Congress trades

Rand Capital Corp (RAND)

NASDAQ · Financial Services · 30 congress trades · last filed 6 years ago

20
Congress disclosures shown
32d
Median delay on the congress disclosures
of the 45 day limit
0/20
Purchases and sales in the disclosures shown

About Rand Capital Corp

from the company's filings and listing
Exchange
NASDAQ
Sector
Financial Services
Industry
Asset Management
Chief executive
Daniel Penberthy
Employees
4
Listed since
-
Market value
$33.1M
Price to earnings
-
Earnings per share
-$0.05
Dividend yield
15.42%

www.randcapital.com

Earnings

6 reported quarters · next on Nov 5, 2026
QuarterEPSEPS expectedRevenueRevenue expectedResult
Q2 FY2026reported Aug 5, 2026$0.46n/a$1.4Mn/aEPS n/aRevenue n/a
Q1 FY2026reported May 6, 2026$0.18n/a$2.3Mn/aEPS n/aRevenue n/a
Q4 FY2025reported Mar 5, 2026$0.20n/a$1.3Mn/aEPS n/aRevenue n/a
Q3 FY2025reported Nov 7, 2025$0.33n/a$1.6Mn/aEPS n/aRevenue n/a
Q2 FY2025reported Aug 4, 2025$0.33n/a$1.6Mn/aEPS n/aRevenue n/a
Q1 FY2025reported May 5, 2025$0.40n/a$13Kn/aEPS n/aRevenue n/a

Actual against the consensus estimate at the time. A flag marks a beat or a miss of more than 1.5% either way; inside that band the quarter is in line. A flag marked GAAP compares a GAAP figure the company reported with an adjusted consensus, two different measures, so a one-time gain or charge can move it either way; basis unverified means we could not classify the reported figure. A flag reads n/a only when a number is missing. An estimate is a forecast made by analysts, not a company target.

Institutional holders

13F positions as of Jun 30, 2026
HolderValueSharesChangeOf company
Courier Capital LLC$157K15,3820.0%0.52%
Shufro Rose & Co LLC$143K14,0000.0%0.47%
WNY Asset Management, LLC$135K13,250+100.0%0.45%
UBS Group AG$23K2,242+100.0%0.08%
Advisor Group Holdings, Inc.$23K2,237+199.5%0.08%
Bullock Wealth Management Group$7K642+100.0%0.02%
Morgan Stanley$1810.0%0.00%
Wells Fargo & Company/Mn$71+100.0%0.00%

A 13F reports long US equity positions 45 days after the quarter ends, so these are positions as they stood on Jun 30, 2026. For a manager's whole book see the fund directory.

