
Insider filings
Bakkt Holdings, Inc. (BKKT)
NYSE · Technology · 27 insider transactions · last filed 24 days ago
About Bakkt Holdings, Inc.
from the company's filings and listing, as of Oct 21, 2026- Exchange
- NYSE
- Sector
- Technology
- Industry
- Software - Infrastructure
- Chief executive
- Akshay Naheta
- Employees
- 48
- Listed since
- Nov 19, 2020
- Market value
- $247.4M
- Price to earnings (12 mo)
- -
- Net income per share, as reported (12 mo)
- -$0.75
- Dividend yield
- -
Earnings
6 reported quarters · next on Nov 9, 2026| Quarter | EPS | EPS expected | Revenue | Revenue expected | Result |
|---|---|---|---|---|---|
| Q2 FY2026reported Aug 10, 2026 | $1.94 | $0.03 | $170.1M | $373.3M | EPS beat, GAAPRevenue miss |
| Q1 FY2026reported May 11, 2026 | -$0.41 | -$0.10 | $243.6M | $297.9M | EPS miss, GAAPRevenue miss |
| Q4 FY2025reported Mar 16, 2026 | -$6.73 | -$0.55 | $281.2M | $396.4M | EPS missRevenue miss |
| Q3 FY2025reported Nov 10, 2025 | $1.20 | -$0.47 | $402.2M | $279.9M | EPS beatRevenue beat |
| Q2 FY2025reported Aug 11, 2025 | -$2.16 | n/a | $577.9M | n/a | EPS n/aRevenue n/a |
| Q1 FY2025reported May 12, 2025 | -$2.81 | -$0.73 | $1.1B | $17.2M | EPS missRevenue beat |
Actual against the consensus estimate at the time. A flag marks a beat or a miss of more than 1.5% either way; inside that band the quarter is in line. A flag marked GAAP compares a GAAP figure the company reported with an adjusted consensus, two different measures, so a one-time gain or charge can move it either way. A flag reads n/a only when a number is missing. Quarterly EPS is the figure set against the consensus, usually adjusted, so the quarters need not add up to the 12-month net income per share above. An estimate is a forecast made by analysts, not a company target.
Institutional holders
13F positions as of Jun 30, 2026| Holder | Value | Shares | Shares vs prior qtr | % of shares out |
|---|---|---|---|---|
| BlackRock, Inc. | $24.1M | 3,086,320 | +167.5% | 7.49% |
| Geode Capital Management, LLC | $15.8M | 1,023,204 | +79.6% | 2.48% |
| Vanguard Capital Management LLC | $9.7M | 1,239,071 | +98.8% | 3.01% |
| Tidal Investments LLC | $7.4M | 945,000 | -0.3% | 2.29% |
| Alpine Fox Capital LLC | $7.1M | 905,000 | +2162.5% | 2.20% |
| State Street Corp | $5.7M | 732,000 | +158.0% | 1.78% |
| Weiss Asset Management LP | $5.3M | 678,530 | 0.0% | 1.65% |
| Renaissance Technologies LLC | $2.4M | 309,285 | -29.9% | 0.75% |
| Horizon Kinetics Asset Management LLC | $2.2M | 279,964 | -11.6% | 0.68% |
| UBS Group AG | $2.0M | 256,262 | -17.6% | 0.62% |
| Northern Trust Corp | $1.8M | 232,781 | +114.1% | 0.57% |
| Vanguard Portfolio Management LLC | $1.8M | 229,648 | +144.6% | 0.56% |
A 13F reports long US equity positions and is filed within 45 days of the quarter end, so these are positions as they stood on Jun 30, 2026. For a manager's whole book see the fund directory. What a 13F covers and leaves out is explained in our guide to Form 13F.
