Insider and congress filings

Ameriprise Financial, Inc. (AMP)

NYSE · Financial Services · 354 insider transactions · 76 congress trades · last filed 3 months agoS&P 500

12
Open-market insider filings shown
2d
Median delay on the insider filings, in business days
within the two business day rule
0 buys·12 sells
Purchases and sales in the filings shown
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About Ameriprise Financial, Inc.

from the company's filings and listing, as of Oct 22, 2026
Exchange
NYSE
Sector
Financial Services
Industry
Asset Management
Chief executive
James Michael Cracchiolo
Employees
13,600
Listed since
Sep 15, 2005
Market value
$43.3B
Price to earnings (12 mo)
11.7
Net income per share, as reported (12 mo)
$43.01
Dividend yield
1.35%

www.ameriprise.com

Earnings

6 reported quarters · next on Oct 29, 2026
QuarterEPSEPS expectedRevenueRevenue expectedResult
Q2 FY2026reported Jul 23, 2026$11.07$10.81$5.0B$4.9BEPS beatRevenue beat
Q1 FY2026reported Apr 23, 2026$11.26$10.21$4.9B$4.7BEPS beatRevenue beat
Q4 FY2025reported Jan 29, 2026$10.83$10.34$5.0B$4.8BEPS beatRevenue beat
Q3 FY2025reported Oct 30, 2025$9.92$9.77$4.9B$4.6BEPS beatRevenue beat
Q2 FY2025reported Jul 24, 2025$9.11$9.00$4.4B$4.3BEPS in lineRevenue in line
Q1 FY2025reported Apr 24, 2025$9.50$9.08$4.4B$4.4BEPS beatRevenue in line

Actual against the consensus estimate at the time. A flag marks a beat or a miss of more than 1.5% either way; inside that band the quarter is in line. A flag reads n/a only when a number is missing. Quarterly EPS is the figure set against the consensus, usually adjusted, so the quarters need not add up to the 12-month net income per share above. An estimate is a forecast made by analysts, not a company target.

Executive pay

as filed for fiscal 2024 · proxy filed Mar 21, 2025
ExecutiveSalaryStock awardsOtherTotal
James M. CracchioloChairman and Chief Executive Officer$1.3M$4.6M$12.6M$28.1M
Walter S. BermanExecutive Vice President, Chief Financial Officer$675K$1.2M$4.6M$9.5M
William F. TruscottChief Executive Officer, Global Asset Management$675K$979K$4.1M$8.0M
Joseph E. SweeneyPresident, Advice & Wealth Management Products and Service Delivery$644K$695K$3.1M$6.1M
William DaviesExecutive Vice President Global Chief Investment Officer$814K$238K$2.6M$4.4M

The summary compensation table from the proxy statement for fiscal 2024, with titles as filed then. Executives who have since left are not shown. Read the filing

Institutional holders

13F positions as of Jun 30, 2026
HolderValueSharesShares vs prior qtr% of shares out
BlackRock, Inc.$3.6B7,935,137-8.0%8.64%
Vanguard Capital Management LLC$2.7B5,900,661-0.5%6.43%
Vanguard Portfolio Management LLC$2.4B5,176,700-1.5%5.64%
State Street Corp$2.1B4,672,743+1.7%5.09%
Geode Capital Management, LLC$1.3B2,756,276-4.1%3.00%
Aristotle Capital Management, LLC$955.8M2,083,285-5.8%2.27%
Morgan Stanley$800.0M1,743,842-13.2%1.90%
Goldman Sachs Group Inc$753.8M1,643,021+12.6%1.79%
Nuveen, LLC$683.9M1,490,792-0.6%1.62%
AQR Capital Management LLCCliff Asness$607.5M1,324,189-10.2%1.44%
Norges Bank$591.9M1,290,282New1.41%
Boston Partners$547.1M1,192,056+3.2%1.30%

A 13F reports long US equity positions and is filed within 45 days of the quarter end, so these are positions as they stood on Jun 30, 2026. New: not in this holder's prior 13F as reported; a change of filer ID can also show as new. For a manager's whole book see the fund directory. What a 13F covers and leaves out is explained in our guide to Form 13F.