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Congress trades in RAND

20 disclosures of 30 on record · median 32d of the 45 allowed
MemberTypeActionAmount disclosedSince the tradeTrade dateDisclosedDelay
Scott H. PetersSpouseStockSale$1,001 - $15,000+7.0%S&P +132.5% · vs S&P 500 -125.4%Aug 3, 2020Sep 13, 202041d
Scott H. PetersSpouseStockSale$1,001 - $15,000+6.7%S&P +131.5% · vs S&P 500 -124.7%Aug 4, 2020Sep 13, 202040d
Scott H. PetersSpouseStockSale$1,001 - $15,000+5.9%S&P +137.9% · vs S&P 500 -131.9%Jul 28, 2020Aug 13, 202016d
Scott H. PetersSpouseStockSale$1,001 - $15,000+5.9%S&P +135.9% · vs S&P 500 -130.0%Jul 30, 2020Aug 13, 202014d
Scott H. PetersSpouseStockSale$1,001 - $15,000+5.9%S&P +133.9% · vs S&P 500 -128.0%Jul 31, 2020Aug 13, 202013d
Scott H. PetersSpouseStockSale$1,001 - $15,000+5.9%S&P +135.0% · vs S&P 500 -129.1%Jul 29, 2020Aug 13, 202015d
Scott H. PetersSpouseStockSale$1,001 - $15,000-54.1%S&P +172.4% · vs S&P 500 -226.5%Jun 4, 2019Jul 14, 201940d
Scott H. PetersSpouseStockSale$1,001 - $15,000-54.2%S&P +178.4% · vs S&P 500 -232.6%Jun 3, 2019Jul 14, 201941d
Scott H. PetersSpouseStockSale$1,001 - $15,000-56.5%S&P +165.8% · vs S&P 500 -222.3%Jun 7, 2019Jul 14, 201937d
Scott H. PetersSpouseStockSale$1,001 - $15,000-58.0%S&P +169.2% · vs S&P 500 -227.1%May 20, 2019Jun 18, 201929d
Scott H. PetersSpouseStockSale$1,001 - $15,000-55.9%S&P +166.9% · vs S&P 500 -222.8%May 21, 2019Jun 18, 201928d
Scott H. PetersSpouseStockSale$1,001 - $15,000-58.7%S&P +170.8% · vs S&P 500 -229.5%May 23, 2019Jun 18, 201926d
Scott H. PetersSpouseStockSale$1,001 - $15,000-55.1%S&P +172.8% · vs S&P 500 -227.9%May 28, 2019Jun 18, 201921d
Scott H. PetersSpouseStockSale$15,001 - $50,000-56.3%S&P +170.3% · vs S&P 500 -226.6%May 24, 2019Jun 18, 201925d
Scott H. PetersSpouseStockSale$1,001 - $15,000-57.8%S&P +167.3% · vs S&P 500 -225.1%May 17, 2019Jun 18, 201932d
Scott H. PetersSpouseStockSale$1,001 - $15,000-53.5%S&P +167.6% · vs S&P 500 -221.1%May 22, 2019Jun 18, 201927d
Scott H. PetersSpouseStockSale$15,001 - $50,000-55.9%S&P +175.4% · vs S&P 500 -231.3%Mar 6, 2019Apr 14, 201939d
Scott H. PetersSpouseStockSale$1,001 - $15,000-57.3%S&P +172.3% · vs S&P 500 -229.5%Mar 1, 2019Apr 14, 201944d
Scott H. PetersSpouseStockSale$15,001 - $50,000-56.5%S&P +177.6% · vs S&P 500 -234.1%Mar 7, 2019Apr 14, 201938d
Scott H. PetersSpouseStockSale$1,001 - $15,000-54.1%S&P +173.3% · vs S&P 500 -227.4%Mar 4, 2019Apr 14, 201941d

Since the trade: the stock's move from the trade date to the latest close we hold, as of Sep 10, 2026, an estimate, with the S&P 500 over the same window and the difference against it. The figures describe the stock after the trade, not the member's result: the filing carries a band, not a fill, and a sale keeps the same sign, so a positive figure after a sale means the stock kept rising. An option row carries the underlying stock's move. A row marked n/a has no market price. Not investment advice.

Questions

Which members of Congress have traded RAND?

Scott H. Peters disclosed RAND transactions in the filings shown here.

How quickly are RAND trades disclosed?

Congressional disclosures took a median of 32 days, against the 45 the STOCK Act allows.

How to read a STOCK Act filing

WHAT THE FILING ACTUALLY SAYS

$A range, not an amount. Members disclose a band such as $1,001 to $15,000. The band is the filing, and we do not narrow it.
45Up to 45 days late, lawfully. The delay column counts calendar days from the transaction to its publication. Inside 45 days is within the law.
OPAn option names the underlying. A contract on a company is described using that company's name, so it can read like a share purchase. Those rows say otherwise.

Congress rows disclose a value range rather than an exact amount, and the STOCK Act allows up to 45 days to report. Full sourcing and the limits of this data are on the methodology page. A filing is a record of a transaction, not a signal, and nothing here is investment advice.

Data as of Sep 10, 2026.

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