Insider and congress filings

A. O. Smith Corporation (AOS)

NYSE · Industrials · 310 insider transactions · 58 congress trades · last filed 3 months agoS&P 500

6
Open-market insider filings shown
0d
Median delay on the insider filings, in business days
within the two business day rule
0 buys·6 sells
Purchases and sales in the filings shown
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About A. O. Smith Corporation

from the company's filings and listing, as of Oct 24, 2026
Exchange
NYSE
Sector
Industrials
Industry
Industrial - Machinery
Chief executive
Stephen Shafer
Employees
11,500
Listed since
Sep 30, 1983
Market value
$8.4B
Price to earnings (12 mo)
17.2
Net income per share, as reported (12 mo)
$3.61
Dividend yield
2.34%

www.aosmith.com

Earnings

6 reported quarters · next on Oct 29, 2026
QuarterEPSEPS expectedRevenueRevenue expectedResult
Q2 FY2026reported Jul 30, 2026$1.03$0.96$1.0B$994.9MEPS beatRevenue in line
Q1 FY2026reported Apr 30, 2026$0.85$0.94$945.6M$974.1MEPS miss, GAAPRevenue miss
Q4 FY2025reported Jan 29, 2026$0.90$0.84$912.5M$928.3MEPS beatRevenue miss
Q3 FY2025reported Oct 28, 2025$0.94$0.91$942.5M$948.0MEPS beat, GAAPRevenue in line
Q2 FY2025reported Jul 24, 2025$1.07$0.97$1.0B$937.0MEPS beat, GAAPRevenue beat
Q1 FY2025reported Apr 29, 2025$0.95$0.91$963.9M$952.3MEPS beat, GAAPRevenue in line

Actual against the consensus estimate at the time. A flag marks a beat or a miss of more than 1.5% either way; inside that band the quarter is in line. A flag marked GAAP compares a GAAP figure the company reported with an adjusted consensus, two different measures, so a one-time gain or charge can move it either way. A flag reads n/a only when a number is missing. Quarterly EPS is the figure set against the consensus, usually adjusted, so the quarters need not add up to the 12-month net income per share above. An estimate is a forecast made by analysts, not a company target.

Executive pay

as filed for fiscal 2025 · proxy filed Mar 4, 2026
ExecutiveSalaryStock awardsOtherTotal
Kevin J. WheelerExecutive Chairman$1.1M$3.7M$3.7M$8.5M
Stephen M. ShaferPresident and Chief Executive Officer$966K$2.7M$1.3M$5.0M
James F. SternExecutive Vice President, Corporate Development, Strategy, and Secretary$669K$699K$1.5M$2.9M
Charles T. LauberExecutive Vice President and Chief Financial Officer$674K$943K$1.2M$2.8M
Ming ChengSenior Vice President and Chief Technology Officer$230K$1.8M$492K$2.5M
Christopher T. HoweSenior Vice President and Chief Digital Information Officer$110K$1.6M$76K$1.8M

The summary compensation table from the proxy statement for fiscal 2025, with titles as filed then. Executives who have since left are not shown. Read the filing

Institutional holders

13F positions as of Jun 30, 2026
HolderValueSharesShares vs prior qtr% of shares out
FMR LLC$653.4M10,417,815+31.4%7.52%
BlackRock, Inc.$505.3M8,056,801+9.5%5.82%
Vanguard Capital Management LLC$457.0M7,286,250-0.6%5.26%
Vanguard Portfolio Management LLC$442.3M7,051,327-0.7%5.09%
State Street Corp$412.8M6,581,486+14.3%4.73%
Invesco Ltd.$347.2M5,535,312+17.0%4.00%
American Century Companies Inc$296.4M4,726,410+12.1%3.41%
Geode Capital Management, LLC$233.7M3,731,320-5.3%2.69%
Impax Asset Management Group PLC$176.5M2,813,713-34.2%2.03%
Morgan Stanley$170.4M2,717,566-24.1%1.96%
Proshare Advisors LLC$157.1M2,504,555+8.4%1.81%
UBS Group AG$155.1M2,473,535+168.4%1.79%

A 13F reports long US equity positions and is filed within 45 days of the quarter end, so these are positions as they stood on Jun 30, 2026. For a manager's whole book see the fund directory. What a 13F covers and leaves out is explained in our guide to Form 13F.

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Open-market insider trades

6 filings shown · newest filing first
InsiderActionSharesPriceValueTrade dateDelay
(business days)
Darrell W. SchuhSVP; President & GM LochinvarSold1,104$74.39$82KMar 4, 2026filed Mar 4, 20260d
Darrell W. SchuhSVP; President & GM LochinvarSold356$79.89$28KFeb 13, 2026filed Feb 17, 20261d
James F. SternExec VP, General Counsel & SecSold17,434$71.24$1.2MAug 7, 2025filed Aug 7, 20250d
Kevin J. WheelerExecutive ChairmanSold22,200$71.26$1.6MJul 30, 2025filed Jul 30, 20250d
Mark D. SmithDirectorSold2,400$71.36$171KJul 29, 2025filed Jul 29, 20250d
Samuel M. CarverSVP - Global OperationsSold3,460$66.51$230KFeb 27, 2025filed Feb 27, 20250d

One row is one filing, newest filing first. A filing that reported its trade in several tranches is summed, priced at the weighted average, and marked with its line count. The delay counts business days from the trade to the filing, the unit of Form 4's two business day deadline: weekends and federal holidays are skipped. How the filing itself works is explained in our guide to Form 4.