Know when the next AMP filing is reported.

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Open-market insider trades

12 filings shown · newest filing first
InsiderActionSharesPriceValueTrade dateDelay
(business days)
Dawn M. BrockmanSVP and ControllerSold472$558.93$264KAug 10, 2026filed Aug 12, 20262d
Deirdre Davey McGrawEVP Mktg, Strat. & Comms.Sold2,400$558.28$1.3MAug 6, 2026filed Aug 10, 20262d
Walter Stanley BermanExecutive VP and CFOSold · 2 lines11,012$548.95$6.0MJul 28, 2026filed Jul 30, 20262d
James M. CracchioloChairman and CEOSold · 2 lines18,020$545.43$9.8MJul 28, 2026filed Jul 30, 20262d
William Jerryl WilliamsPres, Wealth Mgmt Advisor GrpSold · 3 lines8,210$539.35$4.4MJul 28, 2026filed Jul 29, 20261d
William Jerryl WilliamsPres, Wealth Mgmt Advisor GrpSold · 2 lines7,894$537.08$4.2MJul 27, 2026filed Jul 29, 20262d
Gerard P. SmythEVP & Hd. of Tech. & Serv. DelSold6,255$472.52$3.0MMay 14, 2026filed May 18, 20262d
Robert Francis Sharpe Jr.DirectorSold1,200$465.83$559KMay 8, 2026filed May 12, 20262d
William F. TruscottCEO, Global Asset ManagementSold5,000$532.08$2.7MFeb 10, 2026filed Feb 12, 20262d
Gumer AlveroPresident-Insurance&AnnuitiesSold4,658$542.88$2.5MFeb 9, 2026filed Feb 11, 20262d
Walter Stanley BermanExecutive VP and CFOSold7,000$544.22$3.8MFeb 5, 2026filed Feb 9, 20262d
James M. CracchioloChairman and CEOSold · 6 lines37,442$546.28$20.5MFeb 4, 2026filed Feb 6, 20262d

One row is one filing, newest filing first. A filing that reported its trade in several tranches is summed, priced at the weighted average, and marked with its line count. The delay counts business days from the trade to the filing, the unit of Form 4's two business day deadline: weekends and federal holidays are skipped. How the filing itself works is explained in our guide to Form 4.

Other Form 4 activity (20)
InsiderEventSharesDate
Heather J. MellohEVP and General CounselTax withholding469Aug 10, 2026
Heather J. MellohEVP and General CounselOption exercise722Aug 10, 2026
Deirdre Davey McGrawEVP Mktg, Strat. & Comms.Tax withholding2,191Aug 6, 2026
Deirdre Davey McGrawEVP Mktg, Strat. & Comms.Option exercise1,000Aug 6, 2026
Christopher J. WilliamsDirectorStock award38Jul 28, 2026
Walter Stanley BermanExecutive VP and CFOOption exercise34,111Jul 28, 2026
Walter Stanley BermanExecutive VP and CFOTax withholding23,099Jul 28, 2026
James M. CracchioloChairman and CEOTax withholding34,912Jul 28, 2026
James M. CracchioloChairman and CEOOption exercise52,932Jul 28, 2026
William Jerryl WilliamsPres, Wealth Mgmt Advisor GrpTax withholding6,840Jul 28, 2026
William Jerryl WilliamsPres, Wealth Mgmt Advisor GrpTax withholding2,131Jul 27, 2026
William Jerryl WilliamsPres, Wealth Mgmt Advisor GrpOption exercise3,634Jul 27, 2026
William Jerryl WilliamsPres, Wealth Mgmt Advisor GrpOption exercise10,948Jul 28, 2026
William F. TruscottCEO, Global Asset ManagementTax withholding181Jul 9, 2026
William F. TruscottCEO, Global Asset ManagementOption exercise392Jul 9, 2026
William Jerryl WilliamsPres, Wealth Mgmt Advisor GrpTax withholding24Jul 9, 2026
William Jerryl WilliamsPres, Wealth Mgmt Advisor GrpOption exercise54Jul 9, 2026
Kelli A. Hunter PetruzilloExec VP of Human ResourcesTax withholding98Jul 9, 2026
Kelli A. Hunter PetruzilloExec VP of Human ResourcesOption exercise207Jul 9, 2026
Dawn M. BrockmanSVP and ControllerTax withholding9.04Jul 9, 2026

