Insider and congress filings
Ameriprise Financial, Inc. (AMP)
About Ameriprise Financial, Inc.
from the company's filings and listing- Exchange
- NYSE
- Sector
- Financial Services
- Industry
- Asset Management
- Chief executive
- James Michael Cracchiolo
- Employees
- 13,600
- Listed since
- Sep 15, 2005
- Market value
- $49.6B
- Price to earnings
- 13.1
- Earnings per share
- $43.01
- Dividend yield
- 1.20%
Earnings
6 reported quarters · next on Oct 29, 2026| Quarter | EPS | EPS expected | Revenue | Revenue expected | Result |
|---|---|---|---|---|---|
| Jul 23, 2026 | $11.07 | $10.81 | $5.0B | $4.9B | EPS beatRevenue beat |
| Apr 23, 2026 | $11.26 | $10.21 | $4.9B | $4.7B | EPS beatRevenue beat |
| Jan 29, 2026 | $10.83 | $10.34 | $5.0B | $4.8B | EPS beatRevenue beat |
| Q3 FY2025reported Oct 30, 2025 | $9.92 | $9.77 | $4.9B | $4.6B | EPS beatRevenue beat |
| Jul 24, 2025 | $9.11 | $9.00 | $4.4B | $4.3B | EPS in lineRevenue in line |
| Q1 FY2025reported Apr 24, 2025 | $9.50 | $9.08 | $4.4B | $4.4B | EPS beatRevenue in line |
Actual against the consensus estimate at the time. A flag marks a beat or a miss of more than 1.5% either way; inside that band the quarter is in line. A flag marked GAAP compares a GAAP figure the company reported with an adjusted consensus, two different measures, so a one-time gain or charge can move it either way; basis unverified means we could not classify the reported figure. A flag reads n/a only when a number is missing. An estimate is a forecast made by analysts, not a company target.
Executive pay
as filed for 2024 · proxy filed Mar 21, 2025| Executive | Salary | Stock awards | Other | Total |
|---|---|---|---|---|
| James M. CracchioloChairman and Chief Executive Officer | $1.3M | $4.6M | $12.6M | $28.1M |
| Walter S. BermanExecutive Vice President, Chief Financial Officer | $675K | $1.2M | $4.6M | $9.5M |
| William F. TruscottChief Executive Officer, Global Asset Management | $675K | $979K | $4.1M | $8.0M |
| Joseph E. SweeneyPresident, Advice & Wealth Management Products and Ser | $644K | $695K | $3.1M | $6.1M |
| William DaviesExecutive Vice President Global Chief Investment Offic | $814K | $238K | $2.6M | $4.4M |
The summary compensation table from the 2024 proxy statement, current executives only. Read the filing
Institutional holders
13F positions as of Jun 30, 2026| Holder | Value | Shares | Change | Of company |
|---|---|---|---|---|
| Blackrock, Inc. | $3.6B | 7,935,137 | -8.0% | 8.64% |
| Vanguard Capital Management LLC | $2.7B | 5,900,661 | -0.5% | 6.43% |
| Vanguard Portfolio Management LLC | $2.4B | 5,176,700 | -1.5% | 5.64% |
| State Street Corp | $2.1B | 4,672,743 | +1.7% | 5.09% |
| Geode Capital Management, LLC | $1.3B | 2,756,276 | -4.1% | 3.00% |
| Aristotle Capital Management, LLC | $955.8M | 2,083,285 | -5.8% | 2.27% |
| Morgan Stanley | $800.0M | 1,743,842 | -13.2% | 1.90% |
| Goldman Sachs Group Inc | $753.8M | 1,643,021 | +12.6% | 1.79% |
| Nuveen, LLC | $683.9M | 1,490,792 | -0.6% | 1.62% |
| AQR Capital Management LLC | $607.5M | 1,324,189 | -10.2% | 1.44% |
| Norges Bank | $591.9M | 1,290,282 | +100.0% | 1.41% |
| Boston Partners | $547.1M | 1,192,056 | +3.2% | 1.30% |
A 13F reports long US equity positions 45 days after the quarter ends, so these are positions as they stood on Jun 30, 2026. For a manager's whole book see the fund directory.
