products & SupplySold1,200$439.24$527KAug 17, 20261d
Marc D. GraffSVP & Chief Financial OfficerSold4,995$430.72$2.2MAug 14, 20264d
David M. RothensteinSVP and Chief Strategy OfficerSold2,500$438.10$1.1MAug 14, 20264d
Gary B. SmithPresident, CEOSold2,952$379.81$1.1MAug 3, 20261d
Dino DiPernaSVP Global R&DSold391$449.15$176KJul 15, 20262d
David M. RothensteinSVP and Chief Strategy OfficerSold2,500$420.91$1.1MJul 15, 20262d
Brodie GageSVP Global Products & SupplySold1,200$449.15$539KJul 15, 20262d
Gary B. SmithPresident, CEOSold2,952$421.10$1.2MJul 15, 20262d
Jason PhippsSVP Global Sales and MarketingSold2,629$466.20$1.2MJul 1, 20265d
Sheela KosarajuSVP and General CounselSold2,013$466.20$938KJul 1, 20265d
Marc D. GraffSVP & Chief Financial OfficerSold126$466.20$59KJul 1, 20265d
Gary B. SmithPresident, CEOSold2,952$468.83$1.4MJul 1, 20265d
Joseph CumelloSVP, General Mgr. Blue PlanetSold1,586$466.33$740KJun 26, 20264d
Marc D. GraffSVP & Chief Financial OfficerSold126$449.36$57KJun 24, 20262d
Gary B. SmithPresident, CEOSold2,952$457.02$1.3MJun 15, 20262d
Brodie GageSVP Global Products & SupplySold1,200$466.10$559KJun 15, 20262d
David M. RothensteinSVP and Chief Strategy OfficerSold2,500$457.07$1.1MJun 15, 20262d
Gary B. SmithPresident, CEOSold2,952$565.92$1.7MJun 1, 20261d

One row is one filing. A filing that reported its trade in several tranches is summed, priced at the weighted average, and marked with its line count.

Congress trades in CIEN

20 disclosures of 26 on record · median 25d of the 45 allowed
MemberTypeActionAmount disclosedSince the tradeTrade dateDisclosedDelay
Ro KhannaStockSale$1,001 - $15,000-13.5%S&P +0.6% · vs S&P 500 -14.1%Aug 3, 2026Sep 4, 202632d
Alan ArmstrongSelfFiled lateStockPurchase$1,001 - $15,000-7.4%S&P +20.7% · vs S&P 500 -28.0%Mar 30, 2026Jul 21, 2026113d
Alan ArmstrongSelfFiled lateStockPurchase$1,001 - $15,000-15.8%S&P +20.2% · vs S&P 500 -36.1%Mar 27, 2026Jul 21, 2026116d
Ro KhannaStockPurchase$1,001 - $15,000-31.1%S&P +2.1% · vs S&P 500 -33.1%Jun 30, 2026Jul 6, 20266d
Gilbert Ray Cisneros, Jr.StockPurchase$1,001 - $15,000-42.9%S&P +1.9% · vs S&P 500 -44.8%May 14, 2026Jun 8, 202625d
Gilbert Ray Cisneros, Jr.StockPurchase$1,001 - $15,000-41.7%S&P +0.8% · vs S&P 500 -42.5%May 29, 2026Jun 8, 202610d
Ro KhannaStockPurchase$1,001 - $15,000-7.4%S&P +20.7% · vs S&P 500 -28.0%Mar 30, 2026Apr 7, 20268d
Ro KhannaStockPurchase$1,001 - $15,000-0.4%S&P +11.4% · vs S&P 500 -11.8%Feb 24, 2026Mar 9, 202613d
Lisa C. McClainStockSale$1,001 - $15,000n/aOct 30, 2025Nov 21, 202522d
Lisa C. McClainSpouseStockPurchase$1,001 - $15,000+81.0%S&P +12.3% · vs S&P 500 +68.8%Oct 30, 2025Nov 21, 202522d
Lisa C. McClainSpouseStockSale$1,001 - $15,000+78.0%S&P +11.8% · vs S&P 500 +66.2%Oct 31, 2025Nov 21, 202521d
Lisa C. McClainSpouseStockSale$1,001 - $15,000+102.8%S&P +14.8% · vs S&P 500 +87.9%Oct 15, 2025Nov 21, 202537d
Lisa C. McClainSpouseFiled lateStockPurchase$1,001 - $15,000+365.7%S&P +27.8% · vs S&P 500 +337.9%Jun 17, 2025Aug 13, 202557d
Byron DonaldsFiled lateStockSale$1,001 - $15,000+529.0%S&P +99.8% · vs S&P 500 +429.1%Feb 2, 2021Nov 8, 20241375d
John JamesStockSale$1,001 - $15,000+515.3%S&P +38.4% · vs S&P 500 +476.9%Sep 4, 2024Sep 6, 20242d
John JamesFiled lateStockPurchase$1,001 - $15,000+665.9%S&P +73.1% · vs S&P 500 +592.8%Nov 10, 2023Sep 2, 2024297d
Daniel S. GoldmanStockSale$1,001 - $15,000+674.0%S&P +71.0% · vs S&P 500 +602.9%Jul 12, 2023Aug 13, 202332d
Ro KhannaStockSale$1,001 - $15,000+631.9%S&P +96.3% · vs S&P 500 +535.6%Jun 27, 2022Jul 7, 202210d
Ro KhannaStockPurchase$1,001 - $15,000+523.5%S&P +85.0% · vs S&P 500 +438.4%May 5, 2022Jun 10, 202236d
Ro KhannaStockSale$15,001 - $50,000+580.0%S&P +93.0% · vs S&P 500 +487.0%May 23, 2022Jun 10, 202218d