Other Form 4 activity (20)
InsiderEventSharesDate
Carrie L. AndersonEVP & CFOStock award32,060Jul 1, 2026
Aaron W. SaakDirectorStock award2,296Apr 23, 2026
Todd W. FisterDirectorStock award2,262Apr 13, 2026
Victoria M. HoltDirectorStock award2,262Apr 13, 2026
Ilham KadriDirectorStock award2,262Apr 13, 2026
Michael M. LarsenDirectorStock award2,262Apr 13, 2026
Christopher L. MapesDirectorStock award2,262Apr 13, 2026
Lois M. MartinDirectorStock award2,262Apr 13, 2026
Mark D. SmithDirectorStock award2,262Apr 13, 2026
Aaron W. SaakDirectorStock award2,262Apr 13, 2026
Darrell W. SchuhSVP; President & GM LochinvarTax withholding356Feb 13, 2026
Samuel M. CarverSVP - Global OperationsGift1,144Feb 23, 2026
Samuel M. CarverSVP - Global OperationsTax withholding1,026Feb 13, 2026
Samuel M. CarverSVP - Global OperationsStock award709Feb 13, 2026
Samuel M. CarverSVP - Global OperationsOption exercise2,605Feb 13, 2026
Douglas Samuel KargeSVP - President NA Water TreatTax withholding666Feb 13, 2026
Douglas Samuel KargeSVP - President NA Water TreatStock award338Feb 13, 2026
Douglas Samuel KargeSVP - President NA Water TreatOption exercise1,415Feb 13, 2026
Charles T. LauberEVP & CFOTax withholding4,447Feb 13, 2026
Charles T. LauberEVP & CFOStock award2,254Feb 13, 2026

Awards, option exercises, shares withheld to cover tax and gifts all file on the same form as a purchase or a sale. None of them is a decision to trade, so they sit here rather than beside the ones that are.

Congress trades in AOS

20 disclosures of 58 on record · median 30d of the 45 allowed

Since the trade: the stock's move from its estimated entry price (a purchase) or estimated exit price (a sale) to its current price, the latest close we hold. Not the member's result.

MemberTypeActionAmount disclosedSince the tradeTrade dateDisclosedDelay
Julie JohnsonJointFiled lateStockSale$1,001 - $15,000-14.2% since the saleEstimated exit price $72.17, close on Tue Sep 23, 2025Current price $61.91, close on Mon Oct 26Sep 23, 2025Aug 5, 2026316d
Julie JohnsonJointFiled lateStockPurchase$1,001 - $15,000-14.2% since the tradeEstimated entry price $72.17, close on Tue Sep 23, 2025Current price $61.91, close on Mon Oct 26Sep 23, 2025Aug 5, 2026316d
Ro KhannaStockSale$1,001 - $15,000-1.3% since the saleEstimated exit price $62.72, close on Tue Jun 30Current price $61.91, close on Mon Oct 26Jun 30, 2026Jul 6, 20266d
Ro KhannaStockPurchase$1,001 - $15,000-3.8% since the tradeEstimated entry price $64.38, close on Fri Apr 24Current price $61.91, close on Mon Oct 26Apr 24, 2026May 11, 202617d
Julie JohnsonJointStockSale$1,001 - $15,000-13.3% since the saleEstimated exit price $71.40, close on Thu Sep 25, 2025Current price $61.91, close on Mon Oct 26Sep 25, 2025Oct 7, 202512d
Ro KhannaStockSale$1,001 - $15,000-3.5% since the saleEstimated exit price $64.14, close on Mon Jun 23, 2025Current price $61.91, close on Mon Oct 26Jun 23, 2025Jul 9, 202516d
Ro KhannaStockSale$1,001 - $15,000-1.0% since the saleEstimated exit price $62.56, close on Wed Apr 9, 2025Current price $61.91, close on Mon Oct 26Apr 9, 2025May 12, 202533d
April McClain DelaneyDependent childStockSale$1,001 - $15,000-1.5% since the saleEstimated exit price $62.87, close on Thu Apr 10, 2025Current price $61.91, close on Mon Oct 26Apr 10, 2025May 2, 202522d
April McClain DelaneyDependent childStockSale$1,001 - $15,000-1.5% since the saleEstimated exit price $62.86, close on Wed Apr 16, 2025Current price $61.91, close on Mon Oct 26Apr 16, 2025May 2, 202516d
Ro KhannaStockPurchase$1,001 - $15,000-9.3% since the tradeEstimated entry price $68.23, close on Thu Mar 6, 2025Current price $61.91, close on Mon Oct 26Mar 6, 2025Apr 10, 202535d
Ro KhannaStockPurchase$1,001 - $15,000-5.7% since the tradeEstimated entry price $65.64, close on Wed Mar 12, 2025Current price $61.91, close on Mon Oct 26Mar 12, 2025Apr 10, 202529d
April McClain DelaneyDependent childStockSale$1,001 - $15,000-9.3% since the saleEstimated exit price $68.23, close on Thu Mar 6, 2025Current price $61.91, close on Mon Oct 26Mar 6, 2025Apr 2, 202527d
Robert BresnahanStockSale$1,001 - $15,000-7.6% since the saleEstimated exit price $66.99, close on Tue Feb 25, 2025Current price $61.91, close on Mon Oct 26Feb 25, 2025Mar 27, 202530d
April McClain DelaneyDependent childStockSale$15,001 - $50,000-5.8% since the saleEstimated exit price $65.72, close on Tue Feb 18, 2025Current price $61.91, close on Mon Oct 26Feb 18, 2025Mar 20, 202530d
Jared MoskowitzStockSale$1,001 - $15,000-17.3% since the saleEstimated exit price $74.86, close on Fri Nov 8, 2024Current price $61.91, close on Mon Oct 26Nov 8, 2024Dec 9, 202431d
Ro KhannaStockPurchase$1,001 - $15,000-15.4% since the tradeEstimated entry price $73.14, close on Tue Nov 12, 2024Current price $61.91, close on Mon Oct 26Nov 12, 2024Dec 5, 202423d
Ro KhannaStockPurchase$1,001 - $15,000-14.3% since the tradeEstimated entry price $72.23, close on Fri Nov 15, 2024Current price $61.91, close on Mon Oct 26Nov 15, 2024Dec 5, 202420d
Jared MoskowitzStockPurchase$1,001 - $15,000n/aJul 14, 2023Aug 21, 2024404d
Lois FrankelStockSale$1,001 - $15,000n/aSep 8, 2023Oct 10, 202332d
Michael T. McCaulStockSale$50,001 - $100,000n/aFeb 2, 2022Mar 17, 202243d