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Open-market insider trades
12 filings of 354 on record| Insider | Action | Shares | Price | Value | Trade date | Delay |
|---|---|---|---|---|---|---|
| Dawn M. BrockmanSVP and Controller | Sold | 472 | $558.93 | $264K | Aug 10, 2026 | 2d |
| Deirdre Davey McGrawEVP Mktg, Strat. & Comms. | Sold | 2,400 | $558.28 | $1.3M | Aug 6, 2026 | 4d |
| Walter Stanley BermanExecutive VP and CFO | Sold · 2 lines | 11,012 | $548.95 | $6.0M | Jul 28, 2026 | 2d |
| James M. CracchioloChairman and CEO | Sold · 2 lines | 18,020 | $545.43 | $9.8M | Jul 28, 2026 | 2d |
| William Jerryl WilliamsPres, Wealth Mgmt Advisor Grp | Sold · 3 lines | 8,210 | $539.35 | $4.4M | Jul 28, 2026 | 1d |
| William Jerryl WilliamsPres, Wealth Mgmt Advisor Grp | Sold · 2 lines | 7,894 | $537.08 | $4.2M | Jul 27, 2026 | 2d |
| Gerard P. SmythEVP & Hd. of Tech. & Serv. Del | Sold | 6,255 | $472.52 | $3.0M | May 14, 2026 | 4d |
| Robert Francis Sharpe Jr.Director | Sold | 1,200 | $465.83 | $559K | May 8, 2026 | 4d |
| William F. TruscottCEO, Global Asset Management | Sold | 5,000 | $532.08 | $2.7M | Feb 10, 2026 | 2d |
| Gumer AlveroPresident-Insurance&annuities | Sold | 4,658 | $542.88 | $2.5M | Feb 9, 2026 | 2d |
| Walter Stanley BermanExecutive VP and CFO | Sold | 7,000 | $544.22 | $3.8M | Feb 5, 2026 | 4d |
| James M. CracchioloChairman and CEO | Sold · 6 lines | 36,034 | $546.26 | $19.7M | Feb 4, 2026 | 2d |
One row is one filing. A filing that reported its trade in several tranches is summed, priced at the weighted average, and marked with its line count.
Congress trades in AMP
20 disclosures of 76 on record · median 23d of the 45 allowed| Member | Type | Action | Amount disclosed | Since the trade | Trade date | Disclosed | Delay |
|---|---|---|---|---|---|---|---|
| Alan ArmstrongSelfFiled late | Stock | Purchase | $1,001 - $15,000 | +26.3%S&P +20.2% · vs S&P 500 +6.1% | Mar 27, 2026 | Jul 21, 2026 | 116d |
| Ro Khanna | Stock | Purchase | $1,001 - $15,000 | +24.5%S&P +1.6% · vs S&P 500 +23.0% | May 27, 2026 | Jun 9, 2026 | 13d |
| Rick W. AllenSpouseFiled late | Stock | Sale | $50,001 - $100,000 | +17.9%S&P +8.9% · vs S&P 500 +9.0% | Apr 15, 2026 | Jun 5, 2026 | 51d |
| Ro Khanna | Stock | Sale | $15,001 - $50,000 | +21.3%S&P +11.1% · vs S&P 500 +10.2% | Apr 13, 2026 | May 11, 2026 | 28d |
| Ro Khanna | Stock | Purchase | $1,001 - $15,000 | +18.9%S&P +6.8% · vs S&P 500 +12.1% | Apr 24, 2026 | May 11, 2026 | 17d |
| Lizzie Fletcher | Stock | Sale | $1,001 - $15,000 | +21.8%S&P +12.8% · vs S&P 500 +9.0% | Apr 8, 2026 | May 1, 2026 | 23d |
| Ro Khanna | Stock | Purchase | $1,001 - $15,000 | +24.6%S&P +16.0% · vs S&P 500 +8.7% | Mar 23, 2026 | Apr 7, 2026 | 15d |
| Ro Khanna | Stock | Sale | $15,001 - $50,000 | +25.9%S&P +20.7% · vs S&P 500 +5.2% | Mar 30, 2026 | Apr 7, 2026 | 8d |