Since the trade: the stock's move from the trade date to the latest close we hold, as of Sep 10, 2026, an estimate, with the S&P 500 over the same window and the difference against it. The figures describe the stock after the trade, not the member's result: the filing carries a band, not a fill, and a sale keeps the same sign, so a positive figure after a sale means the stock kept rising. An option row carries the underlying stock's move. A row marked n/a has no market price. Not investment advice.

Members of Congress reporting a position

2 members · estimate, as of Sep 10, 2026

2 members report a position (estimated). The largest estimated position is in the $15,001 - $50,000 band.

MemberParty, chamberEstimated positionShare of their portfolio
Robert BresnahanRepublican · House$15,001 - $50,0000.3%
Gilbert Ray Cisneros, Jr.Democrat · House$1,001 - $15,000<0.1%

Estimate, as of Sep 10, 2026. Each position is modelled from the member's disclosed transactions and annual filings: the midpoint of each disclosed band, moved with the stock's price since the trade. It is a rough estimate of a reported position, not a figure from a filing, which is why it is shown as a band. Share of portfolio sets that estimate against the member's whole estimated public-stock portfolio.

Awards, option exercises and gifts (10)
InsiderEventSharesDate
Marc D. GraffSVP & Chief Financial OfficerTax withholding14,441Aug 1, 2026
Sheela KosarajuSVP and General CounselTax withholding2,013Jun 20, 2026
Grant HoffmanSVP Chief Supply Chain OfficerStock award6,517Jun 22, 2026
Marc D. GraffSVP & Chief Financial OfficerTax withholding199Jun 20, 2026
Gary B. SmithPresident, CEOTax withholding8,767Jun 20, 2026
David M. RothensteinSVP and Chief Strategy OfficerTax withholding2,350Jun 20, 2026
Jason PhippsSVP Global Sales and MarketingTax withholding2,366Jun 20, 2026
Brodie GageSVP Global Products & SupplyTax withholding1,934Jun 20, 2026
Dino DiPernaSVP Global R&DTax withholding2,054Jun 20, 2026
Joseph CumelloSVP, General Mgr. Blue PlanetTax withholding1,717Jun 20, 2026

Awards, option exercises, shares withheld to cover tax and gifts all file on the same form as a purchase or a sale. None of them is a decision to trade, so they sit here rather than beside the ones that are.

Questions

Are insiders buying or selling CIEN?

Across the 20 most recent open-market filings shown here, 0 were purchases and 20 were sales.

Which members of Congress have traded CIEN?

Ro Khanna, Alan Armstrong, Gilbert Ray Cisneros, Jr., Lisa C. McClain, Byron Donalds, John James and others disclosed CIEN transactions in the filings shown here.

Which members of Congress hold CIEN?

2 members of Congress report a position in CIEN in the estimate we hold as of Sep 10, 2026. The two largest estimated positions belong to Robert Bresnahan and Gilbert Ray Cisneros, Jr.. The estimate is built from disclosed transactions and annual filings, so it is shown as a band rather than a figure from a filing.

Is CIEN in the S&P 500 or the Nasdaq 100?

Ciena Corporation is a current member of the S&P 500, per the membership list we hold as of Sep 10, 2026. Current members of either index get a page here whatever their filing history.

How quickly are CIEN trades disclosed?

Insider filings on this page reached the public a median of 2 days after the transaction, against the two business days Form 4 allows. Congressional disclosures took a median of 25 days, against the 45 the STOCK Act allows.

How to read a Form 4

A DECISION THE INSIDER MADE

POpen-market purchase. Bought with their own money at the market price.
SOpen-market sale. Sold on the market. A sale marked scheduled was set up in advance under a Rule 10b5-1 plan, often months before.

COMPENSATION PLUMBING

AStock award. Granted as pay, not bought.
MOption exercise. Converting options already held into shares.
FTax withholding. Shares handed back to the company to pay the tax on a grant.
GGift. Given away, with no money changing hands.

Congress rows disclose a value range rather than an exact amount, and the STOCK Act allows up to 45 days to report. Full sourcing and the limits of this data are on the methodology page. A filing is a record of a transaction, not a signal, and nothing here is investment advice.

Data as of Sep 10, 2026.

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