Insider filings

Bakkt Holdings, Inc. (BKKT)

NYSE · Technology · 27 insider transactions · last filed 24 days ago

18
Open-market insider filings shown
2d
Median delay on the insider filings, in business days
within the two business day rule
5 buys·13 sells
Purchases and sales in the filings shown
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About Bakkt Holdings, Inc.

from the company's filings and listing, as of Oct 21, 2026
Exchange
NYSE
Sector
Technology
Industry
Software - Infrastructure
Chief executive
Akshay Naheta
Employees
48
Listed since
Nov 19, 2020
Market value
$247.4M
Price to earnings (12 mo)
-
Net income per share, as reported (12 mo)
-$0.75
Dividend yield
-

www.bakkt.com

Earnings

6 reported quarters · next on Nov 9, 2026
QuarterEPSEPS expectedRevenueRevenue expectedResult
Q2 FY2026reported Aug 10, 2026$1.94$0.03$170.1M$373.3MEPS beat, GAAPRevenue miss
Q1 FY2026reported May 11, 2026-$0.41-$0.10$243.6M$297.9MEPS miss, GAAPRevenue miss
Q4 FY2025reported Mar 16, 2026-$6.73-$0.55$281.2M$396.4MEPS missRevenue miss
Q3 FY2025reported Nov 10, 2025$1.20-$0.47$402.2M$279.9MEPS beatRevenue beat
Q2 FY2025reported Aug 11, 2025-$2.16n/a$577.9Mn/aEPS n/aRevenue n/a
Q1 FY2025reported May 12, 2025-$2.81-$0.73$1.1B$17.2MEPS missRevenue beat

Actual against the consensus estimate at the time. A flag marks a beat or a miss of more than 1.5% either way; inside that band the quarter is in line. A flag marked GAAP compares a GAAP figure the company reported with an adjusted consensus, two different measures, so a one-time gain or charge can move it either way. A flag reads n/a only when a number is missing. Quarterly EPS is the figure set against the consensus, usually adjusted, so the quarters need not add up to the 12-month net income per share above. An estimate is a forecast made by analysts, not a company target.

Institutional holders

13F positions as of Jun 30, 2026
HolderValueSharesShares vs prior qtr% of shares out
BlackRock, Inc.$24.1M3,086,320+167.5%7.49%
Geode Capital Management, LLC$15.8M1,023,204+79.6%2.48%
Vanguard Capital Management LLC$9.7M1,239,071+98.8%3.01%
Tidal Investments LLC$7.4M945,000-0.3%2.29%
Alpine Fox Capital LLC$7.1M905,000+2162.5%2.20%
State Street Corp$5.7M732,000+158.0%1.78%
Weiss Asset Management LP$5.3M678,5300.0%1.65%
Renaissance Technologies LLC$2.4M309,285-29.9%0.75%
Horizon Kinetics Asset Management LLC$2.2M279,964-11.6%0.68%
UBS Group AG$2.0M256,262-17.6%0.62%
Northern Trust Corp$1.8M232,781+114.1%0.57%
Vanguard Portfolio Management LLC$1.8M229,648+144.6%0.56%

A 13F reports long US equity positions and is filed within 45 days of the quarter end, so these are positions as they stood on Jun 30, 2026. For a manager's whole book see the fund directory. What a 13F covers and leaves out is explained in our guide to Form 13F.