| Ro Khanna | Stock | Purchase | $1,001 - $15,000 | +18.4%S&P +10.9% · vs S&P 500 +7.5% | Feb 24, 2026 | Mar 9, 2026 | 13d |
| Ro Khanna | Stock | Purchase | $1,001 - $15,000 | +11.1%S&P +10.6% · vs S&P 500 +0.6% | Jan 23, 2026 | Feb 6, 2026 | 14d |
| Ro Khanna | Stock | Sale | $1,001 - $15,000 | +22.0%S&P +11.6% · vs S&P 500 +10.4% | Nov 3, 2025 | Dec 8, 2025 | 35d |
| Ro Khanna | Stock | Purchase | $1,001 - $15,000 | +10.9%S&P +13.9% · vs S&P 500 -3.1% | Oct 7, 2025 | Nov 6, 2025 | 30d |
| Ro Khanna | Stock | Sale | $1,001 - $15,000 | +16.7%S&P +40.4% · vs S&P 500 -23.7% | Apr 9, 2025 | May 12, 2025 | 33d |
| Ro Khanna | Stock | Sale | $1,001 - $15,000 | +15.8%S&P +41.9% · vs S&P 500 -26.0% | Apr 15, 2025 | May 12, 2025 | 27d |
| Ro Khanna | Stock | Purchase | $1,001 - $15,000 | +14.9%S&P +36.4% · vs S&P 500 -21.5% | Mar 12, 2025 | Apr 10, 2025 | 29d |
| Ro Khanna | Stock | Purchase | $1,001 - $15,000 | +10.7%S&P +33.7% · vs S&P 500 -23.0% | Mar 6, 2025 | Apr 10, 2025 | 35d |
| Greg LandsmanSpouse | Stock | Sale | $1,001 - $15,000 | +10.6%S&P +34.5% · vs S&P 500 -23.8% | Mar 27, 2025 | Apr 8, 2025 | 12d |
| Greg LandsmanJoint | Stock | Purchase | $1,001 - $15,000 | +5.3%S&P +28.4% · vs S&P 500 -23.1% | Feb 26, 2025 | Mar 5, 2025 | 7d |
| Ro Khanna | Stock | Purchase | $1,001 - $15,000 | -0.1%S&P +27.6% · vs S&P 500 -27.6% | Jan 17, 2025 | Feb 6, 2025 | 20d |
| Ro Khanna | Stock | Purchase | $1,001 - $15,000 | -1.7%S&P +25.7% · vs S&P 500 -27.4% | Jan 22, 2025 | Feb 6, 2025 | 15d |
Since the trade: the stock's move from the trade date to the latest close we hold, as of Sep 10, 2026, an estimate, with the S&P 500 over the same window and the difference against it. The figures describe the stock after the trade, not the member's result: the filing carries a band, not a fill, and a sale keeps the same sign, so a positive figure after a sale means the stock kept rising. An option row carries the underlying stock's move. A row marked n/a has no market price. Not investment advice.
Members of Congress reporting a position
4 members · estimate, as of Sep 10, 20264 members report a position (estimated). The largest estimated position is in the $50,001 - $100,000 band.
| Member | Party, chamber | Estimated position | Share of their portfolio |
|---|---|---|---|
| Kevin Hern | Republican · House | $50,001 - $100,000 | 0.3% |
| Robert Bresnahan | Republican · House | $15,001 - $50,000 | 0.3% |
| Julie Johnson | Democrat · House | $1,001 - $15,000 | 0.1% |
| Robert Onder | Republican · House | $1,001 - $15,000 | 0.2% |
Estimate, as of Sep 10, 2026. Each position is modelled from the member's disclosed transactions and annual filings: the midpoint of each disclosed band, moved with the stock's price since the trade. It is a rough estimate of a reported position, not a figure from a filing, which is why it is shown as a band. Share of portfolio sets that estimate against the member's whole estimated public-stock portfolio.