Open-market insider trades
18 filings shown · newest filing first| Insider | Action | Shares | Price | Value | Trade date | Delay (business days) |
|---|---|---|---|---|---|---|
| Nicholas BaesChief Operating Officer | Sold | 1,272 | $8.61 | $11K | Sep 23, 2026filed Sep 25, 2026 | 2d |
| Marc D'AnnunzioGeneral Counsel & Secretary | Sold | 1,272 | $8.61 | $11K | Sep 23, 2026filed Sep 25, 2026 | 2d |
| Joseph Sean-Walsh HendersonChief Accounting Officer | Sold | 282 | $8.61 | $2K | Sep 23, 2026filed Sep 25, 2026 | 2d |
| Michael AlfredDirector | Bought | 296,567 | $7.12 | $2.1M | Aug 18, 2026filed Aug 19, 2026 | 1d |
| Joseph Sean-Walsh HendersonChief Accounting Officer | Sold | 94 | $8.33 | $783 | Jul 15, 2026filed Jul 17, 2026 | 2d |
| Karen AlexanderChief Financial Officer | Sold | 657 | $8.44 | $6K | Jul 15, 2026filed Jul 17, 2026 | 2d |
| Marc D'AnnunzioGeneral Counsel & Secretary | Sold | 539 | $8.44 | $5K | Jul 15, 2026filed Jul 17, 2026 | 2d |
| Karen AlexanderChief Financial Officer | Sold | 1,907 | $7.93 | $15K | Jun 25, 2026filed Jun 29, 2026 | 2d |
| Nicholas BaesChief Operating Officer | Sold | 1,562 | $7.93 | $12K | Jun 25, 2026filed Jun 29, 2026 | 2d |
| Marc D'AnnunzioGeneral Counsel & Secretary | Sold · scheduled | 1,357 | $7.71 | $10K | Jun 26, 2026filed Jun 29, 2026 | 1d |
| Marc D'AnnunzioGeneral Counsel & Secretary | Sold · scheduled | 1,562 | $7.93 | $12K | Jun 25, 2026filed Jun 29, 2026 | 2d |
| Joseph Sean-Walsh HendersonChief Accounting Officer | Sold | 349 | $7.93 | $3K | Jun 25, 2026filed Jun 29, 2026 | 2d |
| Michael AlfredDirector | Bought | 180,000 | $7.71 | $1.4M | Jun 9, 2026filed Jun 11, 2026 | 2d |
| Michael AlfredDirector | Bought | 100,000 | $7.83 | $783K | Jun 10, 2026filed Jun 11, 2026 | 1d |
| Michael AlfredDirector | Bought | 365,000 | $8.34 | $3.0M | May 15, 2026filed May 18, 2026 | 1d |
| Michael AlfredDirector | Bought | 220,000 | $8.20 | $1.8M | May 18, 2026filed May 18, 2026 | 0d |
| Nicholas BaesChief Operating Officer | Sold | 2,352 | $9.13 | $21K | Apr 28, 2026filed Apr 29, 2026 | 1d |
| Karen AlexanderChief Financial Officer | Sold | 4,684 | $9.13 | $43K | Apr 28, 2026filed Apr 29, 2026 | 1d |
One row is one filing, newest filing first. A filing that reported its trade in several tranches is summed, priced at the weighted average, and marked with its line count. Scheduled: set up in advance under a Rule 10b5-1 trading plan. The delay counts business days from the trade to the filing, the unit of Form 4's two business day deadline: weekends and federal holidays are skipped. How the filing itself works is explained in our guide to Form 4.
Other Form 4 activity (9)
| Insider | Event | Shares | Date |
|---|---|---|---|
| Marc D'AnnunzioGeneral Counsel & Secretary | Stock award | 45,000 | Sep 30, 2026 |
| Akshay Sudhir NahetaChief Executive Officer | Stock award | 243,454 | Sep 30, 2026 |
| Joseph Sean-Walsh HendersonChief Accounting Officer | Stock award | 20,000 | Sep 30, 2026 |
| Nicholas BaesChief Operating Officer | Stock award | 30,000 | Sep 30, 2026 |
| Marc D'AnnunzioGeneral Counsel & Secretary | Option exercise | 1,677 | May 15, 2026 |
| Karen AlexanderChief Financial Officer | Option exercise | 335 | May 15, 2026 |
| Nicholas BaesChief Operating Officer | Option exercise | 671 | May 15, 2026 |
| Akshay Sudhir NahetaChief Executive Officer | Option exercise | 33,557 | May 15, 2026 |
| Akshay Sudhir NahetaCEO and President | Stock award | 7,927,831 | Apr 30, 2026 |
Awards, option exercises, shares withheld to cover tax and gifts all file on the same form as a purchase or a sale. None of them is a decision to trade, so they sit here rather than beside the ones that are.
Questions
Are insiders buying or selling BKKT?
Across the 18 most recent open-market filings shown here, 5 were purchases and 13 were sales. 2 were scheduled in advance under a Rule 10b5-1 plan.
How quickly are BKKT trades disclosed?
Insider filings on this page reached the public a median of 2 business days after the transaction (weekends and federal holidays skipped), against the two business days Form 4 allows.
How to read a Form 4
A DECISION THE INSIDER MADE
COMPENSATION PLUMBING
Congress rows disclose a value range rather than an exact amount, and the STOCK Act allows up to 45 days to report. Full sourcing and the limits of this data are on the methodology page. A filing is a record of a transaction, not a signal, and nothing here is investment advice.
Data as of Oct 26, 2026.