Estimated prices are the stock's closing price on the trade date. A disclosure gives a value band, not the price paid. Not investment advice. After a sale a positive figure means the stock kept rising after it.

A delay above 45 days is the gap between the dates on the report; we mark a filing late only after checking it.

Every Congress trade in AOS, filterable by party, chamber, type and account.

Members of Congress reporting a position

1 member · estimate, as of Oct 23, 2026

1 member reports a position (estimated). The largest estimated position is in the $1,001 - $15,000 band.

MemberParty, chamberEstimated positionShare of their portfolio
April McClain DelaneyDemocrat · House$1,001 - $15,0000.4%

Estimate, as of Oct 23, 2026. Each position is modelled from the member's disclosed transactions and annual filings: the midpoint of each disclosed band, marked to the latest close we hold. It is a rough estimate of a reported position, not a figure from a filing, which is why it is shown as a band. Share of portfolio sets that estimate against the member's whole estimated public-stock portfolio.

Questions

Are insiders buying or selling AOS?

Across the 6 most recent open-market filings shown here, 0 were purchases and 6 were sales.

Which members of Congress have traded AOS?

Julie Johnson, Ro Khanna, April McClain Delaney, Robert Bresnahan, Jared Moskowitz, Lois Frankel and others disclosed AOS transactions in the filings shown here.

Which members of Congress hold AOS?

1 member of Congress reports a position in AOS in the estimate we hold as of Oct 23, 2026. The estimated position belongs to April McClain Delaney. The estimate is built from disclosed transactions and annual filings, so it is shown as a band rather than a figure from a filing.

Is AOS in the S&P 500 or the Nasdaq 100?

A. O. Smith Corporation is a current member of the S&P 500, per the membership list we hold as of Oct 28, 2026. Current members of either index get a page here whatever their filing history.

How quickly are AOS trades disclosed?

Insider filings on this page reached the public a median of 0 business days after the transaction (weekends and federal holidays skipped), against the two business days Form 4 allows. Congressional disclosures took a median of 30 days, against the 45 the STOCK Act allows.

How to read a Form 4

A DECISION THE INSIDER MADE

POpen-market purchase. Bought with their own money at the market price.
SOpen-market sale. Sold on the market. A sale marked scheduled was set up in advance under a Rule 10b5-1 plan, often months before.

COMPENSATION PLUMBING

AStock award. Granted as pay, not bought.
MOption exercise. Converting options already held into shares.
FTax withholding. Shares handed back to the company to pay the tax on a grant.
GGift. Given away, with no money changing hands.

Congress rows disclose a value range rather than an exact amount, and the STOCK Act allows up to 45 days to report. Full sourcing and the limits of this data are on the methodology page. A filing is a record of a transaction, not a signal, and nothing here is investment advice.

Data as of Oct 28, 2026.

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