
Insider filings
Rocket Lab USA, Inc. (RKLB)
NASDAQ · Industrials · 380 insider filings · last filed 7 days agoNasdaq 100
About Rocket Lab USA, Inc.
from the company's filings and listing- Exchange
- NASDAQ
- Sector
- Industrials
- Industry
- Aerospace & Defense
- Chief executive
- Sir Peter Beck
- Employees
- 2,600
- Listed since
- Nov 24, 2020
- Market value
- $36.5B
- Price to earnings
- -
- Earnings per share
- -$0.26
- Dividend yield
- -
Earnings
6 reported quarters · next on Nov 9, 2026| Quarter | EPS | EPS expected | Revenue | Revenue expected | Result |
|---|---|---|---|---|---|
| Q2 FY2026reported Aug 10, 2026 | -$0.08 | -$0.06 | $234.1M | $231.6M | EPS missRevenue in line |
| Q1 FY2026reported May 7, 2026 | -$0.02 | -$0.07 | $200.3M | $189.6M | EPS beatRevenue beat |
| Q4 FY2025reported Feb 26, 2026 | -$0.09 | -$0.10 | $179.7M | $176.8M | EPS beatRevenue beat |
| Q3 FY2025reported Nov 10, 2025 | $0.01 | -$0.10 | $155.0M | $151.8M | EPS beatRevenue beat |
| Q2 FY2025reported Aug 7, 2025 | -$0.10 | -$0.10 | $144.5M | $135.4M | EPS missRevenue beat |
| Q1 FY2025reported May 8, 2025 | -$0.12 | -$0.11 | $122.6M | $121.4M | EPS missRevenue in line |
Actual against the consensus estimate at the time. A flag marks a beat or a miss of more than 1.5% either way; inside that band the quarter is in line. A flag marked GAAP compares a GAAP figure the company reported with an adjusted consensus, two different measures, so a one-time gain or charge can move it either way; basis unverified means we could not classify the reported figure. A flag reads n/a only when a number is missing. An estimate is a forecast made by analysts, not a company target.
Institutional holders
13F positions as of Jun 30, 2026| Holder | Value | Shares | Change | Of company |
|---|---|---|---|---|
| Blackrock, Inc. | $4.1B | 40,580,130 | +6.8% | 6.44% |
| Vanguard Portfolio Management LLC | $2.8B | 27,118,258 | +5.4% | 4.31% |
| Vanguard Capital Management LLC | $2.6B | 25,299,213 | +4.2% | 4.02% |
| UBS Group AG | $1.9B | 18,888,023 | +8.7% | 3.00% |
| Invesco Ltd. | $1.9B | 18,343,547 | +409.8% | 2.91% |
| State Street Corp | $1.5B | 14,442,067 | +3.7% | 2.29% |
| Jpmorgan Chase & Co | $1.4B | 13,805,113 | +29.3% | 2.19% |
| Geode Capital Management, LLC | $1.1B | 10,503,238 | -0.6% | 1.67% |
| Baillie Gifford & Co | $1.1B | 10,384,512 | -43.6% | 1.65% |
| Susquehanna International Group, LLP | $1.0B | 9,912,100 | +4.2% | 1.57% |
| Jane Street Group, LLC | $916.9M | 9,019,800 | +73.0% | 1.43% |
| Capital World Investors | $749.2M | 7,370,414 | +1.8% | 1.17% |
A 13F reports long US equity positions 45 days after the quarter ends, so these are positions as they stood on Jun 30, 2026. For a manager's whole book see the fund directory.
