Congress trades
Rand Capital Corp (RAND)
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About Rand Capital Corp
from the company's filings and listing, as of Oct 24, 2026- Exchange
- NASDAQ
- Sector
- Financial Services
- Industry
- Asset Management
- Chief executive
- Daniel Penberthy
- Employees
- 4
- Listed since
- -
- Market value
- $28.9M
- Price to earnings (12 mo)
- -
- Net income per share, as reported (12 mo)
- -$0.05
- Dividend yield
- 17.66%
Earnings
6 reported quarters · next on Nov 4, 2026| Quarter | EPS | EPS expected | Revenue | Revenue expected | Result |
|---|---|---|---|---|---|
| Q2 FY2026reported Aug 5, 2026 | $0.46 | n/a | $1.4M | n/a | EPS n/aRevenue n/a |
| Q1 FY2026reported May 6, 2026 | $0.18 | n/a | $2.3M | n/a | EPS n/aRevenue n/a |
| Q4 FY2025reported Mar 5, 2026 | $0.20 | n/a | $1.3M | n/a | EPS n/aRevenue n/a |
| Q3 FY2025reported Nov 7, 2025 | $0.33 | n/a | $1.6M | n/a | EPS n/aRevenue n/a |
| Q2 FY2025reported Aug 4, 2025 | $0.33 | n/a | $1.6M | n/a | EPS n/aRevenue n/a |
| Q1 FY2025reported May 5, 2025 | $0.40 | n/a | n/a | n/a | EPS n/aRevenue n/a |
Actual against the consensus estimate at the time. A flag marks a beat or a miss of more than 1.5% either way; inside that band the quarter is in line. A figure or flag reads n/a when a number is missing, or when the figure failed our check against the company's other quarters, its own filings and its share splits, and was left out. Quarterly EPS is the figure set against the consensus, usually adjusted, so the quarters need not add up to the 12-month net income per share above. An estimate is a forecast made by analysts, not a company target.
Institutional holders
13F positions as of Jun 30, 2026| Holder | Value | Shares | Shares vs prior qtr | % of shares out |
|---|---|---|---|---|
| Courier Capital LLC | $157K | 15,382 | 0.0% | 0.52% |
| Shufro Rose & Co LLC | $143K | 14,000 | 0.0% | 0.47% |
| WNY Asset Management, LLC | $135K | 13,250 | New | 0.45% |
| UBS Group AG | $23K | 2,242 | New | 0.08% |
| Osaic Holdings, Inc. | $23K | 2,237 | +199.5% | 0.08% |
| Bullock Wealth Management Group | $7K | 642 | 0.0% | 0.02% |
| Morgan Stanley | $18 | 1 | 0.0% | 0.00% |
| Wells Fargo & Company | $7 | 1 | New | 0.00% |
A 13F reports long US equity positions and is filed within 45 days of the quarter end, so these are positions as they stood on Jun 30, 2026. New: not in this holder's prior 13F as reported; a change of filer ID can also show as new. For a manager's whole book see the fund directory. What a 13F covers and leaves out is explained in our guide to Form 13F.
GetSignal watches Form 4 and STOCK Act filings and pushes each one to your phone as it is published, with the history behind it. Free on iOS and Android.
Congress trades in RAND
20 disclosures of 30 on record · median 31d of the 45 allowedSince the trade: the stock's move from the trade date to the latest close we hold (figures as of Oct 24, 2026), not the member's result. Not investment advice.