Awards, option exercises, shares withheld to cover tax and gifts all file on the same form as a purchase or a sale. None of them is a decision to trade, so they sit here rather than beside the ones that are.

Congress trades in AMP

20 disclosures of 76 on record · median 22d of the 45 allowed

Since the trade: the stock's move from the trade date to the latest close we hold (figures as of Oct 25, 2026), not the member's result. Not investment advice.

MemberTypeActionAmount disclosedStock since the tradeTrade dateDisclosedDelay
Alan ArmstrongSelfStockPurchase$1,001 - $15,000+12.7%S&P 500 +19.8% · -7.1 pts vs S&P 500Mar 27, 2026Jul 21, 2026116d
Ro KhannaStockPurchase$1,001 - $15,000+11.1%S&P 500 +1.3% · +9.8 pts vs S&P 500May 27, 2026Jun 9, 202613d
Rick W. AllenSpouseFiled lateStockSale$50,001 - $100,000+5.1%After the saleS&P 500 +8.6% · -3.4 pts vs S&P 500Apr 15, 2026Jun 5, 202651d
Ro KhannaStockPurchase$1,001 - $15,000+6.1%S&P 500 +6.4% · -0.4 pts vs S&P 500Apr 24, 2026May 11, 202617d
Ro KhannaStockSale$15,001 - $50,000+8.2%After the saleS&P 500 +10.8% · -2.6 pts vs S&P 500Apr 13, 2026May 11, 202628d
Lizzie FletcherStockSale$1,001 - $15,000+8.6%After the saleS&P 500 +12.4% · -3.8 pts vs S&P 500Apr 8, 2026May 1, 202623d
Ro KhannaStockPurchase$1,001 - $15,000+11.1%S&P 500 +15.6% · -4.4 pts vs S&P 500Mar 23, 2026Apr 7, 202615d
Ro KhannaStockSale$15,001 - $50,000+12.3%After the saleS&P 500 +20.3% · -8.0 pts vs S&P 500Mar 30, 2026Apr 7, 20268d
Ro KhannaStockPurchase$1,001 - $15,000+5.6%S&P 500 +10.5% · -4.9 pts vs S&P 500Feb 24, 2026Mar 9, 202613d
Ro KhannaStockPurchase$1,001 - $15,000-0.9%S&P 500 +10.2% · -11.1 pts vs S&P 500Jan 23, 2026Feb 6, 202614d
Ro KhannaStockSale$1,001 - $15,000+8.8%After the saleS&P 500 +11.2% · -2.4 pts vs S&P 500Nov 3, 2025Dec 8, 202535d
Ro KhannaStockPurchase$1,001 - $15,000-1.1%S&P 500 +13.6% · -14.7 pts vs S&P 500Oct 7, 2025Nov 6, 202530d
Ro KhannaStockSale$1,001 - $15,000+4.1%After the saleS&P 500 +40.0% · -35.9 pts vs S&P 500Apr 9, 2025May 12, 202533d
Ro KhannaStockSale$1,001 - $15,000+3.3%After the saleS&P 500 +41.4% · -38.1 pts vs S&P 500Apr 15, 2025May 12, 202527d
Ro KhannaStockPurchase$1,001 - $15,000-2.1%S&P 500 +32.6% · -34.8 pts vs S&P 500Mar 6, 2025Apr 10, 202535d
Ro KhannaStockPurchase$1,001 - $15,000+2.4%S&P 500 +36.0% · -33.5 pts vs S&P 500Mar 12, 2025Apr 10, 202529d
Greg LandsmanJointStockSale$1,001 - $15,000-1.3%After the saleS&P 500 +34.0% · -35.4 pts vs S&P 500Mar 27, 2025Apr 8, 202512d
Greg LandsmanJointStockPurchase$1,001 - $15,000-6.3%S&P 500 +27.8% · -34.1 pts vs S&P 500Feb 26, 2025Mar 5, 20257d
Ro KhannaStockPurchase$1,001 - $15,000-10.9%S&P 500 +27.1% · -38.0 pts vs S&P 500Jan 17, 2025Feb 6, 202520d
Ro KhannaStockPurchase$1,001 - $15,000-12.3%S&P 500 +25.3% · -37.6 pts vs S&P 500Jan 22, 2025Feb 6, 202515d