Awards, option exercises and gifts (20)
| Insider | Event | Shares | Date |
|---|---|---|---|
| Heather J. MellohEVP and General Counsel | Tax withholding | 469 | Aug 10, 2026 |
| Heather J. MellohEVP and General Counsel | Option exercise | 722 | Aug 10, 2026 |
| Deirdre Davey McGrawEVP Mktg, Strat. & Comms. | Option exercise | 1,000 | Aug 6, 2026 |
| Deirdre Davey McGrawEVP Mktg, Strat. & Comms. | Tax withholding | 2,191 | Aug 6, 2026 |
| Christopher J. WilliamsDirector | Stock award | 38 | Jul 28, 2026 |
| James M. CracchioloChairman and CEO | Tax withholding | 34,912 | Jul 28, 2026 |
| James M. CracchioloChairman and CEO | Option exercise | 52,932 | Jul 28, 2026 |
| Walter Stanley BermanExecutive VP and CFO | Tax withholding | 23,099 | Jul 28, 2026 |
| Walter Stanley BermanExecutive VP and CFO | Option exercise | 34,111 | Jul 28, 2026 |
| William Jerryl WilliamsPres, Wealth Mgmt Advisor Grp | Option exercise | 10,948 | Jul 28, 2026 |
| William Jerryl WilliamsPres, Wealth Mgmt Advisor Grp | Option exercise | 3,634 | Jul 27, 2026 |
| William Jerryl WilliamsPres, Wealth Mgmt Advisor Grp | Tax withholding | 2,131 | Jul 27, 2026 |
| William Jerryl WilliamsPres, Wealth Mgmt Advisor Grp | Tax withholding | 6,840 | Jul 28, 2026 |
| William F. TruscottCEO, Global Asset Management | Tax withholding | 181 | Jul 9, 2026 |
| William F. TruscottCEO, Global Asset Management | Option exercise | 392 | Jul 9, 2026 |
| William Jerryl WilliamsPres, Wealth Mgmt Advisor Grp | Tax withholding | 24 | Jul 9, 2026 |
| William Jerryl WilliamsPres, Wealth Mgmt Advisor Grp | Option exercise | 54 | Jul 9, 2026 |
| Kelli A. Hunter PetruzilloExec VP of Human Resources | Tax withholding | 98 | Jul 9, 2026 |
| Kelli A. Hunter PetruzilloExec VP of Human Resources | Option exercise | 207 | Jul 9, 2026 |
| Dawn M. BrockmanSVP and Controller | Tax withholding | 9 | Jul 9, 2026 |
Awards, option exercises, shares withheld to cover tax and gifts all file on the same form as a purchase or a sale. None of them is a decision to trade, so they sit here rather than beside the ones that are.
Questions
Are insiders buying or selling AMP?
Across the 12 most recent open-market filings shown here, 0 were purchases and 12 were sales.
Which members of Congress have traded AMP?
Alan Armstrong, Ro Khanna, Rick W. Allen, Lizzie Fletcher, Greg Landsman disclosed AMP transactions in the filings shown here.
Which members of Congress hold AMP?
4 members of Congress report a position in AMP in the estimate we hold as of Sep 10, 2026. The three largest estimated positions belong to Kevin Hern, Robert Bresnahan and Julie Johnson. The estimate is built from disclosed transactions and annual filings, so it is shown as a band rather than a figure from a filing.
Is AMP in the S&P 500 or the Nasdaq 100?
Ameriprise Financial, Inc. is a current member of the S&P 500, per the membership list we hold as of Sep 10, 2026. Current members of either index get a page here whatever their filing history.
How quickly are AMP trades disclosed?
Insider filings on this page reached the public a median of 2 days after the transaction, against the two business days Form 4 allows. Congressional disclosures took a median of 23 days, against the 45 the STOCK Act allows.
How to read a Form 4
A DECISION THE INSIDER MADE
COMPENSATION PLUMBING
Congress rows disclose a value range rather than an exact amount, and the STOCK Act allows up to 45 days to report. Full sourcing and the limits of this data are on the methodology page. A filing is a record of a transaction, not a signal, and nothing here is investment advice.
Data as of Sep 10, 2026.