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Open-market insider trades

18 filings shown · newest filing first
InsiderActionSharesPriceValueTrade dateDelay
(business days)
Nicholas BaesChief Operating OfficerSold1,272$8.61$11KSep 23, 2026filed Sep 25, 20262d
Marc D'AnnunzioGeneral Counsel & SecretarySold1,272$8.61$11KSep 23, 2026filed Sep 25, 20262d
Joseph Sean-Walsh HendersonChief Accounting OfficerSold282$8.61$2KSep 23, 2026filed Sep 25, 20262d
Michael AlfredDirectorBought296,567$7.12$2.1MAug 18, 2026filed Aug 19, 20261d
Joseph Sean-Walsh HendersonChief Accounting OfficerSold94$8.33$783Jul 15, 2026filed Jul 17, 20262d
Karen AlexanderChief Financial OfficerSold657$8.44$6KJul 15, 2026filed Jul 17, 20262d
Marc D'AnnunzioGeneral Counsel & SecretarySold539$8.44$5KJul 15, 2026filed Jul 17, 20262d
Karen AlexanderChief Financial OfficerSold1,907$7.93$15KJun 25, 2026filed Jun 29, 20262d
Nicholas BaesChief Operating OfficerSold1,562$7.93$12KJun 25, 2026filed Jun 29, 20262d
Marc D'AnnunzioGeneral Counsel & SecretarySold · scheduled1,357$7.71$10KJun 26, 2026filed Jun 29, 20261d
Marc D'AnnunzioGeneral Counsel & SecretarySold · scheduled1,562$7.93$12KJun 25, 2026filed Jun 29, 20262d
Joseph Sean-Walsh HendersonChief Accounting OfficerSold349$7.93$3KJun 25, 2026filed Jun 29, 20262d
Michael AlfredDirectorBought180,000$7.71$1.4MJun 9, 2026filed Jun 11, 20262d
Michael AlfredDirectorBought100,000$7.83$783KJun 10, 2026filed Jun 11, 20261d
Michael AlfredDirectorBought365,000$8.34$3.0MMay 15, 2026filed May 18, 20261d
Michael AlfredDirectorBought220,000$8.20$1.8MMay 18, 2026filed May 18, 20260d
Nicholas BaesChief Operating OfficerSold2,352$9.13$21KApr 28, 2026filed Apr 29, 20261d
Karen AlexanderChief Financial OfficerSold4,684$9.13$43KApr 28, 2026filed Apr 29, 20261d

One row is one filing, newest filing first. A filing that reported its trade in several tranches is summed, priced at the weighted average, and marked with its line count. Scheduled: set up in advance under a Rule 10b5-1 trading plan. The delay counts business days from the trade to the filing, the unit of Form 4's two business day deadline: weekends and federal holidays are skipped. How the filing itself works is explained in our guide to Form 4.

Other Form 4 activity (9)
InsiderEventSharesDate
Marc D'AnnunzioGeneral Counsel & SecretaryStock award45,000Sep 30, 2026
Akshay Sudhir NahetaChief Executive OfficerStock award243,454Sep 30, 2026
Joseph Sean-Walsh HendersonChief Accounting OfficerStock award20,000Sep 30, 2026
Nicholas BaesChief Operating OfficerStock award30,000Sep 30, 2026
Marc D'AnnunzioGeneral Counsel & SecretaryOption exercise1,677May 15, 2026
Karen AlexanderChief Financial OfficerOption exercise335May 15, 2026
Nicholas BaesChief Operating OfficerOption exercise671May 15, 2026
Akshay Sudhir NahetaChief Executive OfficerOption exercise33,557May 15, 2026
Akshay Sudhir NahetaCEO and PresidentStock award7,927,831Apr 30, 2026

Awards, option exercises, shares withheld to cover tax and gifts all file on the same form as a purchase or a sale. None of them is a decision to trade, so they sit here rather than beside the ones that are.

Questions

Are insiders buying or selling BKKT?

Across the 18 most recent open-market filings shown here, 5 were purchases and 13 were sales. 2 were scheduled in advance under a Rule 10b5-1 plan.

How quickly are BKKT trades disclosed?

Insider filings on this page reached the public a median of 2 business days after the transaction (weekends and federal holidays skipped), against the two business days Form 4 allows.

How to read a Form 4

A DECISION THE INSIDER MADE

POpen-market purchase. Bought with their own money at the market price.
SOpen-market sale. Sold on the market. A sale marked scheduled was set up in advance under a Rule 10b5-1 plan, often months before.

COMPENSATION PLUMBING

AStock award. Granted as pay, not bought.
MOption exercise. Converting options already held into shares.
FTax withholding. Shares handed back to the company to pay the tax on a grant.
GGift. Given away, with no money changing hands.

Congress rows disclose a value range rather than an exact amount, and the STOCK Act allows up to 45 days to report. Full sourcing and the limits of this data are on the methodology page. A filing is a record of a transaction, not a signal, and nothing here is investment advice.

Data as of Oct 26, 2026.

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