Since the trade is an estimate, set beside the S&P 500 over the same window, with the gap between the two in percentage points. The filing carries a band, not a fill, and a sale keeps the stock's sign, so a positive figure after a sale means the stock kept rising after it. An option row carries the underlying stock's move. A row marked n/a is one we hold no figure for.

A delay above 45 days is the gap between the dates on the report; we mark a filing late only after checking it.

Every Congress trade in AMP, filterable by party, chamber, type and account.

Members of Congress reporting a position

5 members · estimate, as of Oct 21, 2026

5 members report a position (estimated). The largest estimated position is in the $50,001 - $100,000 band.

MemberParty, chamberEstimated positionShare of their portfolio
Kevin HernRepublican · House$50,001 - $100,0000.3%
Robert BresnahanRepublican · House$15,001 - $50,0000.2%
Lucy McBathDemocrat · House$1,001 - $15,0000.1%
Robert OnderRepublican · House$1,001 - $15,0000.2%
Julie JohnsonDemocrat · House$1,001 - $15,0000.1%

Estimate, as of Oct 21, 2026. Each position is modelled from the member's disclosed transactions and annual filings: the midpoint of each disclosed band, moved with the stock's price since the trade. It is a rough estimate of a reported position, not a figure from a filing, which is why it is shown as a band. Share of portfolio sets that estimate against the member's whole estimated public-stock portfolio.

Questions

Are insiders buying or selling AMP?

Across the 12 most recent open-market filings shown here, 0 were purchases and 12 were sales.

Which members of Congress have traded AMP?

Alan Armstrong, Ro Khanna, Rick W. Allen, Lizzie Fletcher and Greg Landsman disclosed AMP transactions in the filings shown here.

Which members of Congress hold AMP?

5 members of Congress report a position in AMP in the estimate we hold as of Oct 21, 2026. The two largest estimated positions belong to Kevin Hern and Robert Bresnahan; Lucy McBath holds one of the next largest, in the $1,001 - $15,000 band. The estimate is built from disclosed transactions and annual filings, so it is shown as a band rather than a figure from a filing.

Is AMP in the S&P 500 or the Nasdaq 100?

Ameriprise Financial, Inc. is a current member of the S&P 500, per the membership list we hold as of Oct 26, 2026. Current members of either index get a page here whatever their filing history.

How quickly are AMP trades disclosed?

Insider filings on this page reached the public a median of 2 business days after the transaction (weekends and federal holidays skipped), against the two business days Form 4 allows. Congressional disclosures took a median of 22 days, against the 45 the STOCK Act allows.

How to read a Form 4

A DECISION THE INSIDER MADE

POpen-market purchase. Bought with their own money at the market price.
SOpen-market sale. Sold on the market. A sale marked scheduled was set up in advance under a Rule 10b5-1 plan, often months before.

COMPENSATION PLUMBING

AStock award. Granted as pay, not bought.
MOption exercise. Converting options already held into shares.
FTax withholding. Shares handed back to the company to pay the tax on a grant.
GGift. Given away, with no money changing hands.

Congress rows disclose a value range rather than an exact amount, and the STOCK Act allows up to 45 days to report. Full sourcing and the limits of this data are on the methodology page. A filing is a record of a transaction, not a signal, and nothing here is investment advice.

Data as of Oct 26, 2026.

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