Open-market insider trades
19 filings of 380 on record| Insider | Action | Shares | Price | Value | Trade date | Delay |
|---|---|---|---|---|---|---|
| Adam C. SpiceChief Financial Officer | Sold · scheduled · 2 lines | 140,157 | $62.63 | $8.8M | Sep 2, 2026 | 2d |
| Frank KleinChief Operations Officer | Sold · scheduled · 3 lines | 35,558 | $66.61 | $2.4M | Aug 27, 2026 | 1d |
| Arjun KampaniSVP & General Counsel | Sold · scheduled · 2 lines | 6,034 | $66.65 | $402K | Aug 27, 2026 | 1d |
| Frank KleinChief Operations Officer | Sold · scheduled · 3 lines | 45,692 | $69.63 | $3.2M | Aug 24, 2026 | 2d |
| Agostino RicupatiVP Corp Controller & CAO | Sold · 3 lines | 669 | $69.63 | $47K | Aug 24, 2026 | 2d |
| Marvin Bradford ClevengerPresident, Rocket Lab Usa, Inc | Sold · scheduled · 3 lines | 15,051 | $69.63 | $1.0M | Aug 24, 2026 | 2d |
| Adam C. SpiceChief Financial Officer | Sold · scheduled · 3 lines | 9,677 | $69.63 | $674K | Aug 24, 2026 | 2d |
| Arjun KampaniSVP & General Counsel | Sold · scheduled · 3 lines | 7,754 | $69.63 | $540K | Aug 24, 2026 | 2d |
| Peter BeckCEO | Sold · 10 lines | 986,197 | $95.33 | $94.0M | Jul 6, 2026 | 2d |
| Peter BeckCEO | Sold · 6 lines | 990,960 | $82.86 | $82.1M | Jul 8, 2026 | 0d |
| Peter BeckCEO | Sold · 8 lines | 1,298,622 | $84.92 | $110.3M | Jul 7, 2026 | 1d |
| Arjun KampaniSVP & General Counsel | Sold | 88,000 | $107.98 | $9.5M | Jun 18, 2026 | 0d |
| Alexander R. SluskyDirector | Sold | 40,000 | $123.60 | $4.9M | Jun 2, 2026 | 3d |
| Arjun KampaniSVP & General Counsel | Sold · 8 lines | 23,804 | $147.43 | $3.5M | May 28, 2026 | 4d |
| Marvin Bradford ClevengerPresident, Rocket Lab Usa, Inc | Sold | 3,500 | $146.67 | $513K | May 28, 2026 | 4d |
| Frank KleinChief Operations Officer | Sold · 8 lines | 36,860 | $147.42 | $5.4M | May 28, 2026 | 4d |
| Alexander R. SluskyDirector | Sold · 2 lines | 60,000 | $149.40 | $9.0M | May 28, 2026 | 4d |
| Arjun KampaniSVP & General Counsel | Sold | 757 | $139.41 | $106K | May 26, 2026 | 2d |
| Marvin Bradford ClevengerPresident, Rocket Lab Usa, Inc | Sold · 4 lines | 13,916 | $142.88 | $2.0M | May 26, 2026 | 2d |
One row is one filing. A filing that reported its trade in several tranches is summed, priced at the weighted average, and marked with its line count.
Members of Congress reporting a position
1 member · estimate, as of Sep 10, 20261 member reports a position (estimated). The largest estimated position is in the $100,001 - $250,000 band.
| Member | Party, chamber | Estimated position | Share of their portfolio |
|---|---|---|---|
| Josh Harder | Democrat · House | $100,001 - $250,000 | 2.6% |
Estimate, as of Sep 10, 2026. Each position is modelled from the member's disclosed transactions and annual filings: the midpoint of each disclosed band, moved with the stock's price since the trade. It is a rough estimate of a reported position, not a figure from a filing, which is why it is shown as a band. Share of portfolio sets that estimate against the member's whole estimated public-stock portfolio.
Awards, option exercises and gifts (8)
| Insider | Event | Shares | Date |
|---|---|---|---|
| Adam C. SpiceChief Financial Officer | Option exercise | 140,157 | Sep 2, 2026 |
| Merline SaintilDirector | Gift | 261,903 | Aug 31, 2026 |
| Adam C. SpiceChief Financial Officer | Gift | 30,000 | Aug 17, 2026 |
| Agostino RicupatiVP Corp Controller & CAO | Stock award | 27,532 | Jun 3, 2026 |
| Adam C. SpiceChief Financial Officer | Stock award | 275,319 | Jun 3, 2026 |
| Adam C. SpiceChief Financial Officer | Gift | 62,724 | May 29, 2026 |
| Adam C. SpiceChief Financial Officer | Gift | 62,724 | Jun 1, 2026 |
| Edward H. FrankDirector | Gift | 91,373 | May 29, 2026 |
Awards, option exercises, shares withheld to cover tax and gifts all file on the same form as a purchase or a sale. None of them is a decision to trade, so they sit here rather than beside the ones that are.
Questions
Are insiders buying or selling RKLB?
Across the 19 most recent open-market filings shown here, 0 were purchases and 19 were sales. 7 were scheduled in advance under a Rule 10b5-1 plan.
Which members of Congress hold RKLB?
1 member of Congress reports a position in RKLB in the estimate we hold as of Sep 10, 2026. The largest estimated position belongs to Josh Harder. The estimate is built from disclosed transactions and annual filings, so it is shown as a band rather than a figure from a filing.
Is RKLB in the S&P 500 or the Nasdaq 100?
Rocket Lab USA, Inc. is a current member of the Nasdaq 100, per the membership list we hold as of Sep 10, 2026. Current members of either index get a page here whatever their filing history.
How quickly are RKLB trades disclosed?
Insider filings on this page reached the public a median of 2 days after the transaction, against the two business days Form 4 allows.
How to read a Form 4
A DECISION THE INSIDER MADE
COMPENSATION PLUMBING
Congress rows disclose a value range rather than an exact amount, and the STOCK Act allows up to 45 days to report. Full sourcing and the limits of this data are on the methodology page. A filing is a record of a transaction, not a signal, and nothing here is investment advice.
Data as of Sep 10, 2026.