| Member | Type | Action | Amount disclosed | Stock since the trade | Trade date | Disclosed | Delay |
|---|---|---|---|---|---|---|---|
| Scott H. PetersSpouse | Stock | Sale | $1,001 - $15,000 | -6.5%After the saleS&P 500 +131.3% · -137.8 pts vs S&P 500 | Aug 3, 2020 | Sep 13, 2020 | 41d |
| Scott H. PetersSpouse | Stock | Sale | $1,001 - $15,000 | -6.8%After the saleS&P 500 +130.4% · -137.1 pts vs S&P 500 | Aug 4, 2020 | Sep 13, 2020 | 40d |
| Scott H. PetersSpouse | Stock | Sale | $1,001 - $15,000 | -7.5%After the saleS&P 500 +136.7% · -144.2 pts vs S&P 500 | Jul 28, 2020 | Aug 13, 2020 | 16d |
| Scott H. PetersSpouse | Stock | Sale | $1,001 - $15,000 | -7.5%After the saleS&P 500 +133.9% · -141.4 pts vs S&P 500 | Jul 29, 2020 | Aug 13, 2020 | 15d |
| Scott H. PetersSpouse | Stock | Sale | $1,001 - $15,000 | -7.5%After the saleS&P 500 +134.7% · -142.2 pts vs S&P 500 | Jul 30, 2020 | Aug 13, 2020 | 14d |
| Scott H. PetersSpouse | Stock | Sale | $1,001 - $15,000 | -7.5%After the saleS&P 500 +132.8% · -140.3 pts vs S&P 500 | Jul 31, 2020 | Aug 13, 2020 | 13d |
| Scott H. PetersSpouse | Stock | Sale | $1,001 - $15,000 | -60.0%After the saleS&P 500 +177.1% · -237.1 pts vs S&P 500 | Jun 3, 2019 | Jul 14, 2019 | 41d |
| Scott H. PetersSpouse | Stock | Sale | $1,001 - $15,000 | -59.9%After the saleS&P 500 +171.1% · -231.0 pts vs S&P 500 | Jun 4, 2019 | Jul 14, 2019 | 40d |
| Scott H. PetersSpouse | Stock | Sale | $1,001 - $15,000 | -62.0%After the saleS&P 500 +164.5% · -226.5 pts vs S&P 500 | Jun 7, 2019 | Jul 14, 2019 | 37d |
| Scott H. PetersSpouse | Stock | Sale | $1,001 - $15,000 | -63.1%After the saleS&P 500 +166.0% · -229.1 pts vs S&P 500 | May 17, 2019 | Jun 18, 2019 | 32d |
| Scott H. PetersSpouse | Stock | Sale | $1,001 - $15,000 | -63.3%After the saleS&P 500 +167.8% · -231.1 pts vs S&P 500 | May 20, 2019 | Jun 18, 2019 | 29d |
| Scott H. PetersSpouse | Stock | Sale | $1,001 - $15,000 | -61.5%After the saleS&P 500 +165.6% · -227.1 pts vs S&P 500 | May 21, 2019 | Jun 18, 2019 | 28d |
| Scott H. PetersSpouse | Stock | Sale | $1,001 - $15,000 | -59.4%After the saleS&P 500 +166.3% · -225.7 pts vs S&P 500 | May 22, 2019 | Jun 18, 2019 | 27d |
| Scott H. PetersSpouse | Stock | Sale | $1,001 - $15,000 | -63.9%After the saleS&P 500 +169.5% · -233.4 pts vs S&P 500 | May 23, 2019 | Jun 18, 2019 | 26d |
| Scott H. PetersSpouse | Stock | Sale | $15,001 - $50,000 | -61.8%After the saleS&P 500 +169.0% · -230.8 pts vs S&P 500 | May 24, 2019 | Jun 18, 2019 | 25d |
| Scott H. PetersSpouse | Stock | Sale | $1,001 - $15,000 | -60.8%After the saleS&P 500 +171.4% · -232.2 pts vs S&P 500 | May 28, 2019 | Jun 18, 2019 | 21d |
| Scott H. PetersSpouse | Stock | Sale | $1,001 - $15,000 | -62.7%After the saleS&P 500 +171.0% · -233.6 pts vs S&P 500 | Mar 1, 2019 | Apr 14, 2019 | 44d |
| Scott H. PetersSpouse | Stock | Sale | $1,001 - $15,000 | -59.9%After the saleS&P 500 +172.0% · -231.9 pts vs S&P 500 | Mar 4, 2019 | Apr 14, 2019 | 41d |
| Scott H. PetersSpouse | Stock | Sale | $1,001 - $15,000 | -60.8%After the saleS&P 500 +172.3% · -233.1 pts vs S&P 500 | Mar 5, 2019 | Apr 14, 2019 | 40d |
| Scott H. PetersSpouse | Stock | Sale | $15,001 - $50,000 | -61.5%After the saleS&P 500 +174.1% · -235.5 pts vs S&P 500 | Mar 6, 2019 | Apr 14, 2019 | 39d |
Since the trade is an estimate, set beside the S&P 500 over the same window, with the gap between the two in percentage points. The filing carries a band, not a fill, and a sale keeps the stock's sign, so a positive figure after a sale means the stock kept rising after it. An option row carries the underlying stock's move. A row marked n/a is one we hold no figure for.
A delay above 45 days is the gap between the dates on the report; we mark a filing late only after checking it.
"Not captured" means the band or the transaction type on the original report is missing from our data.
"Dates conflict" marks a row whose disclosure is dated before its trade on the record we hold. Both dates are printed as filed, and no since-the-trade figure is computed from them.
Every Congress trade in RAND, filterable by party, chamber, type and account.
Questions
Which members of Congress have traded RAND?
Scott H. Peters disclosed RAND transactions in the filings shown here.
How quickly are RAND trades disclosed?
Congressional disclosures took a median of 31 days, against the 45 the STOCK Act allows.
How to read a STOCK Act filing
WHAT THE FILING ACTUALLY SAYS
Congress rows disclose a value range rather than an exact amount, and the STOCK Act allows up to 45 days to report. Full sourcing and the limits of this data are on the methodology page. A filing is a record of a transaction, not a signal, and nothing here is investment advice.
Data as of Oct 26, 2026.